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CUSIP No. 006351308
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Estate of Kenneth Stanley Adams, Jr.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) ¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
332,653
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6.
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SHARED VOTING POWER
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7.
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SOLE DISPOSITIVE POWER
332,653
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8.
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SHARED DISPOSITIVE POWER
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
332,653
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ¨
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.77%
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12.
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TYPE OF REPORTING PERSON (see instructions)
OO
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CUSIP No. 006351308
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13G
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Page 3 of 5 Pages
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(a)
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Name of Issuer
Adams Resources & Energy, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
17 South Briar Hollow Lane, Suite 100, Houston, Texas 77027
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(a)
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Name of Person Filing
The Estate of Kenneth Stanley Adams, Jr.
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(b)
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Address of the Principal Office or, if none, residence
17 South Briar Hollow Lane, Suite 100, Houston, Texas 77027
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(c)
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Citizenship
Texas
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(d)
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Title of Class of Securities
Common Stock, $.10 Par Value
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(e)
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CUSIP Number
006351308
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned: 332,653
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(b)
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Percent of class: 7.77%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote 332,653.
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(ii)
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Shared power to vote or to direct the vote 0
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(iii)
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Sole power to dispose or to direct the disposition of 332,653
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(iv)
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Shared power to dispose or to direct the disposition of 0
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Item 11. Material to be filed as Exhibit
Exhibit 99.1 - Power of Attorney regarding filings under the Act
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CUSIP No. 006351308
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13G
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Page 5 of 5 Pages
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April 17, 2014
Date
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/s/ Richard B. Abshire
Signature
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Richard B. Abshire, Attorney-in-Fact
Name/Title
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