|
Portfolio of Investments (Unaudited)
|
|||||
|
Nuveen AMT-Free Municipal Income Fund (NEA)
|
|||||
|
January 31, 2014
|
|||||
|
Principal
|
Optional Call
|
||||
|
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
LONG-TERM INVESTMENTS – 146.2% (99.7% of Total Investments)
|
|||||
|
MUNICIPAL BONDS – 146.2% (99.7% of Total Investments)
|
|||||
|
Alabama – 1.6% (1.1% of Total Investments)
|
|||||
|
$ 1,000
|
Alabama Special Care Facilities Financing Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
$ 1,013,290
|
|
|
2006C-2, 5.000%, 11/15/36 (UB)
|
|||||
|
2,200
|
Auburn, Alabama, General Obligation Warrants, Series 2005, 5.000%, 8/01/30 (Pre-refunded
|
8/15 at 100.00
|
AA+ (4)
|
2,356,926
|
|
|
8/01/15) – AMBAC Insured
|
|||||
|
5,375
|
Colbert County-Northwest Health Care Authority, Alabama, Revenue Bonds, Helen Keller Hospital,
|
6/14 at 100.00
|
Ba2
|
4,959,996
|
|
|
Series 2003, 5.750%, 6/01/27
|
|||||
|
3,750
|
Huntsville Healthcare Authority, Alabama, Revenue Bonds, Series 2005A, 5.000%, 6/01/24
|
6/15 at 100.00
|
A1 (4)
|
3,987,825
|
|
|
(Pre-refunded 6/01/15) – NPFG Insured
|
|||||
|
Jefferson County, Alabama, General Obligation Warrants, Series 2004A:
|
|||||
|
1,395
|
5.000%, 4/01/22 – NPFG Insured
|
4/14 at 100.00
|
A
|
1,391,206
|
|
|
1,040
|
5.000%, 4/01/23 – NPFG Insured
|
4/14 at 100.00
|
A
|
1,025,658
|
|
|
2,590
|
Montgomery Water and Sewerage Board, Alabama, Water and Sewerage Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
2,725,120
|
|
|
2005, 5.000%, 3/01/25 (Pre-refunded 3/01/15) – AGM Insured
|
|||||
|
17,350
|
Total Alabama
|
17,460,021
|
|||
|
Alaska – 0.2% (0.1% of Total Investments)
|
|||||
|
2,540
|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
6/14 at 100.00
|
B2
|
1,954,428
|
|
|
Series 2006A, 5.000%, 6/01/32
|
|||||
|
Arizona – 4.8% (3.3% of Total Investments)
|
|||||
|
1,460
|
Apache County Industrial Development Authority, Arizona, Pollution Control Revenue Bonds,
|
3/22 at 100.00
|
Baa1
|
1,438,918
|
|
|
Tucson Electric Power Company, Series 20102A, 4.500%, 3/01/30
|
|||||
|
2,455
|
Arizona Health Facilities Authority, Hospital Revenue Bonds, Banner Health Systems, Series
|
1/22 at 100.00
|
AA–
|
2,513,724
|
|
|
2012A, 5.000%, 1/01/43
|
|||||
|
Arizona State, Certificates of Participation, Series 2010A:
|
|||||
|
2,800
|
5.250%, 10/01/28 – AGM Insured
|
10/19 at 100.00
|
AA–
|
3,061,044
|
|
|
3,500
|
5.000%, 10/01/29 – AGM Insured
|
10/19 at 100.00
|
AA–
|
3,764,775
|
|
|
7,500
|
Arizona State, State Lottery Revenue Bonds, Series 2010A, 5.000%, 7/01/29 – AGC Insured
|
1/20 at 100.00
|
AA
|
8,036,250
|
|
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Water System Revenue Bonds,
|
|||||
|
Series 2005:
|
|||||
|
4,370
|
4.750%, 7/01/25 – NPFG Insured
|
7/15 at 100.00
|
AAA
|
4,622,892
|
|
|
12,365
|
4.750%, 7/01/27 – NPFG Insured (UB)
|
7/15 at 100.00
|
AAA
|
12,996,852
|
|
|
Phoenix, Arizona, Civic Improvement Revenue Bonds, Civic Plaza, Series 2005B:
|
|||||
|
6,545
|
5.500%, 7/01/37 – FGIC Insured
|
No Opt. Call
|
AA
|
7,419,412
|
|
|
5,000
|
5.500%, 7/01/40 – FGIC Insured
|
No Opt. Call
|
AA
|
5,630,050
|
|
|
3,530
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc.
|
No Opt. Call
|
A–
|
3,574,090
|
|
|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
|
|||||
|
49,525
|
Total Arizona
|
53,058,007
|
|||
|
Arkansas – 1.3% (0.9% of Total Investments)
|
|||||
|
5,745
|
Arkansas Development Finance Authority, State Facility Revenue Bonds, Donaghey Plaza Project,
|
6/14 at 100.00
|
AA– (4)
|
5,843,010
|
|
|
Series 2004, 5.250%, 6/01/25 (Pre-refunded 6/01/14) – AGM Insured
|
|||||
|
4,020
|
Northwest Community College District, Arkansas, General Obligation Bonds, Series 2005, 5.000%,
|
5/15 at 100.00
|
A+
|
4,225,744
|
|
|
5/15/23 – AMBAC Insured
|
|||||
|
University of Arkansas, Fayetteville, Revenue Bonds, Medical Sciences Campus, Series 2004B:
|
|||||
|
2,000
|
5.000%, 11/01/27 (Pre-refunded 11/01/14) – NPFG Insured
|
11/14 at 100.00
|
Aa2 (4)
|
2,072,700
|
|
|
2,000
|
5.000%, 11/01/28 (Pre-refunded 11/01/14) – NPFG Insured
|
11/14 at 100.00
|
Aa2 (4)
|
2,072,700
|
|
|
13,765
|
Total Arkansas
|
14,214,154
|
|||
|
California – 19.8% (13.5% of Total Investments)
|
|||||
|
22,880
|
Alameda Corridor Transportation Authority, California, Senior Lien Revenue Bonds, Series
|
No Opt. Call
|
A
|
8,712,246
|
|
|
1999A, 0.000%, 10/01/32 – NPFG Insured
|
|||||
|
2,735
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
|
4/23 at 100.00
|
A+
|
2,838,274
|
|
|
2013S-4, 5.250%, 4/01/53
|
|||||
|
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
|
Series 2005AC:
|
|||||
|
20
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
20,812
|
|
|
110
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
Aa1 (4)
|
114,466
|
|
|
1,870
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
1,945,922
|
|
|
10
|
5.000%, 12/01/26 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
10,406
|
|
|
50
|
5.000%, 12/01/26 (Pre-refunded 12/01/14)
|
12/14 at 100.00
|
Aa1 (4)
|
52,030
|
|
|
940
|
5.000%, 12/01/26 (Pre-refunded 12/01/14)
|
12/14 at 100.00
|
AAA
|
978,164
|
|
|
1,300
|
California Educational Facilities Authority, Revenue Bonds, Occidental College, Series 2005A,
|
10/15 at 100.00
|
Aa3 (4)
|
1,403,766
|
|
|
5.000%, 10/01/33 (Pre-refunded 10/01/15) – NPFG Insured
|
|||||
|
California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard
|
|||||
|
Children’s Hospital, Series 2012A:
|
|||||
|
2,000
|
5.000%, 8/15/51
|
8/22 at 100.00
|
AA
|
2,046,700
|
|
|
3,000
|
5.000%, 8/15/51 (UB) (5)
|
8/22 at 100.00
|
AA
|
3,070,050
|
|
|
530
|
California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System,
|
7/23 at 100.00
|
AA–
|
550,760
|
|
|
Series 2013A, 5.000%, 7/01/37
|
|||||
|
1,710
|
California Health Facilities Financing Authority, Revenue Bonds, Scripps Health, Series 2012A,
|
11/21 at 100.00
|
AA–
|
1,757,059
|
|
|
5.000%, 11/15/40
|
|||||
|
California Health Facilities Financing Authority, Revenue Bonds, Stanford Hospitals and
|
|||||
|
Clinics, Tender Option Bond Trust 3294:
|
|||||
|
1,285
|
9.333%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA–
|
1,335,937
|
|
|
525
|
9.333%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA–
|
545,811
|
|
|
485
|
9.325%, 2/15/20 (IF) (5)
|
No Opt. Call
|
AA–
|
504,206
|
|
|
5,000
|
California State Public Works Board, Lease Revenue Bonds, Department of General Services,
|
6/14 at 100.00
|
A2
|
5,014,400
|
|
|
Capital East End Project, Series 2002A, 5.000%, 12/01/27 – AMBAC Insured
|
|||||
|
5
|
California State, General Obligation Bonds, Series 2004, 5.000%, 4/01/31 – AMBAC Insured
|
4/14 at 100.00
|
A1
|
5,031
|
|
|
7,495
|
California State, General Obligation Bonds, Series 2004, 5.000%, 4/01/31 (Pre-refunded
|
4/14 at 100.00
|
AA+ (4)
|
7,556,234
|
|
|
4/01/14) – AMBAC Insured
|
|||||
|
10,000
|
California Statewide Communities Development Authority, Revenue Bonds, Sutter Health, Series
|
8/20 at 100.00
|
AA–
|
11,510,200
|
|
|
2011A, 6.000%, 8/15/42
|
|||||
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
|||||
|
Health System, Series 2005A:
|
|||||
|
3,895
|
5.250%, 7/01/30
|
7/15 at 100.00
|
BBB–
|
3,918,019
|
|
|
5,000
|
5.250%, 7/01/35
|
7/15 at 100.00
|
BBB–
|
5,001,100
|
|
|
5,000
|
5.000%, 7/01/39
|
7/15 at 100.00
|
BBB–
|
4,653,200
|
|
|
2,910
|
Cathedral City Public Financing Authority, California, Tax Allocation Bonds, Housing Set-Aside,
|
8/14 at 100.00
|
A
|
2,916,809
|
|
|
Series 2002D, 5.000%, 8/01/26 – NPFG Insured
|
|||||
|
4,775
|
Clovis Unified School District, Fresno County, California, General Obligation Bonds, Series
|
No Opt. Call
|
AA+ (4)
|
3,327,077
|
|
|
2001A, 0.000%, 8/01/25 – FGIC Insured (ETM)
|
|||||
|
1,665
|
Contra Costa Community College District, Contra Costa County, California, General Obligation
|
8/23 at 100.00
|
Aa1
|
1,786,678
|
|
|
