ý | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
One Amgen Center Drive, | 91320-1799 | |
Thousand Oaks, California | (Zip Code) | |
(Address of principal executive offices) |
Audited Financial Statements: | |
Supplemental Schedule: | |
December 31 | ||||||||
2013 | 2012 | |||||||
Assets | ||||||||
Investments at fair value | $ | 274,900,596 | $ | 205,455,233 | ||||
Notes receivable from participants | 15,605,826 | 14,324,229 | ||||||
Other – principally due from broker | 249,318 | 192,076 | ||||||
Total assets | 290,755,740 | 219,971,538 | ||||||
Liabilities | ||||||||
Other – principally due to broker | 214,079 | 247,008 | ||||||
Net assets reflecting investments at fair value | 290,541,661 | 219,724,530 | ||||||
Adjustment from fair value to contract value for interest in collective trust fund relating to fully benefit-responsive investment contracts | (177,233 | ) | (543,924 | ) | ||||
Net assets available for benefits | $ | 290,364,428 | $ | 219,180,606 |
Year Ended December 31 | ||||||||
2013 | 2012 | |||||||
Additions to (deductions from) net assets: | ||||||||
Employer contributions | $ | 13,597,067 | $ | 13,701,968 | ||||
Participant contributions | 11,169,958 | 10,398,675 | ||||||
Rollover contributions | 691,456 | 218,758 | ||||||
Interest and dividend income | 2,364,435 | 2,032,895 | ||||||
Net realized/unrealized gains | 52,246,722 | 29,003,843 | ||||||
Interest income on notes receivable from participants | 602,165 | 575,959 | ||||||
Benefits paid | (9,087,392 | ) | (6,043,477 | ) | ||||
Investment and administrative fees | (400,589 | ) | (331,493 | ) | ||||
Net increase | 71,183,822 | 49,557,128 | ||||||
Net assets available for benefits at beginning of year | 219,180,606 | 169,623,478 | ||||||
Net assets available for benefits at end of year | $ | 290,364,428 | $ | 219,180,606 |
Fair value measurements at December 31, 2013 using | ||||||||||||||||
Quoted prices in active markets for identical assets (Level 1) | Significant other observable inputs (Level 2) | Significant unobservable inputs (Level 3) | Total | |||||||||||||
Amgen stock | $ | 54,032,973 | $ | — | $ | — | $ | 54,032,973 | ||||||||
Cash and cash equivalents | 261,284 | — | — | 261,284 | ||||||||||||
Common and preferred stocks: | ||||||||||||||||
Large cap growth | 23,690,533 | — | — | 23,690,533 | ||||||||||||
Large cap value | 9,304,001 | — | — | 9,304,001 | ||||||||||||
Small-mid cap growth | 1,766,219 | — | — | 1,766,219 | ||||||||||||
Small-mid cap value | 22,678,407 | — | — | 22,678,407 | ||||||||||||
Other | 832,271 | — | — | 832,271 | ||||||||||||
Mutual funds: | ||||||||||||||||
Emerging markets equity | 1,734,759 | — | — | 1,734,759 | ||||||||||||
Fixed income | 6,418,886 | — | — | 6,418,886 | ||||||||||||
High yield debt | 4,663,790 | — | — | 4,663,790 | ||||||||||||
International growth | 4,933,253 | — | — | 4,933,253 | ||||||||||||
International value | 13,581,116 | — | — | 13,581,116 | ||||||||||||
Real estate investment index | 5,079,653 | — | — | 5,079,653 | ||||||||||||
Small-mid cap growth | 1,666,558 | — | — | 1,666,558 | ||||||||||||
Collective trust funds: | ||||||||||||||||
Capital preservation | — | 22,331,310 | — | 22,331,310 | ||||||||||||
Emerging markets equity | — | 3,881,576 | — | 3,881,576 | ||||||||||||
Fixed income | — | 7,614,515 | — | 7,614,515 | ||||||||||||
Fixed income index | — | 3,113,934 | — | 3,113,934 | ||||||||||||
Inflation indexed debt | — | 1,774,200 | — | 1,774,200 | ||||||||||||
International growth | — | 5,751,246 | — | 5,751,246 | ||||||||||||
International index | — | 1,391,893 | 1,391,893 | |||||||||||||
International value | — | 904,908 | — | 904,908 | ||||||||||||
Large cap growth | — | 1,769,683 | — | 1,769,683 | ||||||||||||
Large cap index | — | 54,109,878 | — | 54,109,878 | ||||||||||||
Large cap value | — | 583,305 | — | 583,305 | ||||||||||||
Short term investments | — | 3,306,339 | — | 3,306,339 | ||||||||||||
Small-mid cap growth | — | 278,605 | — | 278,605 | ||||||||||||
Small-mid cap index | — | 16,157,311 | — | 16,157,311 | ||||||||||||
Small-mid cap value | — | 1,288,190 | — | 1,288,190 | ||||||||||||
$ | 150,643,703 | $ | 124,256,893 | $ | — | $ | 274,900,596 |
Fair value measurements at December 31, 2012 using | ||||||||||||||||
Quoted prices in active markets for identical assets (Level 1) | Significant other observable inputs (Level 2) | Significant unobservable inputs (Level 3) | Total | |||||||||||||
Amgen stock | $ | 39,777,427 | $ | — | $ | — | $ | 39,777,427 | ||||||||
Cash and cash equivalents | 169,867 | — | — | 169,867 | ||||||||||||
