1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Appreciation Rights
|
11/25/2015(3)
|
11/25/2024 |
Common Stock
|
12,787
|
$
134.73
|
D
|
Â
|
Stock Appreciation Rights
|
11/26/2016(4)
|
11/26/2025 |
Common Stock
|
24,083
|
$
150.12
|
D
|
Â
|
Stock Appreciation Rights
|
11/26/2017(5)
|
11/26/2026 |
Common Stock
|
18,706
|
$
170.69
|
D
|
Â
|
Stock Appreciation Rights
|
11/26/2018(6)
|
11/26/2027 |
Common Stock
|
15,079
|
$
226.28
|
D
|
Â
|
Stock Appreciation Rights
|
11/26/2019(7)
|
11/26/2028 |
Common Stock
|
12,990
|
$
242.1
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 3,112 restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
(2) |
Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of January 29, 2019. |
(3) |
The stock appreciation rights vest in four annual installments beginning November 25, 2015. |
(4) |
The stock appreciation rights vest in four annual installments beginning November 26, 2016. |
(5) |
The stock appreciation rights vest in four annual installments beginning November 26, 2017. |
(6) |
The stock appreciation rights vest in four annual installments beginning November 26, 2018. |
(7) |
The stock appreciation rights vest in four annual installments beginning November 26, 2019. |