Bonds, Election of 2006, Series 2013, 5.000%, 8/01/38
|
|||||
|
1,005
|
Folsom Cordova Unified School District, Sacramento County, California, General Obligation
|
10/14 at 100.00
|
AA– (4)
|
1,037,602
|
|
|
Bonds, School Facilities Improvement District 2, Series 2004B, 5.000%, 10/01/26 (Pre-refunded
|
|||||
|
10/01/14) – AGM Insured
|
|||||
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Refunding
|
|||||
|
Bonds, Series 2013A:
|
|||||
|
1,510
|
5.750%, 1/15/46
|
1/24 at 100.00
|
BBB–
|
1,517,565
|
|
|
4,510
|
6.000%, 1/15/49
|
1/24 at 100.00
|
BBB–
|
4,560,332
|
|
|
1,735
|
Fullerton Public Financing Authority, California, Tax Allocation Revenue Bonds, Series 2005,
|
9/15 at 100.00
|
A
|
1,775,720
|
|
|
5.000%, 9/01/27 – AMBAC Insured
|
|||||
|
15,065
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A2
|
15,095,733
|
|
|
Asset-Backed Revenue Bonds, Series 2005A, 5.000%, 6/01/35 – FGIC Insured
|
|||||
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|||||
|
Bonds, Series 2007A-1:
|
|||||
|
8,790
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
7,569,157
|
|
|
3,990
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
3,065,557
|
|
|
250
|
5.125%, 6/01/47
|
6/17 at 100.00
|
B
|
181,118
|
|
|
3,040
|
Kern Community College District, California, General Obligation Bonds, Series 2006, 0.000%,
|
No Opt. Call
|
Aa2
|
2,114,138
|
|
|
11/01/23 – AGM Insured
|
|||||
|
2,110
|
La Verne-Grand Terrace Housing Finance Agency, California, Single Family Residential Mortgage
|
No Opt. Call
|
Aaa
|
2,495,413
|
|
|
Revenue Bonds, Series 1984A, 10.250%, 7/01/17 (ETM)
|
|||||
|
6,000
|
Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series
|
7/22 at 100.00
|
AA–
|
6,356,820
|
|
|
2012B, 5.000%, 7/01/43
|
|||||
|
4,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2006F,
|
7/16 at 100.00
|
Aa2
|
4,388,120
|
|
|
5.000%, 7/01/24 – FGIC Insured
|
|||||
|
3,545
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
1,772,606
|
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43
|
|||||
|
3,515
|
Newport Beach, California, Revenue Bonds, Hoag Memorial Hospital Presbyterian, Series 2011A,
|
12/21 at 100.00
|
AA (4)
|
4,472,275
|
|
|
5.875%, 12/01/30 (Pre-refunded 12/01/21)
|
|||||
|
5,000
|
Ontario Redevelopment Financing Authority, San Bernardino County, California, Revenue
|
No Opt. Call
|
A
|
5,855,950
|
|
|
Refunding Bonds, Redevelopment Project 1, Series 1995, 7.400%, 8/01/25 – NPFG Insured
|
|||||
|
Orange County Water District, California, Revenue Certificates of Participation, Series 2003B:
|
|||||
|
1,745
|
5.000%, 8/15/34 – NPFG Insured (ETM)
|
No Opt. Call
|
AAA
|
2,014,777
|
|
|
1,490
|
5.000%, 8/15/34 – NPFG Insured (ETM)
|
No Opt. Call
|
AAA
|
1,717,598
|
|
|
Plumas County, California, Certificates of Participation, Capital Improvement Program, Series 2003A:
|
|||||
|
1,130
|
5.250%, 6/01/19 – AMBAC Insured
|
6/14 at 100.00
|
A
|
1,140,283
|
|
|
1,255
|
5.250%, 6/01/21 – AMBAC Insured
|
6/14 at 100.00
|
A
|
1,270,612
|
|
|
7,255
|
Pomona, California, GNMA/FHLMC Collateralized Single Family Mortgage Revenue Refunding Bonds,
|
No Opt. Call
|
Aaa
|
9,350,679
|
|
|
Series 1990B, 7.500%, 8/01/23 (ETM)
|
|||||
|
1,800
|
Rialto Unified School District, San Bernardino County, California, General Obligation Bonds,
|
No Opt. Call
|
AA–
|
863,568
|
|
|
Series 2011A, 0.000%, 8/01/28
|
|||||
|
1,000
|
Rim of the World Unified School District, San Bernardino County, California, General Obligation
|
8/21 at 100.00
|
AA–
|
1,038,950
|
|
|
Bonds, Series 2011C, 5.000%, 8/01/38 – AGM Insured
|
|||||
|
390
|
Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series
|
6/23 at 100.00
|
BBB–
|
401,170
|
|
|
2013A, 5.750%, 6/01/44
|
|||||
|
735
|
Sacramento City Financing Authority, California, Capital Improvement Revenue Bonds, Solid
|
6/14 at 100.00
|
N/R
|
736,419
|
|
|
Waste and Redevelopment Projects, Series 1999, 5.800%, 12/01/19 – AMBAC Insured
|
|||||
|
7,170
|
San Bernardino, California, GNMA Mortgage-Backed Securities Program Single Family Mortgage
|
No Opt. Call
|
Aaa
|
9,224,779
|
|
|
Revenue Refunding Bonds, Series 1990A, 7.500%, 5/01/23 (ETM)
|
|||||
|
2,250
|
San Buenaventura, California, Revenue Bonds, Community Memorial Health System, Series 2011,
|
12/21 at 100.00
|
BB
|
2,523,915
|
|
|
7.500%, 12/01/41
|
|||||
|
San Diego County, California, Certificates of Participation, Edgemoor Facility Project and
|
|||||
|
Regional System, Series 2005:
|
|||||
|
1,675
|
5.000%, 2/01/24 – AMBAC Insured
|
2/15 at 100.00
|
AA+
|
1,740,543
|
|
|
720
|
5.000%, 2/01/25 – AMBAC Insured
|
2/15 at 100.00
|
AA+
|
747,151
|
|
|
4,000
|
San Francisco Airports Commission, California, Revenue Bonds, San Francisco International
|
5/23 at 100.00
|
A+
|
4,126,760
|
|
|
Airport, Governmental Purpose, Second Series 2013B, 5.000%, 5/01/43
|
|||||
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|||||
|
Refunding Bonds, Series 1997A:
|
|||||
|
29,000
|
0.000%, 1/15/31 – NPFG Insured
|
No Opt. Call
|
A
|
10,205,970
|
|
|
3,825
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
A
|
1,250,393
|
|
|
23,900
|
0.000%, 1/15/34 – NPFG Insured
|
No Opt. Call
|
A
|
6,765,851
|
|
|
4,000
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/14 at 100.00
|
A
|
4,048,920
|
|
|
Project, Series 2004A, 5.250%, 8/01/19 – NPFG Insured
|
|||||
|
12,580
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
A
|
11,299,230
|
|
|
Project, Series 2006C, 4.250%, 8/01/30 – NPFG Insured
|
|||||
|
4,455
|
San Mateo County Community College District, California, General Obligation Bonds, Series
|
No Opt. Call
|
Aaa
|
3,620,623
|
|
|
2006A, 0.000%, 9/01/21 – NPFG Insured
|
|||||
|
1,055
|
Turlock Irrigation District, California, Certificates of Participation, Series 2003A, 5.000%,
|
7/14 at 100.00
|
A+
|
1,058,661
|
|
|
1/01/28 – NPFG Insured
|
|||||
|
3,600
|
Ventura County Community College District, California, General Obligation Bonds, Series 2005B,
|
8/15 at 100.00
|
AA (4)
|
3,858,120
|
|
|
5.000%, 8/01/28 (Pre-refunded 8/01/15) – NPFG Insured
|
|||||
|
3,900
|
West Hills Community College District, California, General Obligation Bonds, School Facilities
|
8/21 at 100.00
|
AA–
|
4,433,052
|
|
|
Improvement District 3, 2008 Election Series 2011, 6.500%, 8/01/41 – AGM Insured
|
|||||
|
268,190
|
Total California
|
217,271,487
|
|||
|
Colorado – 6.7% (4.6% of Total Investments)
|
|||||
|
1,450
|
Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds,
|
8/14 at 100.00
|
A
|
1,465,211
|
|
|
Peak-to-Peak Charter School, Series 2004, 5.250%, 8/15/24 – SYNCORA GTY Insured
|
|||||
|
3,405
|
Colorado Educational and Cultural Facilities Authority, Revenue Bonds, Classical Academy
|
6/14 at 100.00
|
A
|
3,409,256
|
|
|
Charter School, Series 2003, 5.250%, 12/01/23 – SYNCORA GTY Insured
|
|||||
|
7,500
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
4/18 at 100.00
|
AA
|
7,926,975
|
|
|
Series 2006C-1, Trust 1090, 15.081%, 10/01/41 – AGM Insured (IF) (5)
|
|||||
|
5,000
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
1/23 at 100.00
|
A+
|
5,121,350
|
|
|
Series 2013A, 5.250%, 1/01/45
|
|||||
|
425
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good
|
6/23 at 100.00
|
A–
|
442,336
|
|
|
Samaritan Society Project, Series 2013, 5.625%, 6/01/43
|
|||||
|
5,000
|
Colorado Health Facilities Authority, Revenue Bonds, Children’s Hospital Colorado Project,
|
12/23 at 100.00
|
A+
|
5,120,650
|
|
|
Series 2013A, 5.000%, 12/01/36
|
|||||
|
2,915
|
Commerce City Northern Infrastructure General Improvement District, Colorado, General
|
12/22 at 100.00
|
AA–
|
3,209,328
|
|
|
Obligation Bonds, Series 2013, 5.000%, 12/01/27 – AGM Insured
|
|||||
|
4,835
|
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B,
|
11/23 at 100.00
|
A
|
4,999,197
|
|
|
5.000%, 11/15/43
|
|||||
|
35,285
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B, 0.000%,
|
No Opt. Call