Common and preferred stocks: | ||||||||||||||||
Large cap growth | 17,971,848 | — | — | 17,971,848 | ||||||||||||
Large cap value | 4,921,690 | — | — | 4,921,690 | ||||||||||||
Small-mid cap growth | 1,966,733 | — | — | 1,966,733 | ||||||||||||
Small-mid cap value | 15,271,526 | 8,794 | — | 15,280,320 | ||||||||||||
Other | 684,275 | — | — | 684,275 | ||||||||||||
Mutual funds: | ||||||||||||||||
High yield debt | 3,771,941 | — | — | 3,771,941 | ||||||||||||
Inflation indexed debt | 1,078,504 | — | — | 1,078,504 | ||||||||||||
International growth | 6,661,875 | — | — | 6,661,875 | ||||||||||||
International value | 10,242,760 | — | — | 10,242,760 | ||||||||||||
Real estate investment trust index | 4,999,478 | — | — | 4,999,478 | ||||||||||||
Collective trust funds: | ||||||||||||||||
Capital preservation | — | 19,299,926 | — | 19,299,926 | ||||||||||||
Emerging markets equity | — | 6,276,475 | — | 6,276,475 | ||||||||||||
Fixed income | — | 11,388,372 | — | 11,388,372 | ||||||||||||
Inflation indexed debt | — | 87,961 | — | 87,961 | ||||||||||||
International growth | — | 2,834,318 | — | 2,834,318 | ||||||||||||
International value | — | 931,634 | — | 931,634 | ||||||||||||
Large cap growth | — | 821,472 | — | 821,472 | ||||||||||||
Large cap index | — | 41,487,995 | — | 41,487,995 | ||||||||||||
Large cap value | — | 231,842 | — | 231,842 | ||||||||||||
Short term investments | — | 3,617,535 | — | 3,617,535 | ||||||||||||
Small-mid cap growth | — | 112,439 | — | 112,439 | ||||||||||||
Small-mid cap index | — | 9,140,982 | — | 9,140,982 | ||||||||||||
Small-mid cap value | — | 1,697,564 | — | 1,697,564 | ||||||||||||
$ | 107,517,924 | $ | 97,937,309 | $ | — | $ | 205,455,233 |
December 31 | ||||||||
2013 | 2012 | |||||||
Northern Trust Collective S&P 500 Index Fund – Non Lending – Collective trust fund | $ | 54,109,878 | * | |||||
Amgen stock | 54,032,973 | $ | 39,777,427 | |||||
Wells Fargo Stable Return Fund G – Collective trust fund | 22,331,310 | 19,299,926 | ||||||
Northern Trust Collective Extended Equity Market Index Fund – Non Lending – Collective trust fund | 16,157,311 | * | ||||||
Blackrock Equity Index Fund F – Collective trust fund | * | 37,505,088 |
Year Ended December 31 | ||||||||
2013 | 2012 | |||||||
Amgen stock | $ | 13,117,987 | $ | 10,071,262 | ||||
Common and preferred stocks | 16,113,118 | 6,252,359 | ||||||
Mutual funds | 3,579,902 | 3,215,869 | ||||||
Collective trust funds | 19,450,480 | 9,463,527 | ||||||
Other | (14,765 | ) | 826 | |||||
$ | 52,246,722 | $ | 29,003,843 |
December 31 | ||||||||
2013 | 2012 | |||||||
Net assets available for benefits per the financial statements | $ | 290,364,428 | $ | 219,180,606 | ||||
Adjustment from fair value to contract value for fully benefit-responsive investment contracts | 177,233 | 543,924 | ||||||
Amounts allocated to withdrawing participants | (1,000 | ) | (3,361 | ) | ||||
Deemed loans | (244,834 | ) | (153,549 | ) | ||||
Net assets per the Form 5500 | $ | 290,295,827 | $ | 219,567,620 |
Year Ended December 31 2013 | ||||
Interest and dividend income | $ | 2,364,435 | ||
Net realized/unrealized gains | 52,246,722 | |||
Total net investment income per the financial statements | 54,611,157 | |||
Adjustment from fair value to contract value for interest in collective trust funds relating to fully benefit-responsive investment contracts: | ||||
Less prior year adjustment | (543,924 | ) | ||
Add current year adjustment | 177,233 | |||
Total net investment income per the Form 5500 | $ | 54,244,466 |
Year Ended December 31 2013 | ||||
Benefits paid | $ | (9,087,392 | ) | |
Investment and administrative fees | (400,589 | ) | ||
Total distributions per the financial statements | (9,487,981 | ) | ||
Add prior year amounts allocated to withdrawing participants | 3,361 | |||
Less current year amounts allocated to withdrawing participants | (1,000 | ) | ||
Add prior year deemed loan balance | 153,549 | |||
Less current year deemed loan balance | (244,834 | ) | ||
Total distributions per the Form 5500 | $ | (9,576,905 | ) |
Identity of Issue | Description of Investment | Current Value | ||||||||
Amgen stock* | Employer Securities 473,641 shares | $ | 54,032,973 | |||||||
Capital Preservation Asset Class: | ||||||||||
Wells Fargo Stable Return Fund G* | Collective trust fund 435,306 units | $ | 22,331,310 | |||||||
NT Collective Short Term Investment Fund* | Collective trust fund 1,329,239 units | 1,329,239 | ||||||||
Total Capital Preservation Asset Class | 23,660,549 | |||||||||
Emerging Markets Equity Asset Class: | ||||||||||
