avhi_Current_Folio_8K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of Earliest Event Reported):

October 27, 2016

 

AV Homes, Inc.

 


 

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware

001-07395

23-1739078

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

 

 

8601 N. Scottsdale Rd. Suite 225

Scottsdale, Arizona

 

85253

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant's telephone number, including area code:

(480) 214-7400

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 2.02  Results of Operations and Financial Condition.

 

On October 27, 2016, AV Homes, Inc. (the “Company”) issued a press release announcing its results for the quarter ended September 30, 2016. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.

 

The information furnished pursuant to this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01  Financial Statements and Exhibits.

 

(d) Exhibits

 

 

 

 

Exhibit
No.

    

Description

 

 

 

99.1

 

Press Release dated October 27, 2016.

 

2


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

AV Homes, Inc.

 

 

Date: October 27, 2016

By:

/s/ Roger A. Cregg

 

Name:

Roger A. Cregg

 

Title:

President and Chief Executive Officer

 

 

(Principal Executive Officer)

 

3


 

Exhibit Index

 

 

 

 

Exhibit
No.

    

Description

 

 

 

99.1

 

Press Release dated October 27, 2016.

 

4