|
A
|
14,119,646
|
|
|
9/01/30 – NPFG Insured
|
|||||
|
2,900
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 9/01/34 –
|
No Opt. Call
|
A
|
870,986
|
|
|
NPFG Insured
|
|||||
|
4,405
|
Garfield, Eagle and Pitkin Counties School District RE-1, Roaring Fork, Colorado, General
|
12/14 at 100.00
|
Aa2 (4)
|
4,591,772
|
|
|
Obligation Bonds, Series 2005A, 5.000%, 12/15/24 (Pre-refunded 12/15/14) – AGM Insured
|
|||||
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004:
|
|||||
|
2,500
|
5.000%, 12/15/22 (Pre-refunded 12/15/14) – AGM Insured
|
12/14 at 100.00
|
Aa2 (4)
|
2,605,575
|
|
|
5,125
|
5.000%, 12/15/23 (Pre-refunded 12/15/14) – AGM Insured
|
12/14 at 100.00
|
Aa2 (4)
|
5,341,429
|
|
|
4,065
|
5.000%, 12/15/24 (Pre-refunded 12/15/14) – AGM Insured
|
12/14 at 100.00
|
Aa2 (4)
|
4,236,665
|
|
|
2,640
|
Park Creek Metropolitan District, Colorado, Senior Limited Property Tax Supported Revenue
|
12/20 at 100.00
|
AA–
|
2,874,379
|
|
|
Refunding Bonds, Series 2011, 6.125%, 12/01/41 – AGM Insured
|
|||||
|
1,390
|
Teller County School District RE-2, Woodland Park, Colorado, General Obligation Bonds, Series
|
12/14 at 100.00
|
Aa2 (4)
|
1,446,434
|
|
|
2004, 5.000%, 12/01/22 (Pre-refunded 12/01/14) – NPFG Insured
|
|||||
|
4,000
|
University of Colorado Hospital Authority, Colorado, Revenue Bonds, Series 2012A, 5.000%, 11/15/42
|
11/22 at 100.00
|
A+
|
4,045,080
|
|
|
25
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005, 5.000%, 6/01/30 –
|
6/15 at 100.00
|
Aa2
|
26,050
|
|
|
FGIC Insured
|
|||||
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005:
|
|||||
|
1,285
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (4)
|
1,365,235
|
|
|
690
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (4)
|
733,084
|
|
|
94,840
|
Total Colorado
|
73,950,638
|
|||
|
Delaware – 0.3% (0.2% of Total Investments)
|
|||||
|
3,250
|
Delaware Health Facilities Authority, Revenue Bonds, Nanticoke Memorial Hospital, Series 2013,
|
7/23 at 100.00
|
BBB–
|
2,971,703
|
|
|
5.000%, 7/01/32
|
|||||
|
District of Columbia – 1.2% (0.8% of Total Investments)
|
|||||
|
1,250
|
District of Columbia Student Dormitory Revenue Bonds, Provident Group – Howard Properties LLC
|
10/22 at 100.00
|
BBB–
|
1,084,675
|
|
|
Issue, Series 2013, 5.000%, 10/01/45
|
|||||
|
10,150
|
District of Columbia, Revenue Bonds, Georgetown University, Series 2007A, 0.000%, 4/01/40 –
|
4/21 at 100.00
|
A–
|
8,288,795
|
|
|
AMBAC Insured
|
|||||
|
7,000
|
Metropolitan Washington Airports Authority, District of Columbia, Dulles Toll Road Second Senior
|
No Opt. Call
|
AA–
|
1,899,170
|
|
|
Lien Revenue Bonds, Series 2009B, 0.000%, 10/01/36 – AGC Insured
|
|||||
|
2,395
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
AA+
|
2,507,349
|
|
|
Tender Option Bond Trust 1606, 11.881%, 10/01/30 – AMBAC Insured (IF) (5)
|
|||||
|
20,795
|
Total District of Columbia
|
13,779,989
|
|||
|
Florida – 10.4% (7.1% of Total Investments)
|
|||||
|
1,000
|
Bay County, Florida, Water System Revenue Bonds, Series 2005, 5.000%, 9/01/25 – AMBAC Insured
|
9/15 at 100.00
|
Aa3
|
1,062,150
|
|
|
11,000
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA–
|
11,401,390
|
|
|
AGM Insured
|
|||||
|
Clay County, Florida, Utility System Revenue Bonds, Series 2007:
|
|||||
|
1,500
|
5.000%, 11/01/27 – AGM Insured (UB)
|
11/17 at 100.00
|
AA
|
1,642,200
|
|
|
3,000
|
5.000%, 11/01/32 – AGM Insured (UB)
|
11/17 at 100.00
|
AA
|
3,167,730
|
|
|
3,570
|
Collier County Educational Facilities Authority, Florida, Revenue Bonds, Hodges University,
|
11/23 at 100.00
|
BBB–
|
3,576,069
|
|
|
Series 2013, 6.125%, 11/01/43
|
|||||
|
400
|
Collier County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/23
|
10/14 at 100.00
|
AA– (4)
|
412,508
|
|
|
(Pre-refunded 10/01/14) – NPFG Insured
|
|||||
|
Davie, Florida, Educational Facilities Revenue Bonds, Nova Southeastern University Project,
|
|||||
|
Refunding Series 2013A:
|
|||||
|
8,555
|
6.000%, 4/01/42
|
4/23 at 100.00
|
Baa1
|
9,051,532
|
|
|
4,280
|
5.625%, 4/01/43
|
4/23 at 100.00
|
Baa1
|
4,406,260
|
|
|
500
|
Flagler County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/30 –
|
10/15 at 100.00
|
A
|
508,480
|
|
|
NPFG Insured
|
|||||
|
50
|
Florida Housing Finance Agency, GNMA Collateralized Home Ownership Revenue Refunding Bonds,
|
No Opt. Call
|
AA+
|
54,015
|
|
|
Series 1987G-1, 8.595%, 11/01/17
|
|||||
|
2,100
|
Florida Municipal Loan Council, Revenue Bonds, Series 2005A, 5.000%, 2/01/23
|
2/15 at 100.00
|
A
|
2,171,064
|
|
|
185
|
Florida Municipal Loan Council, Revenue Bonds, Series 2005A, 5.000%, 2/01/23
|
2/15 at 100.00
|
A (4)
|
193,758
|
|
|
(Pre-refunded 2/01/15)
|
|||||
|
2,500
|
Florida State Board of Education, Public Education Capital Outlay Bonds, Tender Option Bond
|
No Opt. Call
|
AAA
|
3,182,475
|
|
|
Trust 2929, 17.566%, 12/01/16 – AGC Insured (IF) (5)
|
|||||
|
2,240
|
FSU Financial Assistance Inc., Florida, General Revenue Bonds, Educational and Athletic
|
No Opt. Call
|
A1
|
2,308,678
|
|
|
Facilities Improvements, Series 2004, 5.000%, 10/01/14 – AMBAC Insured
|
|||||
|
350
|
Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.500%, 6/01/38 –
|
6/18 at 100.00
|
AA–
|
362,226
|
|
|
AGM Insured
|
|||||
|
180
|
Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist
|
11/15 at 100.00
|
AA– (4)
|
195,005
|
|
|
Health System, Series 2005D, 5.000%, 11/15/35 (Pre-refunded 11/15/15) – NPFG Insured
|
|||||
|
400
|
Jacksonville, Florida, Better Jacksonville Sales Tax Revenue Bonds, Refunding Series 2012,
|
10/22 at 100.00
|
A1
|
424,664
|
|
|
5.000%, 10/01/30
|
|||||
|
1,530
|
Lakeland, Florida, Hospital System Revenue Bonds, Lakeland Regional Health, Refunding Series
|
11/21 at 100.00
|
A2
|
1,632,235
|
|
|
2011, 5.000%, 11/15/24
|
|||||
|
1,730
|
Lee County, Florida, Transportation Facilities Revenue Bonds, Series 2004B, 5.000%, 10/01/22 –
|
10/14 at 100.00
|
A–
|
1,771,001
|
|
|
AMBAC Insured
|
|||||
|
500
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
A
|
507,270
|
|
|
NPFG Insured
|
|||||
|
1,200
|
Miami, Florida, Special Obligation Non-Ad Valorem Revenue Refunding Bonds, Series 2011A,
|
2/21 at 100.00
|
AA–
|
1,339,464
|
|
|
6.000%, 2/01/30 – AGM Insured
|
|||||
|
10,000
|
Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Series 2010A,
|
7/20 at 100.00
|
AA–
|
10,408,500
|
|
|
5.000%, 7/01/35
|
|||||
|
6,350
|
Miami-Dade County School Board, Florida, Certificates of Participation, Series 2006A, 5.000%,
|
11/16 at 100.00
|
AA+
|
6,723,253
|
|
|
11/01/31 – AGM Insured
|
|||||
|
4,000
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010B,
|
10/20 at 100.00
|
AA–
|
4,131,280
|
|
|
5.000%, 10/01/35 – AGM Insured
|
|||||
|
5,720
|
Miami-Dade County, Florida, General Obligation Bonds, Series 2005, 5.000%, 7/01/33 –
|
7/15 at 100.00
|
AA
|
5,950,745
|
|
|
AGM Insured
|
|||||
|
1,850
|
Miami-Dade County, Florida, Subordinate Special Obligation Refunding Bonds Series 2012B,
|
10/22 at 100.00
|
A+
|
1,887,037
|
|
|
5.000%, 10/01/37
|
|||||
|
1,550
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2012,
|
7/22 at 100.00
|
AA
|
1,603,196
|
|
|
5.000%, 7/01/42
|
|||||
|
500
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Refunding Series 2008B,
|
No Opt. Call
|
AA–
|
589,035
|
|
|
5.250%, 10/01/22 – AGM Insured
|
|||||
|
5,770
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Series 2013A,
|
10/22 at 100.00
|
Aa3
|
5,943,504
|
|
|
5.000%, 10/01/42
|
|||||
|
750
|
Orange County Health Facilities Authority, Florida, Hospital Revenue Bonds, Orlando Health, Inc.,
|
4/22 at 100.00
|
A
|
720,173
|
|
|
Series 2012A, 5.000%, 10/01/42
|
|||||
|
3,335
|
Palm Bay, Florida, Local Optional Gas Tax Revenue Bonds, Series 2004, 5.250%, 10/01/20 –
|
10/14 at 100.00
|
AA–
|
3,442,454
|
|
|
NPFG Insured
|
|||||
|
1,095
|
Palm Bay, Florida, Utility System Revenue Bonds, Series 2004, 5.250%, 10/01/20 – NPFG Insured