JP Morgan Emerging Markets Equity Focus Fund* | Collective trust fund 109,734 units | 1,894,014 | ||||||||
Artisan Emerging Markets Fund | Mutual Fund 137,898 shares | 1,734,759 | ||||||||
Blackrock FTSE RAFI Emerging Index Fund - Non Lendable* | Collective trust fund 158,446 units | 1,691,653 | ||||||||
NT Collective Emerging Markets Fund - Non Lending* | Collective trust fund 1,938 units | 295,909 | ||||||||
Total Emerging Markets Equity Asset Class | 5,616,335 | |||||||||
Fixed Income Asset Class: | ||||||||||
PIMCO Total Return Fund | Mutual Fund 600,457 shares | 6,418,884 | ||||||||
JP Morgan Core Bond Fund* | Collective trust fund 396,159 units | 6,401,926 | ||||||||
NT Collective Aggregate Bond Index Fund - Non Lending* | Collective trust fund 9,777 units | 1,212,589 | ||||||||
Total Fixed Income Asset Class | 14,033,399 | |||||||||
Fixed Income Index Asset Class: | ||||||||||
NT Collective Aggregate Bond Index Fund - Non Lending* | Collective trust fund 25,106 units | 3,113,934 | ||||||||
Total Fixed Income Index Asset Class | 3,113,934 | |||||||||
High Yield Asset Class: | ||||||||||
Blackrock High Yield Bond Fund | Mutual Fund 286,279 shares | 2,353,214 | ||||||||
Mainstay High Yield Corporate Bond Fund | Mutual Fund 381,913 shares | 2,310,575 | ||||||||
NT Collective Short Term Investment Fund* | Collective trust fund 350,387 units | 350,387 | ||||||||
Total High Yield Asset Class | 5,014,176 | |||||||||
Inflation Protection Asset Class: | ||||||||||
NT Collective Treasury Inflation-Protected Securities Index Fund - Non Lending* | Collective trust fund 13,818 units | 1,774,200 | ||||||||
Total Inflation Protection Asset Class | 1,774,200 | |||||||||
International Growth Asset Class: | ||||||||||
Artisan International Fund* | Collective trust fund 246,920 units | 5,128,530 | ||||||||
MFS Institutional International Equity Fund | Mutual Fund 219,940 shares | 4,933,253 | ||||||||
NT Collective EAFE Index Fund - Non Lending* | Collective trust fund 2,304 units | 622,716 | ||||||||
Thai baht | Cash and cash equivalents 411 units | 411 | ||||||||
Brazilian real | Cash and cash equivalents 115 units | 115 | ||||||||
Total International Growth Asset Class | 10,685,025 | |||||||||
International Index Asset Class: | ||||||||||
NT Collective All Country World Index (ACWI) Ex-US Fund - Non Lending* | Collective trust fund 10,625 units | 1,391,893 | ||||||||
Total International Index Asset Class | 1,391,893 | |||||||||
International Value Asset Class: | ||||||||||
Dodge & Cox International Fund | Mutual Fund 315,546 shares | 13,581,116 |
Identity of Issue | Description of Investment | Current Value | ||||||||
NT Collective EAFE Index Fund - Non Lending* | Collective trust fund 3,347 units | 904,908 | ||||||||
Total International Value Asset Class | 14,486,024 | |||||||||
Large Cap Growth Asset Class: | ||||||||||
NT Collective Russell 1000 Growth Index Fund - Non Lending* | Collective trust fund 7,147 units | 1,769,681 | ||||||||
Google Inc. Class A | Common and preferred stock 1,085 shares | 1,215,969 | ||||||||
Visa Inc. Class A | Common and preferred stock 4,770 shares | 1,062,182 | ||||||||
Amazon.com Inc. | Common and preferred stock 2,200 shares | 877,337 | ||||||||
Facebook Inc. | Common and preferred stock 12,360 shares | 675,597 | ||||||||
priceline.com Inc. | Common and preferred stock 578 shares | 671,867 | ||||||||
Salesforce.com Inc. | Common and preferred stock 11,310 shares | 624,199 | ||||||||
NT Collective Short Term Investment Fund* | Collective trust fund 478,577 units | 478,577 | ||||||||
Las Vegas Sands Corporation | Common and preferred stock 6,030 shares | 475,587 | ||||||||
Baidu, Inc. | Common and preferred stock 2,580 shares | 458,930 | ||||||||
Biogen Idec Inc. | Common and preferred stock 1,535 shares | 429,417 | ||||||||
Linkedin Corporation Class A | Common and preferred stock 1,660 shares | 359,938 | ||||||||
Chipotle Mexican Grill Inc. | Common and preferred stock 645 shares | 343,643 | ||||||||
Regeneron Pharmaceuticals, Inc. | Common and preferred stock 1,245 shares | 342,674 | ||||||||
Apple Inc. | Common and preferred stock 580 shares | 325,444 | ||||||||
ASML Holding N. V. | Common and preferred stock 3,375 shares | 316,238 | ||||||||
National Oilwell Varco, Inc. | Common and preferred stock 3,790 shares | 301,419 | ||||||||
Schlumberger Limited | Common and preferred stock 3,325 shares | 299,616 | ||||||||
Walt Disney Company | Common and preferred stock 3,921 shares | 299,564 | ||||||||
ARM Holdings PLC | Common and preferred stock 5,325 shares | 291,491 | ||||||||
