UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended September 30, 2001
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
Name of Energy or gas Percentage of
reporting related company Date of State of voting
company organization organization securities held Nature of business
Entergy Energy related November 3, 1997 Delaware a 100% Holding company
Holdings, business owned investing in
Inc. (EHI) subsidiary of miscellaneous energy
Entergy related companies.
Corporation
Entergy Energy related January 28, 1999 Delaware a 100% Production, sale,
Thermal, LLC business owned and distribution of
(Entergy subsidiary of thermal energy
Thermal) EHI products.
Entergy Energy related January 28, 1999 Delaware a 100% Energy management
Business business owned services.
Solutions, subsidiary of
LLC (EBS) EHI
Entergy Energy related February 25, 1999 Delaware a 100% Holding company
Power business owned investing in
Holdings USA subsidiary of qualifying
Corporation Entergy facilities.
(EPH) Corporation
Entergy Energy related February 25, 1999 Delaware a 100% owned Development and
Power RS business subsidiary of ownership of
Corporation EPH qualifying
(EPRS) facilities.
Entergy Energy related June 15, 2000 Delaware a 100% owned Holding company
Power Gas business subsidiary of investing in energy
Holdings Entergy commodity brokering
Corporation Corporation and related
(EPGHC) services.
Entergy Energy related June 20, 2000 Delaware a 80% owned Holding company
Power Gas business subsidiary of investing in energy
Operations EPGHC commodity brokering
Corporation and related
(EPGOC) services.
Highland Energy related September 24, 1987 Texas a 93.75% Energy commodity
Energy business owned brokering and
Company subsidiary of related services.
(Highland) EPGOC
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or gas Percentage of
reporting related company Date of State of voting
company organization organization securities held Nature of business
TLG Energy related December 30, 1986 Connecticut a 100% Provide field
Services, business owned services for the
Inc. (TLG) subsidiary of decommissioning of
Entergy fossil and nuclear
Nuclear, Inc. plants
Entergy Energy related August 30, 2000 Texas a 99% limited Provide competitive
Solutions business partner energy service and
LTD (ESLTD) interest held electric sales
by Entergy
Retail Holding
Company and a
1% general
partner
interest held
by Entergy
Retail Texas,
Inc.
Entergy-Koch Energy related January 25, 2001 Delaware a 49.5% limited Energy marketing and
Trading, LP business partner brokering.
(EKTLP) interest and a
0.5% general
partner
interest, in
each case
indirectly held
by Entergy
Power
International
Holding Corp.
EWO GP LLC Energy related October 30, 2000 Delaware a 100% owned Holding company
(EWO) business subsidiary of investing in energy
EWO Marketing commodity brokering
Holding, LLC and related
services.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or gas Percentage of
reporting related company Date of State of voting
company organization organization securities held Nature of business
EWO Energy related October 30, 2000 Delaware a 99% limited Energy marketing and
Marketing, business partner brokering.
L.P. (EWOM) interest held
by EWO
Marketing
Holding, LLC
and a 1%
general partner
interest held
by EWO GP LLC
Entergy Energy related March 5, 2001 Texas a 99% limited Price-to-Beat retail
Solutions business partner electric provider
Select Ltd. interest held
(ESSL) by Entergy PTB
Holding Company
and a 1%
general partner
interest held
by Entergy
Select LLC
Entergy Energy related June 5, 2001 Texas a 99% limited Provider of Last
Solutions business partner Resort retail
Essentials interest held electric provider
Ltd. (ESEL) by Entergy PTB
Holding Company
and a 1%
general partner
interest held
by Entergy
Select LLC
Entergy Energy related July 16, 2001 Delaware a 100% Production, sale,
Thermal-UNO, business owned and distribution of
LLC subsidiary of thermal energy
(Entergy Entergy products.
Thermal-UNO) Corporation
(new)
EHI Activities
During the quarterly period ended September 30, 2001, EHI
acted as a holding company engaged in investment in energy
related companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended September 30, 2001,
Entergy Thermal operated a district cooling and heating system in
New Orleans, Louisiana.
EBS Activities
During the quarterly period ended September 30, 2001, EBS
was inactive, but in the future intends to engage in energy
management services.
EPH Activities
During the quarterly period ended September 30, 2001, EPH
acted as a holding company with respect to Entergy's investments
in "qualifying facilities" (QFs) under the Public Utility
Regulatory Policies Act of 1978 (PURPA).
EPRS Activities
During the quarterly period ended September 30, 2001, EPRS
engaged in the development, acquisition and ownership of a 50%
interest in RS Cogen LLC. RS Cogen LLC is developing, and will
own and operate, a 500 MW cogeneration facility in Louisiana
which is a QF under PURPA.
EPGHC Activities
During the quarterly period ended September 30, 2001, EPGH
acted as a holding company for investing in energy commodity
brokering and related services.
EPGOC Activities
During the quarterly period ended September 30, 2001, EPGOC
acted as a holding company for investing in energy commodity
brokering and related services.
Highland Activities
During the quarterly period ended September 30, 2001,
Highland engaged in the business of energy commodity brokering
and related services.