|
10/14 at 100.00
|
Aa3
|
1,130,730
|
|
|
1,000
|
Port Saint Lucie. Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
A
|
1,020,240
|
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|||||
|
480
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Refunding Series 2009, 5.250%, 9/01/35 –
|
9/18 at 100.00
|
AA–
|
527,894
|
|
|
AGC Insured
|
|||||
|
1,730
|
Saint John’s County, Florida, Sales Tax Revenue Bonds, Series 2004A, 5.000%, 10/01/24
|
10/14 at 100.00
|
A+ (4)
|
1,785,412
|
|
|
(Pre-refunded 10/01/14) – AMBAC Insured
|
|||||
|
4,000
|
Saint Lucie County School Board, Florida, Certificates of Participation, Master Lease Program,
|
7/14 at 100.00
|
AA– (4)
|
4,081,040
|
|
|
Series 2004A, 5.000%, 7/01/24 (Pre-refunded 7/01/14) – AGM Insured
|
|||||
|
2,000
|
Tallahassee, Florida, Energy System Revenue Bonds, Series 2005, 5.000%, 10/01/28 – NPFG Insured
|
10/15 at 100.00
|
AA
|
2,110,340
|
|
|
1,200
|
Tamarac, Florida, Utility System Revenue Bonds, Series 2009, 5.000%, 10/01/39 – AGC Insured
|
10/19 at 100.00
|
Aa2
|
1,259,928
|
|
|
9,720
|
Tampa-Hillsborough County Expressway Authority, Florida, Revenue Bonds, Refunding Series
|
No Opt. Call
|
A
|
10,005,476
|
|
|
2012B, 5.000%, 7/01/42
|
|||||
|
1,500
|
Volusia County Educational Facilities Authority, Florida, Revenue Bonds, Embry-Riddle
|
10/21 at 100.00
|
AA–
|
1,586,805
|
|
|
Aeronautical University, Inc. Project, Refunding Series 2011, 5.000%, 10/15/29 – AGM Insured
|
|||||
|
109,320
|
Total Florida
|
114,277,216
|
|||
|
Georgia – 2.6% (1.8% of Total Investments)
|
|||||
|
2,700
|
Atlanta, Georgia, Airport General Revenue Bonds, Series 2004G, 5.000%, 1/01/25 – AGM Insured
|
1/15 at 100.00
|
AA–
|
2,801,709
|
|
|
6,950
|
Atlanta, Georgia, Airport General Revenue Refunding Bonds, Series 2010A, 5.000%, 1/01/40 –
|
1/20 at 100.00
|
AA–
|
7,173,999
|
|
|
AGM Insured
|
|||||
|
3,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2009B, 5.375%, 11/01/39 –
|
11/19 at 100.00
|
AA–
|
3,150,840
|
|
|
AGM Insured
|
|||||
|
1,535
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Refunding Series 2007,
|
8/20 at 100.00
|
AA
|
1,604,029
|
|
|
4.000%, 8/01/26
|
|||||
|
4,000
|
Cobb County Development Authority, Georgia, Parking Revenue Bonds, Kennesaw State University,
|
7/14 at 100.00
|
A1
|
4,084,480
|
|
|
Series 2004, 5.000%, 7/15/24 – NPFG Insured
|
|||||
|
1,410
|
DeKalb County, Georgia, Water and Sewer Revenue Bonds, Series 2006A, 5.000%, 10/01/35 –
|
10/16 at 100.00
|
Aa2
|
1,481,727
|
|
|
AGM Insured
|
|||||
|
1,075
|
Greene County Development Authority, Georgia, Health System Revenue Bonds, Catholic Health
|
No Opt. Call
|
Aa2
|
973,101
|
|
|
East Issue, Series 2012, 4.250%, 11/15/42
|
|||||
|
2,805
|
Gwinnett County School District, Georgia, General Obligation Bonds, Series 2008, 5.000%, 2/01/36
|
2/18 at 100.00
|
AAA
|
3,052,597
|
|
|
1,350
|
Henry County Water and Sewerage Authority, Georgia, Revenue Bonds, Series 2005, 5.250%,
|
No Opt. Call
|
AA+
|
1,642,694
|
|
|
2/01/27 – BHAC Insured
|
|||||
|
2,615
|
Valdosta and Lowndes County Hospital Authority, Georgia, Revenue Certificates, South Georgia
|
10/21 at 100.00
|
Aa2
|
2,675,825
|
|
|
Medical Center Project, Series 2011B, 5.000%, 10/01/41
|
|||||
|
27,440
|
Total Georgia
|
28,641,001
|
|||
|
Guam – 0.2% (0.1% of Total Investments)
|
|||||
|
2,030
|
Guam Waterworks Authority, Water and Wastewater System Revenue Bonds, Series 2013,
|
7/23 at 100.00
|
A–
|
2,050,706
|
|
|
5.500%, 7/01/43
|
|||||
|
Hawaii – 0.0% (0.0% of Total Investments)
|
|||||
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific
|
|||||
|
University, Series 2013A:
|
|||||
|
200
|
6.625%, 7/01/33
|
7/23 at 100.00
|
BB+
|
203,026
|
|
|
125
|
6.875%, 7/01/43
|
7/23 at 100.00
|
BB+
|
126,739
|
|
|
325
|
Total Hawaii
|
329,765
|
|||
|
Idaho – 0.2% (0.1% of Total Investments)
|
|||||
|
2,110
|
Idaho Health Facilities Authority, Revenue Bonds, Saint Luke’s Health System Project, Series
|
3/22 at 100.00
|
A
|
2,140,743
|
|
|
2012A, 5.000%, 3/01/47 – AGM Insured
|
|||||
|
Illinois – 13.0% (8.8% of Total Investments)
|
|||||
|
4,000
|
Bolingbrook, Illinois, General Obligation Refunding Bonds, Series 2002B, 0.000%, 1/01/34 –
|
No Opt. Call
|
Aa3
|
1,384,120
|
|
|
FGIC Insured
|
|||||
|
2,240
|
Chicago Board of Education, Illinois, General Obligation Lease Certificates, Series 1992A,
|
No Opt. Call
|
A
|
2,319,654
|
|
|
6.250%, 1/01/15 – NPFG Insured
|
|||||
|
3,500
|
Chicago Transit Authority, Illinois, Capital Grant Receipts Revenue Bonds, Federal Transit
|
6/21 at 100.00
|
AA–
|
3,832,745
|
|
|
Administration Section 5307 Urbanized Area Formula Funds, Refunding Series 2011, 5.250%,
|
|||||
|
6/01/26 – AGM Insured
|
|||||
|
13,100
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
1/20 at 100.00
|
AA–
|
13,464,442
|
|
|
Refunding Series 2010C, 5.250%, 1/01/35 – AGC Insured
|
|||||
|
1,450
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A
|
1,538,291
|
|
|
Series 2005A, 5.250%, 1/01/24 – NPFG Insured
|
|||||
|
4,735
|
Cook County Community College District 508, Illinois, General Obligation Bonds, Chicago City
|
12/23 at 100.00
|
AA
|
4,898,263
|
|
|
Colleges, Series 2013, 5.250%, 12/01/43
|
|||||
|
Cook County School District 145, Arbor Park, Illinois, General Obligation Bonds, Series 2004:
|
|||||
|
1,650
|
5.125%, 12/01/20 – AGM Insured (ETM)
|
12/14 at 100.00
|
A2 (4)
|
1,693,412
|
|
|
1,475
|
5.125%, 12/01/23 – AGM Insured (ETM)
|
12/14 at 100.00
|
A2 (4)
|
1,504,397
|
|
|
Cook County School District 145, Arbor Park, Illinois, General Obligation Bonds, Series 2004:
|
|||||
|
1,635
|
5.125%, 12/01/20 (Pre-refunded 12/01/14) – AGM Insured
|
12/14 at 100.00
|
A2 (4)
|
1,702,803
|
|
|
1,465
|
5.125%, 12/01/23 (Pre-refunded 12/01/14) – AGM Insured
|
12/14 at 100.00
|
A2 (4)
|
1,525,754
|
|
|
21,860
|
Illinois Development Finance Authority, Local Government Program Revenue Bonds, Kane, Cook and
|
No Opt. Call
|
Aa3
|
20,686,973
|
|
|
DuPage Counties School District U46 – Elgin, Series 2002, 0.000%, 1/01/17 – AGM Insured
|
|||||
|
2,050
|
Illinois Educational Facilities Authority, Revenue Bonds, Field Museum of Natural History,
|
11/23 at 100.00
|
A2
|
2,116,174
|
|
|
Series 2002, 5.500%, 11/01/36
|
|||||
|
4,200
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2012, 5.000%, 9/01/38
|
9/22 at 100.00
|
A–
|
4,067,028
|
|
|
5,020
|
Illinois Finance Authority, Revenue Bonds, Advocate Health Care Network, Series 2012,
|
No Opt. Call
|
AA
|
5,124,265
|
|
|
5.000%, 6/01/42
|
|||||
|
2,910
|
Illinois Finance Authority, Revenue Bonds, Ingalls Health System, Series 2013, 5.000%, 5/15/43
|
5/22 at 100.00
|
Baa1
|
2,683,340
|
|
|
1,015
|
Illinois Finance Authority, Revenue Bonds, Rehabilitation Institute of Chicago, Series 2013A,
|
7/23 at 100.00
|
A–
|
1,079,463
|
|
|
6.000%, 7/01/43
|
|||||
|
3,560
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%, 8/15/41 –
|
8/21 at 100.00
|
AA–
|
3,876,769
|
|
|
AGM Insured
|
|||||
|
1,000
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago Medical Center, Series
|
2/21 at 100.00
|
AA–
|
1,057,580
|
|
|
2011C, 5.500%, 8/15/41
|
|||||
|
9,510
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago, Series 2012A, 5.000%, 10/01/51
|
10/21 at 100.00
|
Aa1
|
9,705,050
|
|
|
5,045
|
Illinois Health Facilities Authority, Revenue Bonds, Lutheran General Health System, Series
|
No Opt. Call
|
AA (4)
|
5,746,305
|
|
|
1993A, 6.250%, 4/01/18 – AGM Insured (ETM)
|
|||||
|
1,950
|
Illinois Health Facilities Authority, Revenue Refunding Bonds, SSM Healthcare System, Series
|
No Opt. Call
|
AA– (4)
|
1,991,730
|
|
|
1992AA, 6.550%, 6/01/14 – NPFG Insured (ETM)
|
|||||
|
6,500
|
Illinois Municipal Electric Agency, Power Supply System Revenue Bonds, Series 2007A, 5.000%,
|
2/17 at 100.00
|
A+
|
6,614,920
|
|
|
2/01/35 – FGIC Insured
|
|||||
|