Mastercard, Inc. Class A | Common and preferred stock 340 shares | 284,056 | ||||||||
Nike Inc. Class B | Common and preferred stock 3,600 shares | 283,104 | ||||||||
Gilead Sciences Inc. | Common and preferred stock 3,590 shares | 269,789 | ||||||||
Alexion Pharmaceuticals Inc. | Common and preferred stock 2,025 shares | 269,447 | ||||||||
Splunk Inc. | Common and preferred stock 3,900 shares | 267,813 | ||||||||
Starbucks Corporation | Common and preferred stock 3,413 shares | 267,545 | ||||||||
International Business Machines Corporation | Common and preferred stock 1,412 shares | 264,849 | ||||||||
Microsoft Corporation | Common and preferred stock 7,070 shares | 264,630 | ||||||||
Intuitive Surgical, Inc. | Common and preferred stock 655 shares | 251,572 | ||||||||
Monsanto Company | Common and preferred stock 2,025 shares | 236,014 | ||||||||
Southwestern Energy | Common and preferred stock 6,000 shares | 235,980 | ||||||||
Biomarin Pharmaceutical Inc. | Common and preferred stock 3,240 shares | 227,675 | ||||||||
Costco Wholesale Corporation | Common and preferred stock 1,870 shares | 222,549 | ||||||||
Honeywell International Inc. | Common and preferred stock 2,400 shares | 219,288 | ||||||||
Cerner Corporation | Common and preferred stock 3,875 shares | 215,993 | ||||||||
The Charles Schwab Corporation | Common and preferred stock 8,025 shares | 208,650 | ||||||||
Coca-Cola Company | Common and preferred stock 4,949 shares | 204,443 | ||||||||
Yahoo! Inc. | Common and preferred stock 5,040 shares | 203,818 | ||||||||
Ulta Salon Cosmetics & Fragrance Inc. | Common and preferred stock 2,050 shares | 197,866 | ||||||||
FMC Technologies Inc. | Common and preferred stock 3,775 shares | 197,093 | ||||||||
Liberty Global PLC | Common and preferred stock 2,170 shares | 193,108 | ||||||||
Oracle Corporation | Common and preferred stock 4,840 shares | 185,178 | ||||||||
Precision Castparts Corporation | Common and preferred stock 680 shares | 183,124 | ||||||||
Morgan Stanley | Common and preferred stock 5,760 shares | 180,634 | ||||||||
Expedia Inc. | Common and preferred stock 2,590 shares | 180,419 | ||||||||
Philip Morris International Inc. | Common and preferred stock 2,030 shares | 176,874 | ||||||||
Qualcomm Inc. | Common and preferred stock 2,343 shares | 173,968 | ||||||||
Sherwin-Williams Company | Common and preferred stock 930 shares | 170,655 | ||||||||
EOG Resources Inc. | Common and preferred stock 950 shares | 159,448 | ||||||||
Eaton Corporation PLC | Common and preferred stock 2,080 shares | 158,330 | ||||||||
IntercontinentalExchange Group Inc. | Common and preferred stock 690 shares | 155,195 | ||||||||
B/E Aerospace Inc. | Common and preferred stock 1,760 shares | 153,173 | ||||||||
Discover Financial Services | Common and preferred stock 2,720 shares | 152,184 |
Identity of Issue | Description of Investment | Current Value | ||||||||
Monster Beverage Corporation | Common and preferred stock 2,150 shares | 145,706 | ||||||||
Affiliated Managers Group Inc. | Common and preferred stock 670 shares | 145,310 | ||||||||
Sirius XM Holdings Inc. | Common and preferred stock 39,910 shares | 139,286 | ||||||||
Actavis PLC | Common and preferred stock 820 shares | 137,760 | ||||||||
Allergan Inc. | Common and preferred stock 1,240 shares | 137,739 | ||||||||
Catamaran Corporation | Common and preferred stock 2,880 shares | 136,742 | ||||||||
Anadarko Petroleum Corporation | Common and preferred stock 1,720 shares | 136,431 | ||||||||
Estee Lauder Companies Inc. Class A | Common and preferred stock 1,710 shares | 128,797 | ||||||||
United Parcel Service Inc. Class B | Common and preferred stock 1,200 shares | 126,096 | ||||||||
CVS Caremark Corporation | Common and preferred stock 1,750 shares | 125,248 | ||||||||
JP Morgan Chase & Company* | Common and preferred stock 2,110 shares | 123,393 | ||||||||
Northern Trust Corporation* | Common and preferred stock 1,960 shares | 121,304 | ||||||||
Athenahealth Inc. | Common and preferred stock 900 shares | 121,050 | ||||||||
The Goldman Sachs Group Inc. | Common and preferred stock 680 shares | 120,537 | ||||||||
Discovery Communications Inc. | Common and preferred stock 1,320 shares | 119,354 | ||||||||
Accenture PLC | Common and preferred stock 1,440 shares | 118,397 | ||||||||
Fortune Brands Home & Securities Inc. | Common and preferred stock 2,570 shares | 117,449 | ||||||||
Express Scripts Holding Company | Common and preferred stock 1,660 shares | 116,598 | ||||||||
Celgene Corporation | Common and preferred stock 690 shares | 116,582 | ||||||||
