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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase common stock | $ 5.16 | 07/19/2007 | J(2) | 443,924 | (4) | 08/15/2010 | Common Stock | 443,924 | $ 7.74 | 0 | D | ||||
Warrants to purchase common stock | $ 9.852 | 07/19/2007 | J(3) | 241,765 | 05/12/2006 | 05/12/2008 | Common Stock | 241,765 | $ 3.048 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Smirnov Mikhail A 7-A DMITRIYA ULIANOVA STREET MOSCOW, 1Z 117036 |
President |
Andrew M. O'Shea, Attorney-in-fact | 07/23/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the merger by and among Moscow CableCom Corp., Renova Media Enterprises Ltd. and Galaxy Merger Sub Corporation, shares of common stock were converted into the right to receive $12.90 per share. |
(2) | In connection with the merger, holders of stock options became entitled to receive, for each shre previously issuable on exercise of their options, the right to receive the excess of $12.90 over the per share option exercise price. |
(3) | In connection with the merger, holders of warrants became entitled to receive, for each share previously issuable on exercise of their warants, the right to receive $3.048 in cash (representing the excess of $12.90 over the per share warrant price). |
(4) | In connection with the merger, both vested and nonvested stock options were given equal rights as described in Note 3. |