Illinois State, General Obligation Bonds, Series 2012A:
|
|||||
|
2,500
|
5.000%, 3/01/25
|
3/22 at 100.00
|
A–
|
2,703,500
|
|
|
4,500
|
5.000%, 3/01/27
|
3/22 at 100.00
|
A–
|
4,750,380
|
|
|
1,125
|
Illinois State, General Obligation Bonds, Series 2013, 5.500%, 7/01/38
|
7/23 at 100.00
|
A–
|
1,174,084
|
|
|
5,000
|
Macon County School District 61 Decatur, Illinois, General Obligation Bonds, Series 2011A,
|
1/21 at 100.00
|
A2
|
5,237,200
|
|
|
5.250%, 1/01/39 – AGM Insured
|
|||||
|
5,000
|
Metropolitan Pier and Exposition Authority, Illinois, McCormick Place Expansion Project
|
6/22 at 100.00
|
AAA
|
4,919,450
|
|
|
Refunding Bonds, Series 2012B, 5.000%, 6/15/52 (UB) (5)
|
|||||
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|||||
|
Project, Capital Appreciation Refunding Series 2010B-1:
|
|||||
|
33,000
|
0.000%, 6/15/45 – AGM Insured
|
No Opt. Call
|
AAA
|
5,590,530
|
|
|
5,000
|
0.000%, 6/15/46 – AGM Insured
|
No Opt. Call
|
AAA
|
783,050
|
|
|
5,725
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/22 at 101.00
|
AAA
|
5,185,419
|
|
|
Project, Series 2002A, 0.000%, 6/15/27 – NPFG Insured
|
|||||
|
5,010
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place
|
No Opt. Call
|
AA–
|
3,747,731
|
|
|
Expansion Project, Series 1996A, 0.000%, 12/15/21 – NPFG Insured
|
|||||
|
3,500
|
Schaumburg, Illinois, General Obligation Bonds, Series 2004B, 5.000%, 12/01/41 (Pre-refunded
|
12/14 at 100.00
|
AAA
|
3,640,945
|
|
|
12/01/14) – AGM Insured
|
|||||
|
4,050
|
Southwestern Illinois Development Authority, Health Facility Revenue Bonds, Memorial Group,
|
11/23 at 100.00
|
BB+
|
4,032,140
|
|
|
Inc., Series 2013, 7.625%, 11/01/48
|
|||||
|
1,895
|
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General
|
12/20 at 100.00
|
AA–
|
2,205,136
|
|
|
Obligation Bonds, Series 2011, 7.250%, 12/01/28 – AGM Insured
|
|||||
|
176,175
|
Total Illinois
|
142,583,043
|
|||
|
Indiana – 6.0% (4.1% of Total Investments)
|
|||||
|
Hamilton County Public Building Corporation, Indiana, First Mortgage Bonds, Series 2004:
|
|||||
|
2,105
|
5.000%, 8/01/23 (Pre-refunded 8/01/14) – AGM Insured
|
8/14 at 100.00
|
Aaa
|
2,156,257
|
|
|
2,215
|
5.000%, 8/01/24 (Pre-refunded 8/01/14) – AGM Insured
|
8/14 at 100.00
|
Aaa
|
2,268,935
|
|
|
4,725
|
Indiana Finance Authority, Hospital Revenue Bonds, Community Health Network Project, Series
|
5/23 at 100.00
|
A
|
4,696,319
|
|
|
2012A, 5.000%, 5/01/42
|
|||||
|
1,500
|
Indiana Finance Authority, Midwestern Disaster Relief Revenue Bonds, Ohio Valley Electric
|
6/22 at 100.00
|
BBB–
|
1,421,550
|
|
|
Corporation Project, Series 2012A, 5.000%, 6/01/39 – AGM Insured
|
|||||
|
10,000
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2009A,
|
12/19 at 100.00
|
Aa2
|
10,586,500
|
|
|
5.250%, 12/01/38 (UB)
|
|||||
|
5,000
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/21 at 100.00
|
AA–
|
5,139,050
|
|
|
2011B, 5.000%, 10/01/41
|
|||||
|
3,075
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/22 at 100.00
|
AA
|
3,216,727
|
|
|
2012A, 5.000%, 10/01/37
|
|||||
|
2,045
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Hospitals of Indiana,
|
5/15 at 100.00
|
N/R (4)
|
2,166,902
|
|
|
Series 2005A, 5.000%, 5/01/35 (Pre-refunded 5/01/15) – AMBAC Insured
|
|||||
|
8,310
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
8,517,750
|
|
|
NPFG Insured
|
|||||
|
Indiana University, Parking Facility Revenue Bonds, Series 2004:
|
|||||
|
1,015
|
5.250%, 11/15/19 (Pre-refunded 11/15/14) – AMBAC Insured
|
11/14 at 100.00
|
Aaa
|
1,055,935
|
|
|
1,060
|
5.250%, 11/15/20 (Pre-refunded 11/15/14) – AMBAC Insured
|
11/14 at 100.00
|
Aaa
|
1,102,750
|
|
|
1,100
|
5.250%, 11/15/21 (Pre-refunded 11/15/14) – AMBAC Insured
|
11/14 at 100.00
|
Aaa
|
1,144,363
|
|
|
9,255
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/25 –
|
No Opt. Call
|
AA
|
6,198,999
|
|
|
AMBAC Insured
|
|||||
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project Series 2009A:
|
|||||
|
3,000
|
5.500%, 1/01/38 – AGC Insured
|
1/19 at 100.00
|
AA–
|
3,192,750
|
|
|
5,000
|
5.500%, 1/01/38 – AGC Insured (UB)
|
1/19 at 100.00
|
AA
|
5,321,250
|
|
|
1,000
|
Metropolitan School District Steuben County K-5 Building Corporation, Indiana, First Mortgage
|
7/14 at 102.00
|
AA–
|
1,042,460
|
|
|
Bonds, Series 2003, 5.250%, 1/15/21 – AGM Insured
|
|||||
|
7,860
|
Saint Joseph County Hospital Authority, Indiana, Revenue Bonds, Beacon Health System Obligated
|
8/23 at 100.00
|
AA–
|
6,717,706
|
|
|
Group, Series 2013C, 4.000%, 8/15/44
|
|||||
|
500
|
Vigo County Hospital Authority, Indiana, Revenue Bonds, Union Hospital, Series 2007,
|
9/17 at 100.00
|
N/R
|
464,430
|
|
|
5.800%, 9/01/47
|
|||||
|
68,765
|
Total Indiana
|
66,410,633
|
|||
|
Iowa – 1.4% (1.0% of Total Investments)
|
|||||
|
4,000
|
Ames, Iowa, Hospital Revenue Bonds, Mary Greeley Medical Center, Series 2011, 5.250%, 6/15/36
|
6/20 at 100.00
|
A2
|
4,113,040
|
|
|
425
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
12/23 at 100.00
|
BB–
|
396,185
|
|
|
Project, Series 2013, 5.250%, 12/01/25
|
|||||
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|||||
|
7,125
|
5.375%, 6/01/38
|
6/15 at 100.00
|
B+
|
5,550,233
|
|
|
185
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
143,917
|
|
|
6,600
|
Iowa Tobacco Settlement Authority, Tobacco Asset-Backed Revenue Bonds, Series 2005B,
|
6/17 at 100.00
|
B+
|
5,614,620
|
|
|
5.600%, 6/01/34
|
|||||
|
18,335
|
Total Iowa
|
15,817,995
|
|||
|
Kansas – 0.3% (0.2% of Total Investments)
|
|||||
|
630
|
Kansas Development Finance Authority, Board of Regents, Revenue Bonds, Scientific Research and
|
4/14 at 101.50
|
AA
|
645,070
|
|
|
Development Facilities Projects, Series 2003C, Reg S, 5.000%, 10/01/22 – AMBAC Insured
|
|||||
|
2,010
|
Kansas Development Finance Authority, Health Facilities Revenue Bonds, Stormont-Vail Health
|
11/22 at 100.00
|
A2
|
2,047,064
|
|
|
Care Inc., Series 2013J, 5.000%, 11/15/38
|
|||||
|
Neosho County Unified School District 413, Kansas, General Obligation Bonds, Series 2006:
|
|||||
|
470
|
5.000%, 9/01/31 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
A2 (4)
|
483,310
|
|
|
515
|
5.000%, 9/01/31 (Pre-refunded 9/01/14)
|
9/14 at 100.00
|
A2 (4)
|
529,626
|
|
|
3,625
|
Total Kansas
|
3,705,070
|
|||
|
Kentucky – 1.2% (0.8% of Total Investments)
|
|||||
|
6,010
|
Kentucky Economic Development Finance Authority, Health System Revenue Bonds, Norton
|
No Opt. Call
|
A
|
2,896,159
|
|
|
Healthcare Inc., Series 2000B, 0.000%, 10/01/28 – NPFG Insured
|
|||||
|
5,000
|
Kentucky Municipal Power Agency, Power Supply System Revenue Bonds, Prairie State Project
|
9/17 at 100.00
|
A
|
5,144,200
|
|
|
Series 2007A, 5.000%, 9/01/37 – NPFG Insured
|
|||||
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds, Downtown
|
|||||
|
Crossing Project, Convertible Capital Appreciation Series 2013C:
|
|||||
|
2,575
|
0.000%, 7/01/43
|
7/31 at 100.00
|
Baa3
|
1,453,021
|
|
|
4,430
|
0.000%, 7/01/46
|
7/31 at 100.00
|
Baa3
|
2,475,041
|
|
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds, Downtown
|
|||||
|
Crossing Project, Series 2013A:
|
|||||
|
1,115
|
5.750%, 7/01/49
|
7/23 at 100.00
|
Baa3
|
1,151,349
|
|
|
220
|
6.000%, 7/01/53
|
7/23 at 100.00
|
Baa3
|
229,200
|
|
|
19,350
|
Total Kentucky
|
13,348,970
|
|||
|
Louisiana – 5.4% (3.7% of Total Investments)
|
|||||
|
4,690
|
Ascension Parish Industrial development Board, Louisiana, Revenue Bonds, Impala Warehousing
|
7/23 at 100.00
|
N/R
|
4,365,358
|
|
|
(US) LLC Project, Series 2013, 6.000%, 7/01/36
|
|||||
|
670
|
Jefferson Parish Hospital District1, Louisiana, Hospital Revenue Bonds, West Jefferson Medical
|
1/21 at 100.00
|
AA–
|
719,258
|
|
|
Center, Refunding Series 2011A, 6.000%, 1/01/39 – AGM Insured
|
|||||
|
5,000
|
Lafayette Public Trust Financing Authority, Louisiana, Revenue Bonds, Ragin’ Cajun Facilities
|
10/20 at 100.00