Ralph Lauren Corporation Class A | Common and preferred stock 660 shares | 116,536 | ||||||||
Halliburton Company | Common and preferred stock 2,270 shares | 115,203 | ||||||||
Yandex NV Class A | Common and preferred stock 2,520 shares | 108,738 | ||||||||
American Tower Corporation | Common and preferred stock 1,360 shares | 108,555 | ||||||||
Wells Fargo & Company* | Common and preferred stock 2,360 shares | 107,144 | ||||||||
Under Armor Inc. Class A | Common and preferred stock 1,220 shares | 106,506 | ||||||||
Nordstrom, Inc. | Common and preferred stock 1,710 shares | 105,678 | ||||||||
Johnson & Johnson | Common and preferred stock 1,150 shares | 105,329 | ||||||||
Kansas City Southern | Common and preferred stock 850 shares | 105,256 | ||||||||
ServiceNow Inc. | Common and preferred stock 1,850 shares | 103,619 | ||||||||
Abbott Laboratories | Common and preferred stock 2,596 shares | 99,505 | ||||||||
Mondelez International Inc. | Common and preferred stock 2,790 shares | 98,487 | ||||||||
Omnicom Group Inc. | Common and preferred stock 1,321 shares | 98,243 | ||||||||
Stryker Corporation | Common and preferred stock 1,300 shares | 97,682 | ||||||||
FleetCor Technologies Inc. | Common and preferred stock 830 shares | 97,251 | ||||||||
Red Hat Inc. | Common and preferred stock 1,710 shares | 95,828 | ||||||||
The Gap Inc. | Common and preferred stock 2,440 shares | 95,355 | ||||||||
Jarden Corporation | Common and preferred stock 1,530 shares | 93,866 | ||||||||
eBay Inc. | Common and preferred stock 1,710 shares | 93,862 | ||||||||
T Rowe Price Group Inc. | Common and preferred stock 1,108 shares | 92,817 | ||||||||
Medtronic Inc. | Common and preferred stock 1,600 shares | 91,824 | ||||||||
Equinix Inc. | Common and preferred stock 510 shares | 90,500 | ||||||||
Parker-Hannifin Corporation | Common and preferred stock 660 shares | 84,902 | ||||||||
Verisk Analytics Inc. Class A | Common and preferred stock 1,290 shares | 84,779 | ||||||||
Intuit Inc. | Common and preferred stock 1,110 shares | 84,715 | ||||||||
Bed Bath & Beyond Inc. | Common and preferred stock 1,049 shares | 84,235 | ||||||||
Scripps Networks Interactive Inc. Class A | Common and preferred stock 970 shares | 83,818 | ||||||||
VeriSign Inc. | Common and preferred stock 1,380 shares | 82,496 | ||||||||
Starwood Hotels & Resorts Worldwide Inc. | Common and preferred stock 1,030 shares | 81,834 | ||||||||
Chicago Bridge & Iron Company | Common and preferred stock 940 shares | 78,152 | ||||||||
TJX Companies Inc. | Common and preferred stock 1,210 shares | 77,113 | ||||||||
Rockwell Automation Inc. | Common and preferred stock 650 shares | 76,804 | ||||||||
Intel Corporation | Common and preferred stock 2,950 shares | 76,582 | ||||||||
F5 Networks Inc. | Common and preferred stock 840 shares | 76,322 | ||||||||
EMC Corporation | Common and preferred stock 3,020 shares | 75,953 | ||||||||
Paccar Inc. | Common and preferred stock 1,260 shares | 74,554 | ||||||||
Marsh & McLennan Companies Inc. | Common and preferred stock 1,530 shares | 73,991 | ||||||||
Becton, Dickinson and Company | Common and preferred stock 650 shares | 71,819 |
Identity of Issue | Description of Investment | Current Value | ||||||||
Church & Dwight Inc. | Common and preferred stock 1,080 shares | 71,582 | ||||||||
Yelp Inc. Class A | Common and preferred stock 1,030 shares | 71,019 | ||||||||
Cardinal Health Inc. | Common and preferred stock 1,040 shares | 69,482 | ||||||||
VMware Inc. | Common and preferred stock 740 shares | 66,385 | ||||||||
Occidental Petroleum Corporation | Common and preferred stock 690 shares | 65,619 | ||||||||
Ingersoll-Rand PLC | Common and preferred stock 1,050 shares | 64,680 | ||||||||
Adobe Systems Inc. | Common and preferred stock 1,060 shares | 63,473 | ||||||||
Joy Global Inc. | Common and preferred stock 1,070 shares | 62,584 | ||||||||
Covidien PLC | Common and preferred stock 910 shares | 61,971 | ||||||||
PulteGroup Inc. | Common and preferred stock 2,980 shares | 60,703 | ||||||||
Alaska Air Group Inc. | Common and preferred stock 820 shares | 60,163 | ||||||||
Mattel Inc. | Common and preferred stock 1,260 shares | 59,951 | ||||||||
SM Energy Company | Common and preferred stock 720 shares | 59,839 | ||||||||
Chevron Corporation | Common and preferred stock 470 shares | 58,708 | ||||||||
Harley-Davidson Motor Company | Common and preferred stock 840 shares | 58,162 | ||||||||
Coach Inc. | Common and preferred stock 1,020 shares | 57,253 | ||||||||
Petsmart Inc. | Common and preferred stock 780 shares | 56,745 | ||||||||
