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OMB APPROVAL |
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UNITED STATES |
OMB Number: |
3235-0058 |
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SECURITIES AND EXCHANGE COMMISSION |
Expires |
October 31, 2018 |
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Washington, D.C. 20549 |
Estimated average burden |
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hours per response. |
2.50 |
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SEC File Number |
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FORM 12b-25 |
000-54835 |
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NOTIFICATION OF LATE FILING |
CUSIP Number |
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561409103 |
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(check one): |
[X] |
Form 10-K |
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Form 20-F |
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Form 11-K |
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Form 10-Q |
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Form 10-D |
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Form N-SAR |
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Form N-CSR |
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For Period Ended: |
September 30, 2017 |
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[ ] |
Transition Report on Form 10-K |
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[ ] |
Transition Report on Form 20-F |
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[ ] |
Transition Report on Form 11-K |
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[ ] |
Transition Report on Form 10-Q |
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[ ] |
Transition Report on Form N-SAR |
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For the Transition Period Ended: |
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Read Instructions Before Preparing Form. |
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: |
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PART II RULES 12b-25(b) AND (c) |
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If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to |
Rule 12b-25(b), the following should be completed. (Check box if appropriate) |
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(a) |
The reason described in reasonable detail in Part III of this form could not be eliminated without |
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unreasonable effort or expense; |
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(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, |
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[X] |
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Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day |
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following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or |
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subject distribution reporton Form 10-D, or portion thereof, will be filed on or before the fifth calendar |
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day following the prescribed due date; and |
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(c) |
The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
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PART III NARRATIVE |
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State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion |
thereof, could not be filed within the prescribed time period. |
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Malvern Bancorp, Inc. (the "registrant") is unable to file its Annual Report on Form 10-K for the fiscal year ended September 30, 2017 (the "fiscal 2017 Form 10-K"), within the time period prescribed for such report without unreasonable effort or expense. The registrant requires additional time to complete certain aspects of its fiscal 2017 Form 10-K. The registrant continues to dedicate significant resources to the audit of the financial statements, internal control testing and reporting, and the fiscal 2017 Form 10-K. Currently, the registrant expects to timely file its fiscal 2017 Form 10-K within the extension period granted hereby. |
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PART IV OTHER INFORMATION |
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(1) |
Name and telephone number of person to contact in regard to this notification |
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Joseph D. Gangemi, Senior Vice President and Chief Financial Officer |
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(610) |
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644-9400 |
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(Name) |
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(Area Code) |
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(Telephone Number) |
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(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 |
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of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant |
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was required to file such report(s) been filed ? If answer is no, identify report(s). |
Yes |
[X] |
No |
[ ] |
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(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal |
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year will be reflected by the earnings statements to be included in the subject report or portion thereof ? |
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Yes |
[X] |
No |
[ ] |
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, |
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state the reasons why a reasonable estimate of the results cannot be made. |
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The registrant expects to report net income of $5.8 million for fiscal 2017 compared with net income of $12.2 million for fiscal 2016. The registrant disseminated a press release dated December 1, 2017 describing its results of operations for the quarter and twelve months ended September 30, 2017. A copy of that press release was filed by the registrant as an exhibit to the registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 1, 2017. The registrant does not expect that the results presented in its Annual Report on Form 10-K for the fiscal year ended September 30, 2017 will differ in any material respect from the results described in its December 1, 2017 press release. |
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Malvern Bancorp, Inc. |
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(Name of Registrant as Specified in Charter) |
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has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. |
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Date: |
December 14, 2017 |
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/s/ |
Joseph D. Gangemi |
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By: |
Joseph D. Gangemi |
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Title: |
Senior Vice President and Chief Financial Officer |
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INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized |
representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If |
the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), |
evidence of the representatives authority to sign on behalf of the registrant shall be filed with the form. |
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ATTENTION |
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
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