|
AA–
|
5,351,750
|
|
|
Inc. Project, Series 2010, 5.500%, 10/01/41 – AGM Insured
|
|||||
|
4,450
|
Louisiana Public Facilities Authority, Revenue Bonds, Baton Rouge General Hospital, Series
|
7/14 at 100.00
|
A (4)
|
4,540,202
|
|
|
2004, 5.250%, 7/01/24 (Pre-refunded 7/01/14) – NPFG Insured
|
|||||
|
5,870
|
Louisiana Stadium and Exposition District, Revenue Refunding Bonds, Senior Lien Series 2013A,
|
7/23 at 100.00
|
A
|
6,063,475
|
|
|
5.000%, 7/01/36
|
|||||
|
2,000
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Second Lien Series 2010B,
|
5/20 at 100.00
|
AA
|
2,090,940
|
|
|
5.000%, 5/01/45
|
|||||
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2005A:
|
|||||
|
1,010
|
5.000%, 5/01/25 (Pre-refunded 5/01/15) – FGIC Insured
|
5/15 at 100.00
|
Aa1 (4)
|
1,070,731
|
|
|
2,210
|
5.000%, 5/01/26 (Pre-refunded 5/01/15) – FGIC Insured
|
5/15 at 100.00
|
Aa1 (4)
|
2,342,887
|
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
|
9,000
|
5.000%, 5/01/36 – AGM Insured
|
No Opt. Call
|
Aa1
|
9,519,750
|
|
|
8,480
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
8,634,675
|
|
|
14,265
|
4.500%, 5/01/41 – FGIC Insured (UB)
|
5/16 at 100.00
|
Aa1
|
14,277,696
|
|
|
57,645
|
Total Louisiana
|
58,976,722
|
|||
|
Maine – 0.1% (0.1% of Total Investments)
|
|||||
|
1,010
|
Maine Health and Higher Educational Facilities Authority Revenue Bonds, Eastern Maine Medical
|
7/23 at 100.00
|
Baa1
|
976,741
|
|
|
Center Obligated Group Issue, Series 2013, 5.000%, 7/01/43
|
|||||
|
Maryland – 0.5% (0.4% of Total Investments)
|
|||||
|
1,865
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
BB+
|
1,838,759
|
|
|
9/01/26 – SYNCORA GTY Insured
|
|||||
|
1,200
|
Maryland Economic Development Corporation, Student Housing Revenue Refunding Bonds,
|
6/16 at 100.00
|
AA–
|
1,225,212
|
|
|
University of Maryland College Park Projects, Series 2006, 5.000%, 6/01/28 – CIFG Insured
|
|||||
|
2,705
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, University of
|
7/22 at 100.00
|
A2
|
2,732,645
|
|
|
Maryland Medical System Issue, Series 2013A, 5.000%, 7/01/43
|
|||||
|
5,770
|
Total Maryland
|
5,796,616
|
|||
|
Massachusetts – 3.2% (2.2% of Total Investments)
|
|||||
|
5,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
AA+
|
5,821,200
|
|
|
Commonwealth Contract Assistance Secured, Refunding Series 2010B, 5.000%, 1/01/35
|
|||||
|
1,430
|
Massachusetts Development Finance Agency, Resource Recovery Revenue Refunding Bonds,
|
11/17 at 100.00
|
BB+
|
1,267,709
|
|
|
Covanta Energy Project, Series 2012B, 4.875%, 11/01/42
|
|||||
|
3,000
|
Massachusetts Development Finance Authority, Revenue Bonds, WGBH Educational Foundation,
|
No Opt. Call
|
A
|
3,440,220
|
|
|
Series 2002A, 5.750%, 1/01/42 – AMBAC Insured
|
|||||
|
3,335
|
Massachusetts Health and Education Facilities Authority, Revenue Bonds, Partners HealthCare
|
7/19 at 100.00
|
AA
|
3,750,808
|
|
|
System, Tender Option Bond Trust 3627, 13.956%, 7/01/29 (IF)
|
|||||
|
4,400
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+ (4)
|
4,723,136
|
|
|
5.000%, 8/15/23 (Pre-refunded 8/15/15) – AGM Insured (UB)
|
|||||
|
7,500
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Tender Option Bond
|
No Opt. Call
|
AA+
|
9,969,450
|
|
|
Trust 14021, 9.343%, 2/15/20 (IF)
|
|||||
|
3,335
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Tender Option Bond
|
8/17 at 100.00
|
AA+
|
3,914,690
|
|
|
Trust 3091, 13.494%, 8/15/37 – AMBAC Insured (IF)
|
|||||
|
1,725
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
1,746,476
|
|
|
8/01/46 – AGM Insured (UB) (5)
|
|||||
|
500
|
Springfield Water and Sewerage Commission, Massachusetts, General Revenue Bonds, Refunding
|
11/20 at 100.00
|
AA–
|
543,845
|
|
|
Series 2010B, 5.000%, 11/15/30 – AGC Insured
|
|||||
|
30,725
|
Total Massachusetts
|
35,177,534
|
|||
|
Michigan – 2.3% (1.6% of Total Investments)
|
|||||
|
1,220
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BBB+
|
1,129,622
|
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|||||
|
10,000
|
Detroit, Michigan, Water Supply System Revenue Bonds, Senior Lien Series 2011A, 5.250%, 7/01/41
|
7/21 at 100.00
|
BB–
|
9,242,500
|
|
|
4,465
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2003C,
|
7/14 at 100.00
|
A
|
4,373,289
|
|
|
5.000%, 7/01/22 – NPFG Insured
|
|||||
|
1,315
|
Michigan Public Power Agency, AFEC Project Revenue Bonds, Series 2012A, 5.000%, 1/01/43
|
1/22 at 100.00
|
A2
|
1,333,397
|
|
|
2,000
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
6/22 at 100.00
|
Aa2
|
2,031,880
|
|
|
2009C, 5.000%, 12/01/48
|
|||||
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series 2006A:
|
|||||
|
180
|
5.000%, 12/01/31 (Pre-refunded 12/01/16) (UB)
|
12/16 at 100.00
|
N/R (4)
|
202,468
|
|
|
820
|
5.000%, 12/01/31 (UB)
|
12/16 at 100.00
|
Aa2
|
836,539
|
|
|
6,500
|
Wayne Charter County, Michigan, Limited Tax General Obligation Airport Hotel Revenue Bonds,
|
6/14 at 100.00
|
A
|
6,501,690
|
|
|
Detroit Metropolitan Wayne County Airport, Series 2001A, 5.000%, 12/01/30 – NPFG Insured
|
|||||
|
26,500
|
Total Michigan
|
25,651,385
|
|||
|
Minnesota – 0.1% (0.0% of Total Investments)
|
|||||
|
870
|
Wayzata, Minnesota, Senior Housing Entrance Deposit Revenue Bonds, Folkestone Senior Living
|
5/14 at 100.00
|
N/R
|
874,272
|
|
|
Community, Series 2012B, 4.875%, 5/01/19
|
|||||
|
Missouri – 0.7% (0.5% of Total Investments)
|
|||||
|
1,000
|
Jackson County Reorganized School District R-7, Lees Summit, Missouri, General Obligation
|
3/16 at 100.00
|
Aa1 (4)
|
1,101,810
|
|
|
Bonds, Series 2006, 5.250%, 3/01/25 (Pre-refunded 3/01/16) – NPFG Insured
|
|||||
|
6,165
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds,
|
5/23 at 100.00
|
BBB+
|
6,365,178
|
|
|
Saint Louis College of Pharmacy, Series 2013, 5.500%, 5/01/43
|
|||||
|
220
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
9/23 at 100.00
|
A–
|
226,235
|
|
|
of Sunset Hills, Series 2013A, 5.875%, 9/01/43
|
|||||
|
7,385
|
Total Missouri
|
7,693,223
|
|||
|
Montana – 0.1% (0.1% of Total Investments)
|
|||||
|
1,460
|
Montana State University, General Revenue Bonds, Series 2013A, 4.500%, 11/15/38
|
11/23 at 100.00
|
Aa3
|
1,509,596
|
|
|
Nebraska – 0.4% (0.2% of Total Investments)
|
|||||
|
2,560
|
Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great
|
No Opt. Call
|
A–
|
2,592,614
|
|
|
Plains Regional Medical Center Project, Series 2012, 5.000%, 11/01/42
|
|||||
|
865
|
Omaha Public Power District, Nebraska, Separate Electric System Revenue Bonds, Nebraska City 2,
|
2/17 at 100.00
|
AA+
|
1,338,492
|
|
|
Tender Option Bond Trust 11673, 20.138%, 8/01/40 – AMBAC Insured (IF)
|
|||||
|
3,425
|
Total Nebraska
|
3,931,106
|
|||
|
Nevada – 1.8% (1.2% of Total Investments)
|
|||||
|
2,000
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2009C, 5.000%, 7/01/26 –
|
7/19 at 100.00
|
AA–
|
2,195,720
|
|
|
AGM Insured
|
|||||
|
12,260
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA–
|
12,819,914
|
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|||||
|
3,280
|
Clark County, Nevada, Subordinate Lien Airport Revenue Bonds, Series 2004A-2, 5.125%, 7/01/24 –
|
7/14 at 100.00
|
A+
|
3,337,334
|
|
|
FGIC Insured
|
|||||
|
950
|
Las Vegas Valley Water District, Nevada, General Obligation Bonds, Water Series 2012B,
|
6/22 at 100.00
|
AA+
|
995,087
|
|
|
5.000%, 6/01/42
|
|||||
|
18,490
|
Total Nevada
|
19,348,055
|
|||
|
New Jersey – 7.1% (4.9% of Total Investments)
|
|||||
|
Essex County Improvement Authority, New Jersey, Guaranteed Revenue Bonds, Project
|
|||||
|
Consolidation, Series 2004:
|
|||||
|
1,275
|
5.125%, 10/01/21 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
1,315,889
|
|
|
2,250
|
5.125%, 10/01/22 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,321,843
|
|
|
1,560
|
Mount Olive Township Board of Education, Morris County, New Jersey, General Obligation Bonds,