Agilent Technologies Inc. | Common and preferred stock 990 shares | 56,618 | ||||||||
CF Industries Holdings, Inc. | Common and preferred stock 230 shares | 53,599 | ||||||||
L Brands Inc. | Common and preferred stock 829 shares | 51,274 | ||||||||
Citrix Systems, Inc. | Common and preferred stock 780 shares | 49,335 | ||||||||
Teradata Corporation | Common and preferred stock 1,060 shares | 48,219 | ||||||||
Ecolab, Inc. | Common and preferred stock 460 shares | 47,964 | ||||||||
Total Large Cap Growth Asset Class | 25,938,794 | |||||||||
Large Cap Index Asset Class: | ||||||||||
NT Collective S&P 500 Index Fund – Non Lending* | Collective trust fund 9,288 units | 54,109,878 | ||||||||
Total Large Cap Index Asset Class | 54,109,878 | |||||||||
Large Cap Value Asset Class: | ||||||||||
NT Collective Russell 1000 Value Index Fund - Non Lending* | Collective trust fund 2,355 units | 583,305 | ||||||||
Wells Fargo & Company* | Common and preferred stock 6,253 shares | 283,885 | ||||||||
Comcast Corporation Class A | Common and preferred stock 4,697 shares | 244,079 | ||||||||
Merck & Company Inc. | Common and preferred stock 4,647 shares | 232,581 | ||||||||
Microsoft Corporation | Common and preferred stock 6,116 shares | 228,922 | ||||||||
General Electric Company | Common and preferred stock 7,829 shares | 219,447 | ||||||||
NT Collective Short Term Investment Fund* | Collective trust fund 215,064 units | 215,064 | ||||||||
Pfizer Inc. | Common and preferred stock 6,858 shares | 210,061 | ||||||||
Sanofi-Aventis | Common and preferred stock 3,804 shares | 204,009 | ||||||||
Schlumberger Limited | Common and preferred stock 2,191 shares | 197,432 | ||||||||
Chevron Corporation | Common and preferred stock 1,551 shares | 193,735 | ||||||||
Capital One Financial Corporation | Common and preferred stock 2,500 shares | 191,525 | ||||||||
Hewlett-Packard Company | Common and preferred stock 6,400 shares | 179,072 | ||||||||
Bank of America Corporation* | Common and preferred stock 11,013 shares | 171,472 | ||||||||
JP Morgan Chase & Company* | Common and preferred stock 2,745 shares | 160,528 | ||||||||
Time Warner Inc. | Common and preferred stock 2,000 shares | 139,440 | ||||||||
MetLife Inc. | Common and preferred stock 2,473 shares | 133,344 | ||||||||
Novartis AG | Common and preferred stock 1,600 shares | 128,608 | ||||||||
The Charles Schwab Corporation | Common and preferred stock 4,700 shares | 122,200 | ||||||||
Glaxosmithkline PLC | Common and preferred stock 2,200 shares | 117,458 | ||||||||
UnitedHealth Group Inc. | Common and preferred stock 1,550 shares | 116,715 | ||||||||
Liberty Interactive Corporation | Common and preferred stock 3,903 shares | 114,553 | ||||||||
Time Warner Cable Inc. | Common and preferred stock 800 shares | 108,400 | ||||||||
FedEx Corporation | Common and preferred stock 750 shares | 107,828 | ||||||||
The Goldman Sachs Group Inc. | Common and preferred stock 600 shares | 106,356 | ||||||||
Roche Holdings Limited | Common and preferred stock 1,500 shares | 105,300 | ||||||||
Forest Laboratories Inc. | Common and preferred stock 1,753 shares | 105,233 |
Identity of Issue | Description of Investment | Current Value | ||||||||
Bank of New York Mellon Corporation | Common and preferred stock 3,000 shares | 104,820 | ||||||||
Vodafone Group PLC | Common and preferred stock 2,445 shares | 96,113 | ||||||||
Symantec Corporation | Common and preferred stock 4,000 shares | 94,320 | ||||||||
State Street Corporation | Common and preferred stock 1,201 shares | 88,141 | ||||||||
Exxon Mobil Corporation | Common and preferred stock 870 shares | 88,044 | ||||||||
Twenty-First Century Fox Inc. Class A | Common and preferred stock 2,500 shares | 87,950 | ||||||||
Ameriprise Financial Inc. | Common and preferred stock 750 shares | 86,288 | ||||||||
Vulcan Materials Company | Common and preferred stock 1,318 shares | 78,316 | ||||||||
Illinois Tool Works Inc. | Common and preferred stock 902 shares | 75,840 | ||||||||
Unum Group | Common and preferred stock 2,105 shares | 73,843 | ||||||||
Northrop Grumman Corporation | Common and preferred stock 638 shares | 73,121 | ||||||||
Motorola Solutions Inc. | Common and preferred stock 1,082 shares | 73,035 | ||||||||
Citigroup, Inc. | Common and preferred stock 1,401 shares | 73,006 | ||||||||
EMC Corporation | Common and preferred stock 2,816 shares | 70,822 | ||||||||
Wal-Mart Stores Inc. | Common and preferred stock 900 shares | 70,821 | ||||||||
Omnicom Group Inc. | Common and preferred stock 927 shares | 68,941 | ||||||||