TLG Activities
During the quarterly period ended September 30, 2001, TLG
provided field services in decontamination, decommissioning,
radiological health and safety, industrial safety, radiological
and hazardous/toxic waste management and disposal. Revenues
during the quarterly period ended September 30, 2001 were
immaterial.
ESLTD Activities
During the quarterly period ended September 30, 2001, ESLTD
was in its formative stage and in the future intends to engage in
providing competitive energy service and electric sales.
EKTLP Activities
EKTLP was formed effective January 31, 2001 through a merger
with EPMC. During the quarterly period ended September 30, 2001,
EKTLP engaged in the business of brokering and marketing of
energy commodities, including but not limited to electricity,
natural or manufactured gas, and other combustible fuels. These
services were provided to electric utilities, power marketers,
electric and municipal cooperatives, and various other customers.
EWO Activities
During the quarterly period ended September 30, 2001, EWO
acted as a holding company for investing in energy commodity
brokering and related services.
EWOM Activities
During the quarterly period ended September 30, 2001, EWOM
engaged in the business of managing the electric generation
assets of affiliates and third party customers as well as
fulfilling the electric energy needs of third party customers
under long term contracts. The third party customers are
principally electric and municipal cooperatives.
ESSL Activities
During the quarterly period ended September 30, 2001, ESSL
was in its formative stage and in the future intends to engage in
providing price-to-beat energy service and electric sales.
ESEL Activities
During the quarterly period ended September 30, 2001, ESEL
was in its formative stage and in the future intends to engage in
providing energy service and electric sales as the provider of
last resort.
Entergy Thermal-UNO Activities
During the quarterly period ended September 30, 2001,
Entergy Thermal-UNO was in its formative state and in the future
intends to engage in the production, sale, and distribution of
thermal energy products at the University of New Orleans.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Issue Cost of Person to Collateral Consideration
issuing security amount of or capital whom security given with received for
security issued security renewal was issued security each security
Entergy Member N/A Issue N/A Entergy N/A $1,000
Thermal- Interest Corporation
UNO, LLC
Company contributing capital Company receiving capital Amount of capital
contribution
Entergy Power Holdings USA Entergy Power RS $1,169,428
Corporation Corporation
Entergy Nuclear, Inc. TLG Services, Inc. $ 78,299
Entergy Retail Holding Company Entergy Solutions LTD $2,475,000
Entergy Retail Texas, Inc. Entergy Solutions LTD $ 45,000
Entergy PTB Holding Company Entergy Solutions Select $ 990,000
Ltd.
Entergy Select LLC Entergy Solutions Select $ 10,000
Ltd.
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associated Companies
Reporting Associate
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
EHI EBS Professional $30,672 -0- N/A $30,672
services and
back office
support
EHI Entergy Same as $48,234 -0- N/A $48,234
Thermal above
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
EEI EHI Professional $ 7,320 $-0- N/A $ 7,320
services and
back office
support
EEI Entergy Same as above $ 256,337 $-0- N/A $ 256,337
Thermal
EEI EBS Same as above $ 16,172 $-0- N/A $ 16,172
EEI EPRS Same as above $1,028,033 $-0- N/A $1,028,033
EEI EPGOC Same as above $ 335,511 $-0- N/A $ 335,511
EEI ESLTD Same as above $1,245,824 $-0- N/A $1,245,824
EEI EWOM Same as above $ 921,239 $-0- N/A $ 921,239
EEI TLG Same as above $ 50,622 $-0- N/A $ 50,622
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies - Continued
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy ESLTD Same as $ 669,242 $-0- N/A $ 669,242
Solutions above
Management
Services
LLC
Entergy ESSL Same as $1,042,099 $-0- N/A $1,042,099
Solutions above.
Management
Services
LLC
Entergy ESLTD Same as $ 378,461 $-0- N/A $ 378,461
Solutions above
Supply
LTD.
Entergy ESSL Same as $1,395,570 $-0- N/A $1,395,570
Solutions above
Supply
LTD.
Entergy TLG Same as $ 790,231 $-0- N/A $ 790,231
Nuclear above
Operations
, Inc.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of September 30, 2001 $15,320,371,000 Line 1
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) 2,298,055,650 Line 2
Greater of $50 million or line 2 2,298,055,650 Line 3
Total current aggregate investment:
Energy marketing and brokering (EPGHC, EPGOC, Highland, ESLTD, 459,045,565
EKTLP, EWO, EWOM, ESSL, and ESEL)
Energy related technical and similar services (EHI, Entergy 65,358,121
Thermal, EBS, TLG and Entergy Thermal-UNO)
Development and ownership of QFs (EPH and EPRS) 1,171,428
--------------
Total current aggregate investment* 525,575,114 Line 4
--------------
Difference between the greater of $50 million or 15% of
capitalization and the total aggregate investment of the registered
holding company system (line 3 less line 4) $1,772,480,536 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of energy- Other investment Other investment Reason for
related business in last U-9C-3 in this U-9C-3 difference in
report report other investment
N/A -0- -0- N/A
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 2nd Quarter of
2001 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Senior Vice President and Chief
Accounting Officer
Dated: November 28, 2001