|
1/15 at 100.00
|
Aa3
|
1,617,361
|
|
|
Series 2004, 5.000%, 1/15/22 – NPFG Insured
|
|||||
|
New Jersey Economic Development Authority, Revenue Bonds, Motor Vehicle Surcharge, Series 2004A:
|
|||||
|
2,675
|
5.000%, 7/01/22 – NPFG Insured
|
7/14 at 100.00
|
A
|
2,722,749
|
|
|
4,445
|
5.000%, 7/01/23 – NPFG Insured
|
7/14 at 100.00
|
A
|
4,520,609
|
|
|
1,200
|
5.000%, 7/01/29 – NPFG Insured
|
7/14 at 100.00
|
A
|
1,217,508
|
|
|
720
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Robert Wood Johnson
|
7/23 at 100.00
|
A
|
763,394
|
|
|
University Hospital, Series 2013A, 5.500%, 7/01/43
|
|||||
|
3,075
|
New Jersey Transit Corporation, Certificates of Participation Refunding, Series 2003, 5.500%,
|
No Opt. Call
|
AA–
|
3,324,475
|
|
|
10/01/15 – AGM Insured
|
|||||
|
5,000
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Capital
|
No Opt. Call
|
A+
|
2,775,100
|
|
|
Appreciation Series 2010A, 0.000%, 12/15/26
|
|||||
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2006C:
|
|||||
|
25,000
|
0.000%, 12/15/35 – AMBAC Insured
|
No Opt. Call
|
A+
|
7,598,000
|
|
|
10,000
|
0.000%, 12/15/36 – AMBAC Insured
|
No Opt. Call
|
A+
|
2,827,400
|
|
|
10,500
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2007A,
|
12/17 at 100.00
|
AA
|
10,939,320
|
|
|
5.000%, 12/15/34 – AMBAC Insured
|
|||||
|
9,000
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2012AA,
|
No Opt. Call
|
A+
|
9,358,290
|
|
|
5.000%, 6/15/38
|
|||||
|
14,000
|
New Jersey Turnpike Authority, Revenue Bonds, Refunding Series 2005D-1, 5.250%, 1/01/26 –
|
No Opt. Call
|
AA–
|
16,347,800
|
|
|
AGM Insured
|
|||||
|
1,500
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/25 – AGM Insured
|
1/15 at 100.00
|
AA–
|
1,551,030
|
|
|
330
|
New Jersey Turnpike Authority, Revenue Bonds, Tender Option Bond Trust 1154, 17.579%,
|
7/22 at 100.00
|
A+
|
382,681
|
|
|
1/01/43 (IF) (5)
|
|||||
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
|||||
|
Series 2007-1A:
|
|||||
|
2,065
|
4.500%, 6/01/23
|
6/17 at 100.00
|
B1
|
1,944,466
|
|
|
785
|
4.625%, 6/01/26
|
6/17 at 100.00
|
B1
|
681,270
|
|
|
3,300
|
4.750%, 6/01/34
|
6/17 at 100.00
|
B2
|
2,439,624
|
|
|
5,000
|
5.000%, 6/01/41
|
6/17 at 100.00
|
B2
|
3,701,200
|
|
|
103,680
|
Total New Jersey
|
78,350,009
|
|||
|
New Mexico – 0.9% (0.6% of Total Investments)
|
|||||
|
New Mexico Finance Authority, Public Project Revolving Fund Revenue Bonds, Series 2004C:
|
|||||
|
1,415
|
5.000%, 6/01/22 (Pre-refunded 6/01/14) – AMBAC Insured
|
6/14 at 100.00
|
AAA
|
1,437,767
|
|
|
1,050
|
5.000%, 6/01/24 (Pre-refunded 6/01/14) – AMBAC Insured
|
6/14 at 100.00
|
AAA
|
1,066,895
|
|
|
2,000
|
New Mexico Finance Authority, Public Project Revolving Fund Revenue Bonds, Series 2005E,
|
6/15 at 100.00
|
Aa2
|
2,100,020
|
|
|
5.000%, 6/15/25 – NPFG Insured
|
|||||
|
1,975
|
New Mexico State University, Revenue Bonds, Series 2004B, 5.000%, 4/01/19 (Pre-refunded
|
4/14 at 100.00
|
AA (4)
|
1,991,136
|
|
|
4/01/14) – AMBAC Insured
|
|||||
|
2,725
|
Rio Rancho, New Mexico, Water and Wastewater Revenue Bonds, Refunding Series 2009, 5.000%,
|
5/19 at 100.00
|
AA–
|
3,110,724
|
|
|
5/15/21 – AGM Insured
|
|||||
|
9,165
|
Total New Mexico
|
9,706,542
|
|||
|
New York – 8.0% (5.5% of Total Investments)
|
|||||
|
2,115
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
A
|
2,193,255
|
|
|
Hospital, Series 2004, 5.000%, 8/01/23 – FGIC Insured
|
|||||
|
3,000
|
Dormitory Authority of the State of New York, Revenue Bonds, Columbia University, Series
|
4/21 at 100.00
|
AAA
|
3,240,450
|
|
|
2011A, 5.000%, 10/01/41
|
|||||
|
7,435
|
Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series
|
7/20 at 100.00
|
AA–
|
7,928,238
|
|
|
2010, 5.500%, 7/01/43 – AGM Insured
|
|||||
|
3,200
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/22 at 100.00
|
AA–
|
3,383,296
|
|
|
2012A, 5.000%, 7/01/42
|
|||||
|
1,000
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
1,045,770
|
|
|
2005F, 5.000%, 3/15/24 – AMBAC Insured
|
|||||
|
1,300
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
1,406,808
|
|
|
2011A, 5.750%, 2/15/47
|
|||||
|
8,160
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
8,095,618
|
|
|
2/15/47 – NPFG Insured
|
|||||
|
11,415
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A,
|
6/16 at 100.00
|
A
|
12,294,868
|
|
|
5.000%, 12/01/25 – FGIC Insured
|
|||||
|
2,830
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A,
|
5/21 at 100.00
|
A–
|
2,924,465
|
|
|
5.000%, 5/01/38
|
|||||
|
5,000
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
10/14 at 100.00
|
AAA
|
5,167,100
|
|
|
Government Assistance Corporation, Series 2004A, 5.000%, 10/15/21 – NPFG Insured
|
|||||
|
3,490
|
New York City, New York, General Obligation Bonds, Fiscal Series 2004E, 5.000%, 11/01/21 –
|
No Opt. Call
|
AA
|
3,611,278
|
|
|
AGM Insured
|
|||||
|
1,510
|
New York City, New York, General Obligation Bonds, Fiscal Series 2004E, 5.000%, 11/01/21
|
11/14 at 100.00
|
Aa2 (4)
|
1,565,206
|
|
|
(Pre-refunded 11/01/14) – AGM Insured
|
|||||
|
665
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005D, 5.000%, 11/01/24
|
11/14 at 100.00
|
AA
|
685,562
|
|
|
585
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005D, 5.000%, 11/01/24
|
11/14 at 100.00
|
AA (4)
|
606,388
|
|
|
(Pre-refunded 11/01/14)
|
|||||
|
6,165
|
New York Convention Center Development Corporation, Hotel Unit Fee Revenue Bonds, Series 2005,
|
11/15 at 100.00
|
AA+
|
6,253,529
|
|
|
5.000%, 11/15/44 – AMBAC Insured
|
|||||
|
10,000
|
New York Liberty Development Corporation, Revenue Bonds, Goldman Sachs Headquarters Issue,
|
No Opt. Call
|
A
|
10,720,600
|
|
|
Series 2005, 5.250%, 10/01/35
|
|||||
|
4,045
|
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water
|
6/22 at 100.00
|
AAA
|
5,883,736
|
|
|
Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects,
|
|||||
|
Tender Option Bond Trust 2012-9W, 13.874%, 6/15/26 (IF) (5)
|
|||||
|
355
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
5/14 at 100.00
|
AA–
|
355,820
|
|
|
Series 1996A, 6.125%, 11/01/20 – AGM Insured
|
|||||
|
1,850
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
1,950,492
|
|
|
2005B, 5.000%, 3/15/25 (Pre-refunded 3/15/15) – AGM Insured
|
|||||
|
3,335
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Tender
|
3/17 at 100.00
|
AAA
|
3,725,362
|
|
|
Option Bond Trust 09-6W, 13.241%, 3/15/37 (IF) (5)
|
|||||
|
2,105
|
Onondaga Civic Development Corporation, New York, Revenue Bonds, St. Joseph’s Hospital Health
|
7/22 at 100.00
|
BB
|
1,769,337
|
|
|
Center Project, Series 2012, 5.000%, 7/01/42
|
|||||
|
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding
|
|||||
|
Subordinate Lien Series 2013A:
|
|||||
|
775
|
5.000%, 11/15/28
|
No Opt. Call
|
A+
|
855,794
|
|
|
5,545
|
0.000%, 11/15/31
|
No Opt. Call
|
A+
|
2,462,313
|
|
|
405
|
0.000%, 11/15/32
|
No Opt. Call
|
A+
|
169,164
|
|
|
86,285
|
Total New York
|
88,294,449
|
|||
|
North Carolina – 2.1% (1.4% of Total Investments)
|
|||||
|
785
|
Appalachian State University, North Carolina, Revenue Bonds, Series 2005, 5.000%, 7/15/30
|
7/15 at 100.00
|
Aa3
|
815,026
|
|
|
465
|
Appalachian State University, North Carolina, Revenue Bonds, Series 2005, 5.000%, 7/15/30
|
7/15 at 100.00
|
Aa3 (4)
|
497,364
|
|
|
(Pre-refunded 7/15/15)
|
|||||
|
3,555
|
Charlotte, North Carolina, Water and Sewer System Refunding Bonds, Tender Option Bond Trust
|
7/20 at 100.00
|
AAA
|
4,374,641
|
|
|
43W, 13.725%, 7/01/38 (IF) (5)
|
|||||
|
1,195
|
Dare County, North Carolina, Certificates of Participation, Series 2004, 5.250%, 6/01/15
|
6/14 at 100.00
|
AA– (4)
|
1,215,303
|
|
|
(Pre-refunded 6/01/14) – AMBAC Insured
|
|||||
|
Mooresville, North Carolina, Enterprise System Revenue Bonds, Series 2004:
|
|||||
|
2,225
|
5.000%, 5/01/23 (Pre-refunded 5/01/14) – FGIC Insured
|
5/14 at 100.00
|
AA– (4)
|
2,252,123