PNC Financial Services Group | Common and preferred stock 888 shares | 68,891 | ||||||||
Sealed Air Corporation | Common and preferred stock 2,001 shares | 68,134 | ||||||||
Eaton Corporation PLC | Common and preferred stock 891 shares | 67,823 | ||||||||
Discover Financial Services | Common and preferred stock 1,210 shares | 67,700 | ||||||||
Norfolk Southern Corporation | Common and preferred stock 729 shares | 67,673 | ||||||||
Marathon Oil Corporation | Common and preferred stock 1,916 shares | 67,635 | ||||||||
Lowes Companies Inc. | Common and preferred stock 1,361 shares | 67,438 | ||||||||
Eli Lilly & Company | Common and preferred stock 1,314 shares | 67,014 | ||||||||
Baker Hughes Inc. | Common and preferred stock 1,200 shares | 66,312 | ||||||||
TE Connectivity Limited | Common and preferred stock 1,200 shares | 66,132 | ||||||||
American International Group Inc. | Common and preferred stock 1,293 shares | 66,008 | ||||||||
E. I. du Pont de Nemours & Company | Common and preferred stock 1,013 shares | 65,815 | ||||||||
Hess Corporation LLC | Common and preferred stock 786 shares | 65,238 | ||||||||
Noble Energy Inc. | Common and preferred stock 956 shares | 65,113 | ||||||||
Weyerhaeuser Company | Common and preferred stock 2,038 shares | 64,340 | ||||||||
Viacom Inc. Class B | Common and preferred stock 736 shares | 64,282 | ||||||||
Philip Morris International Inc. | Common and preferred stock 736 shares | 64,128 | ||||||||
Covidien PLC | Common and preferred stock 941 shares | 64,082 | ||||||||
General Motors Company | Common and preferred stock 1,567 shares | 64,043 | ||||||||
Texas Instruments Inc. | Common and preferred stock 1,446 shares | 63,494 | ||||||||
AOL Inc. | Common and preferred stock 1,331 shares | 62,051 | ||||||||
CVS Caremark Corporation | Common and preferred stock 864 shares | 61,836 | ||||||||
Travelers Companies Inc. | Common and preferred stock 673 shares | 60,933 | ||||||||
Apache Corporation | Common and preferred stock 700 shares | 60,158 | ||||||||
Mondelez International Inc. | Common and preferred stock 1,697 shares | 59,904 | ||||||||
Family Dollar Stores Inc. | Common and preferred stock 914 shares | 59,383 | ||||||||
Verizon Communications Inc. | Common and preferred stock 1,185 shares | 58,231 | ||||||||
NetApp Inc. | Common and preferred stock 1,400 shares | 57,596 | ||||||||
NextEra Energy Inc. | Common and preferred stock 661 shares | 56,595 | ||||||||
Bristol-Myers Squibb Company | Common and preferred stock 1,056 shares | 56,126 | ||||||||
Google Inc. Class A | Common and preferred stock 50 shares | 56,036 | ||||||||
Honeywell International Inc. | Common and preferred stock 607 shares | 55,462 | ||||||||
eBay Inc. | Common and preferred stock 1,000 shares | 54,890 | ||||||||
Fifth Third Bancorp | Common and preferred stock 2,547 shares | 53,563 | ||||||||
Apple Inc. | Common and preferred stock 95 shares | 53,305 | ||||||||
PepsiCo Inc. | Common and preferred stock 641 shares | 53,165 | ||||||||
Valero Energy Corporation | Common and preferred stock 1,020 shares | 51,408 | ||||||||
Legg Mason Inc. | Common and preferred stock 1,175 shares | 51,089 | ||||||||
Cisco Systems Inc. | Common and preferred stock 2,266 shares | 50,872 | ||||||||
Corning Inc. | Common and preferred stock 2,800 shares | 49,896 | ||||||||
HCA Holdings, Inc. | Common and preferred stock 978 shares | 46,660 |
Identity of Issue | Description of Investment | Current Value | ||||||||
Dish Network Corporation Class A | Common and preferred stock 800 shares | 46,336 | ||||||||
US Bancorp | Common and preferred stock 1,101 shares | 44,480 | ||||||||
Celanese Corporation | Common and preferred stock 800 shares | 44,248 | ||||||||
Calpine Corporation | Common and preferred stock 2,235 shares | 43,605 | ||||||||
Deere & Company | Common and preferred stock 466 shares | 42,560 | ||||||||
Liberty Global PLC | Common and preferred stock 476 shares | 42,359 | ||||||||
Tyco International Limited | Common and preferred stock 1,000 shares | 41,040 | ||||||||
DIRECTV | Common and preferred stock 589 shares | 40,694 | ||||||||
Terex Corporation | Common and preferred stock 969 shares | 40,688 | ||||||||
Synopsys Inc. | Common and preferred stock 1,000 shares | 40,570 | ||||||||
Nokia Corporation | Common and preferred stock 5,000 shares | 40,550 | ||||||||
The ADT Corporation | Common and preferred stock 1,000 shares | 40,470 | ||||||||
The Dow Chemical Company | Common and preferred stock 900 shares | 39,960 | ||||||||
Coach Inc. | Common and preferred stock 700 shares | 39,291 | ||||||||
