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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 7.9975 | 09/27/2012 | M | 11,428 | 08/25/2012 | 08/28/2018 | Common Stock | 11,428 | $ 0 | 11,428 (1) | D | ||||
Employee Stock Option (Right to Buy) | $ 7.9975 | 09/27/2012 | M | 30,631 | (2) | 12/19/2018 | Common Stock | 30,631 | $ 0 | 11,428 (3) | D | ||||
Employee Stock Option (Right to Buy) | $ 25.25 | 09/27/2012 | M | 33,557 | (4) | 03/24/2020 | Common Stock | 33,557 | $ 0 | 44,738 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ravener Robert D 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
EVP & Chief People Officer |
/s/ Robert D. Ravener | 09/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number of securities reported in this column represents unvested options subject to time-vesting criteria which are scheduled to vest on August 25, 2013. |
(2) | The securities reported in this column vested as to 7,775 shares on August 25, 2011, as to 11,428 shares on March 21, 2012, and as to 11,428 shares on August 25, 2012. |
(3) | The number of securities reported in this column represents unvested time options subject to time-vesting criteria which are scheduled to vest on August 25, 2013. |
(4) | The number of securities reported in this column vested as to 11,185 shares on March 18, 2011, as to 8,950 shares on March 21, 2012, and as to 13,422 shares on March 24, 2011. |
(5) | The number of securities reported in this column represents (a) 4,472 options which vested after the Issuer's satisfaction of certain performance-vesting criteria; and (b) 40,266 options subject to time-vesting criteria, 13,422 of which are vested and 26,844 of which are scheduled to vest 50% on March 24, 2013 and 50% on March 24, 2014. |