|
|
|
2,335
|
5.000%, 5/01/24 (Pre-refunded 5/01/14) – FGIC Insured
|
5/14 at 100.00
|
AA– (4)
|
2,363,464
|
|
|
5,000
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Duke University
|
6/22 at 100.00
|
AA
|
5,201,800
|
|
|
Health System, Series 2012A, 5.000%, 6/01/42
|
|||||
|
1,455
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Vidant Health,
|
6/22 at 100.00
|
A+
|
1,489,760
|
|
|
Refunding Series 2012A, 5.000%, 6/01/36
|
|||||
|
1,500
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Refunding Bonds,
|
10/22 at 100.00
|
AA–
|
1,529,490
|
|
|
WakeMed, Series 2012A, 5.000%, 10/01/38
|
|||||
|
3,050
|
Raleigh Durham Airport Authority, North Carolina, Airport Revenue Bonds, Series 2005A, 5.000%,
|
5/15 at 100.00
|
Aa3
|
3,184,444
|
|
|
5/01/22 – AMBAC Insured
|
|||||
|
21,565
|
Total North Carolina
|
22,923,415
|
|||
|
North Dakota – 0.7% (0.5% of Total Investments)
|
|||||
|
5,000
|
Burleigh County, North Dakota, Health Care Revenue Bonds, Saint Alexius Medical Center
|
7/22 at 100.00
|
BBB+
|
4,859,450
|
|
|
Project, Refunding Series 2012A, 4.500%, 7/01/32
|
|||||
|
1,130
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
12/21 at 100.00
|
A–
|
1,129,921
|
|
|
Group, Series 2012, 5.000%, 12/01/35
|
|||||
|
1,420
|
Williston, North Dakota, Multifamily Housing Revenue Bonds, Eagle Crest Apartments LLC
|
9/23 at 100.00
|
N/R
|
1,422,698
|
|
|
Project, Series 2013, 7.750%, 9/01/38
|
|||||
|
7,550
|
Total North Dakota
|
7,412,069
|
|||
|
Ohio – 6.0% (4.1% of Total Investments)
|
|||||
|
320
|
Akron, Bath and Copley Joint Township Hospital District, Ohio, Hospital Revenue Bonds,
|
5/22 at 100.00
|
A1
|
323,875
|
|
|
Children’s Hospital Medical Center, Improvement & Refunding Series 2012, 5.000%, 11/15/42
|
|||||
|
Allen County, Ohio, Hospital Facilities Revenue Bonds, Catholic Health Partners, Refunding and
|
|||||
|
Improvement Series 2012A:
|
|||||
|
650
|
5.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
681,512
|
|
|
960
|
4.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
896,803
|
|
|
800
|
5.000%, 5/01/42
|
5/22 at 100.00
|
AA–
|
824,200
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|||||
|
Bonds, Senior Lien, Series 2007A-2:
|
|||||
|
25
|
5.375%, 6/01/24
|
6/17 at 100.00
|
B–
|
21,695
|
|
|
3,755
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
3,166,254
|
|
|
710
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
572,530
|
|
|
13,445
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
10,469,353
|
|
|
2,485
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
1,985,018
|
|
|
5,975
|
Fairfield County, Ohio, Hospital Facilities Revenue Bonds, Fairfield Medical Center Project,
|
6/23 at 100.00
|
Baa2
|
5,947,276
|
|
|
Series 2013, 5.000%, 6/15/43
|
|||||
|
1,465
|
Franklin County, Ohio, Hospital Revenue Bonds, Nationwide Children’s Hospital Project,
|
5/22 at 100.00
|
Aa2
|
1,504,247
|
|
|
Improvement Series 2012A, 5.000%, 11/01/42
|
|||||
|
Hamilton County, Ohio, Sales Tax Bonds, Subordinate Lien, Series 2006A:
|
|||||
|
7,825
|
4.250%, 12/01/32 – AMBAC Insured
|
12/16 at 100.00
|
A+
|
7,827,739
|
|
|
4,605
|
4.250%, 12/01/32 – AMBAC Insured (UB)
|
12/16 at 100.00
|
A+
|
4,606,612
|
|
|
6,920
|
JobsOhio Beverage System, Ohio, Statewide Liquor Profits Revenue Bonds, Senior Lien Series
|
1/23 at 100.00
|
AA
|
7,205,104
|
|
|
2013A, 5.000%, 1/01/38 (Mandatory put 1/01/23)
|
|||||
|
6,000
|
Middletown City School District, Butler County, Ohio, General Obligation Bonds, Refunding
|
No Opt. Call
|
A2
|
6,854,160
|
|
|
Series 2007, 5.250%, 12/01/31 – AGM Insured
|
|||||
|
4,795
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien Series
|
2/23 at 100.00
|
A+
|
4,896,175
|
|
|
2013A-1, 5.000%, 2/15/48
|
|||||
|
3,960
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Projects, Junior Lien
|
2/31 at 100.00
|
A+
|
2,580,811
|
|
|
Convertible Series 2013A-3, 0.000%, 2/15/36
|
|||||
|
Southeastern Ohio Port Authority, Hospital Facilities Revenue Bonds, Memorial Health System
|
|||||
|
Obligated Group Project, Refunding and Improvement Series 2012:
|
|||||
|
400
|
5.750%, 12/01/32
|
12/22 at 100.00
|
N/R
|
377,160
|
|
|
260
|
6.000%, 12/01/42
|
12/22 at 100.00
|
N/R
|
244,096
|
|
|
4,190
|
Springboro Community City School District, Warren County, Ohio, General Obligation Bonds,
|
No Opt. Call
|
AA–
|
4,925,177
|
|
|
Refunding Series 2007, 5.250%, 12/01/26 – AGM Insured
|
|||||
|
69,545
|
Total Ohio
|
65,909,797
|
|||
|
Oklahoma – 0.7% (0.5% of Total Investments)
|
|||||
|
Oklahoma Capitol Improvement Authority, State Facilities Revenue Bonds, Series 2005F:
|
|||||
|
6,000
|
5.000%, 7/01/24 – AMBAC Insured
|
7/15 at 100.00
|
AA
|
6,350,760
|
|
|
1,610
|
5.000%, 7/01/27 – AMBAC Insured
|
7/15 at 100.00
|
AA
|
1,692,770
|
|
|
7,610
|
Total Oklahoma
|
8,043,530
|
|||
|
Oregon – 0.3% (0.2% of Total Investments)
|
|||||
|
2,500
|
Oregon Health and Science University, Revenue Bonds, Series 2012E, 5.000%, 7/01/32
|
No Opt. Call
|
A+
|
2,672,475
|
|
|
1,000
|
Tigard, Washington County, Oregon, Water System Revenue Bonds, Series 2012, 5.000%, 8/01/42
|
8/22 at 100.00
|
AA–
|
1,057,060
|
|
|
3,500
|
Total Oregon
|
3,729,535
|
|||
|
Pennsylvania – 7.8% (5.3% of Total Investments)
|
|||||
|
3,545
|
Allegheny County Sanitary Authority, Pennsylvania, Sewer Revenue Bonds, Series 2005A, 5.000%,
|
12/15 at 100.00
|
A1
|
3,786,202
|
|
|
12/01/23 – NPFG Insured
|
|||||
|
7,000
|
Chester County Health and Educational Facilities Authority, Pennsylvania, Health System
|
5/20 at 100.00
|
AA
|
7,160,510
|
|
|
Revenue Bonds, Jefferson Health System, Series 2010A, 5.000%, 5/15/40
|
|||||
|
4,000
|
Commonwealth Financing Authority, Pennsylvania, State Appropriation Lease Bonds, Series 2006A,
|
6/16 at 100.00
|
AA
|
4,318,840
|
|
|
5.000%, 6/01/26 – AGM Insured (UB)
|
|||||
|
2,150
|
Dauphin County General Authority, Pennsylvania, Health System Revenue Bonds, Pinnacle Health
|
6/22 at 100.00
|
A
|
2,167,351
|
|
|
System Project, Series 2012A, 5.000%, 6/01/42
|
|||||
|
4,235
|
Delaware County Authority, Pennsylvania, Revenue Bonds, Villanova University, Series 2006,
|
8/16 at 100.00
|
A+
|
4,637,240
|
|
|
5.000%, 8/01/24 – AMBAC Insured
|
|||||
|
3,500
|
Delaware River Port Authority, New Jersey and Pennsylvania, Revenue Bonds, Series 2010E,
|
1/20 at 100.00
|
AA–
|
3,636,850
|
|
|
5.000%, 1/01/40 – AGM Insured
|
|||||
|
4,000
|
Erie Water Authority, Erie County, Pennsylvania, Water Revenue Bonds, Series 2011A, 4.625%,
|
12/21 at 100.00
|
A1
|
3,986,720
|
|
|
12/01/44 – AGM Insured
|
|||||
|
4,585
|
Lehigh County Authority, Pennsylvania, Water and Sewer Revenue Bonds, City of Allentown
|
12/23 at 100.00
|
A
|
4,655,655
|
|
|
Concession, Series 2013A, 5.125%, 12/01/47
|
|||||
|
1,045
|
Montgomery County Industrial Development Authority, Pennsylvania, FHA Insured Mortgage Revenue
|
8/20 at 100.00
|
AA
|
1,116,969
|
|
|
Bonds, New Regional Medical Center Project, Series 2010, 5.375%, 8/01/38 (UB) (5)
|
|||||
|
5,235
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Drexel University, Series
|
5/15 at 100.00
|
A
|
5,462,199
|
|
|
2005A, 5.000%, 5/01/28 – NPFG Insured
|
|||||
|
7,275
|
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
12/16 at 100.00
|
AA–
|
7,277,474
|
|
|
Philadelphia, Series 2006B, 4.500%, 6/01/32 – AGM Insured
|
|||||
|
2,100
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2006A, 5.000%, 12/01/26 –
|
6/16 at 100.00
|
A+
|
2,258,361
|
|
|
AMBAC Insured
|
|||||
|
3,500
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Subordinate Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
3,534,020
|
|
|
6/01/33 – AGM Insured
|
|||||
|
Philadelphia Gas Works, Pennsylvania, Revenue Bonds, General Ordinance, Fifth Series 2004A-1:
|
|||||
|
5,235
|
5.000%, 9/01/24 – AGM Insured
|
9/14 at 100.00
|
AA–
|
5,348,338
|
|
|
3,000
|
5.000%, 9/01/25 – AGM Insured
|
||||