BB&T Corporation | Common and preferred stock 1,000 shares | 37,320 | ||||||||
Koninklijke Philips NV | Common and preferred stock 1,000 shares | 36,970 | ||||||||
Adobe Systems Inc. | Common and preferred stock 600 shares | 35,928 | ||||||||
Consol Energy Inc. | Common and preferred stock 944 shares | 35,910 | ||||||||
Sprint Corporation | Common and preferred stock 3,324 shares | 35,733 | ||||||||
Dover Corporation | Common and preferred stock 368 shares | 35,527 | ||||||||
McGraw Hill Financial Inc. | Common and preferred stock 450 shares | 35,190 | ||||||||
Computer Sciences Corporation | Common and preferred stock 600 shares | 33,528 | ||||||||
Firstenergy Corporation | Common and preferred stock 1,012 shares | 33,376 | ||||||||
Sun Trust Banks Inc. | Common and preferred stock 900 shares | 33,129 | ||||||||
Xerox Corporation | Common and preferred stock 2,600 shares | 31,642 | ||||||||
Boston Scientific Corporation | Common and preferred stock 2,600 shares | 31,252 | ||||||||
Weatherford International Limited | Common and preferred stock 2,000 shares | 30,980 | ||||||||
Procter & Gamble Company | Common and preferred stock 369 shares | 30,040 | ||||||||
Unilever PLC | Common and preferred stock 700 shares | 28,840 | ||||||||
Medtronic Inc. | Common and preferred stock 500 shares | 28,695 | ||||||||
Aegon N.V. | Common and preferred stock 3,000 shares | 28,440 | ||||||||
AutoNation Inc. | Common and preferred stock 569 shares | 28,274 | ||||||||
Express Scripts Holding Company | Common and preferred stock 400 shares | 28,096 | ||||||||
HSBC Holdings PLC | Common and preferred stock 500 shares | 27,565 | ||||||||
Cigna Corporation | Common and preferred stock 300 shares | 26,244 | ||||||||
Oracle Corporation | Common and preferred stock 679 shares | 25,979 | ||||||||
CarMax Inc. | Common and preferred stock 500 shares | 23,510 | ||||||||
Panasonic Corporation | Common and preferred stock 2,000 shares | 23,320 | ||||||||
Maxim Integrated Products Inc. | Common and preferred stock 700 shares | 19,537 | ||||||||
Cadence Design Systems, Inc. | Common and preferred stock 1,000 shares | 14,020 | ||||||||
News Corporation Class A | Common and preferred stock 700 shares | 12,614 | ||||||||
Domtar Corporation | Common and preferred stock 100 shares | 9,434 | ||||||||
Total Large Cap Value Asset Class | 10,102,371 | |||||||||
Participant Self-Directed Accounts | 1,093,029 | |||||||||
Real Estate Investment Trust (REIT) Asset Class: | ||||||||||
Vanguard Specialized Portfolios REIT Index Fund Institutional Class | Mutual Fund 358,227 shares | 5,079,653 | ||||||||
NT Collective Short Term Investment Fund* | Collective trust fund 260,633 units | 260,633 | ||||||||
Total Real Estate Investment Trust (REIT) Asset Class | 5,340,286 | |||||||||
Small-Mid Cap Growth Asset Class: | ||||||||||
Wasatch Small Cap Growth Fund | Mutual Fund 31,693 shares | 1,662,930 | ||||||||
NT Collective Russell 2000 Growth Index Fund - Non Lending* | Collective trust fund 1,152 units | 278,605 | ||||||||
B/E Aerospace Inc. | Common and preferred stock 584 shares | 50,825 | ||||||||
Manhattan Associates, Inc. | Common and preferred stock 321 shares | 37,710 | ||||||||
Ultimate Software Group Inc. | Common and preferred stock 242 shares | 37,078 |
Identity of Issue | Description of Investment | Current Value | ||||||||
Costar Group Inc. | Common and preferred stock 200 shares | 36,915 | ||||||||
Signature Bank of New York | Common and preferred stock 334 shares | 35,877 | ||||||||
Affiliated Managers Group Inc. | Common and preferred stock 165 shares | 35,784 | ||||||||
MWI Veterinary Supply, Inc. | Common and preferred stock 200 shares | 34,117 | ||||||||
Polaris Industries Inc. | Common and preferred stock 234 shares | 34,080 | ||||||||
Cooper Companies Inc. | Common and preferred stock 263 shares | 32,570 | ||||||||
Jack Henry & Associates Inc. | Common and preferred stock 517 shares | 30,612 | ||||||||
United Rentals, Inc. | Common and preferred stock 392 shares | 30,556 | ||||||||
West Pharmaceutical Services Inc. | Common and preferred stock 592 shares | 29,044 | ||||||||
Brunswick Corporation | Common and preferred stock 624 shares | 28,741 | ||||||||
Old Dominion Freight Line, Inc. | Common and preferred stock 528 shares | 27,995 | ||||||||
Middleby Corporation | Common and preferred stock 109 shares | 26,157 | ||||||||
Jarden Corporation | Common and preferred stock 403 shares | 24,724 | ||||||||
Cardtronics Inc. | Common and preferred stock 566 shares | 24,593 | ||||||||
Prestige Brands Holdings Inc. |