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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 0 (5) | 02/24/2009 | A | 29,306 (6) | (7) | 02/24/2017(8) | Common Stock | 29,306 | $ 11.37 | 97,436 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GREVING ROBERT C 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
EVP, CFO & Chief Actuary |
Greving, Robert, Carl | 02/25/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All are restricted stock units withheld to pay taxes on the vesting of 8,217 restricted stock units. |
(2) | The total amount of securities shown as beneficially owned (column 5) on this late filing takes into account the transactions reported on a subsequent Form 4 timely filed on February 27, 2009, and include 50,844 restricted stock units, 8,834 shares of restricted stock, 5,962 shares held in the company ESPP, and 42,525 shares held outside any plan. [Had this Form 4 been timely filed (i.e., on February 26, 2009), the amount shown in column five would have been 77,344 (comprised of 16,435 restricted stock units, 21,540 shares of restricted stock, 5,962 shares held in the company ESPP, and 33,407 shares held outside any plan).] |
(3) | All are restricted stock units. |
(4) | The total amount of securities shown as beneficially owned (column 5) on this late filing takes into account the transactions reported on a subsequent Form 4 timely filed on February 27, 2009, and include 50,844 restricted stock units, 8,834 shares of restricted stock, 5,962 shares held in the company ESPP, and 42,525 shares held outside any plan. [Had this Form 4 been timely filed (i.e., on February 26, 2009), the amount shown in column five would have been 111,753 (comprised of 50,844 restricted stock units, 21,540 shares of restricted stock, 5,962 shares held in the company ESPP, and 33,407 shares held outside any plan).] |
(5) | Conversion is one for one. |
(6) | All are stock options on common stock of the company. |
(7) | 1/3 may be exercised beginning on each of the following years: 2/24/2010, 2/24/2011, and 2/24/2012. |
(8) | Expires 2/24/2017 |