UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option | Â (1) | 01/31/2024 | Common Stock | 100,000 | $ 2 | D | Â |
Non Qualified Stock Option | Â (2) | 01/31/2014 | Common Stock | 1,400,000 | $ 2 | D | Â |
Class B Warrant | 11/08/2013 | 01/07/2016 | Common Stock | 30,000 | $ 6 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kendall Donald R Jr 2298 HORIZON RIDGE PARKWAY SUITE 205 HENDERSON, NV 89052 |
 |  |  CEO of Blue Earth Capital |  |
/s/ Donald Kendall | 01/31/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options vest as follows: 50,000 shares on February 28, 2014 and 50,000 shares on February 15,2015 |
(2) | An aggregate of 1,200,000 common shares under this option shall vest at the end of each eight(8) three month periods in 150,000 share increments commencing upon the third month anniversary of the date of the grant. The remaining 200,000 common shares issuable under this option are fully vested and immediately exercisable. |