|
Portfolio of Investments
|
|||||
|
Nuveen AMT-Free Municipal Income Fund (NEA)
|
|||||
|
January 31, 2016 (Unaudited)
|
|||||
|
Principal
|
Optional Call
|
||||
|
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
LONG-TERM INVESTMENTS – 144.9% (100.0% of Total Investments)
|
|||||
|
MUNICIPAL BONDS – 144.9% (100.0% of Total Investments)
|
|||||
|
Alabama – 0.7% (0.5% of Total Investments)
|
|||||
|
$ 1,000
|
Alabama Special Care Facilities Financing Authority, Revenue Bonds, Ascension Health, Series
|
11/16 at 100.00
|
AA+
|
$ 1,034,000
|
|
|
2006C-2, 5.000%, 11/15/36 (UB)
|
|||||
|
Jefferson County, Alabama, General Obligation Warrants, Series 2004A:
|
|||||
|
1,395
|
5.000%, 4/01/22 – NPFG Insured
|
4/16 at 100.00
|
AA–
|
1,395,711
|
|
|
1,040
|
5.000%, 4/01/23 – NPFG Insured
|
4/16 at 100.00
|
AA–
|
1,040,395
|
|
|
4,900
|
Mobile Spring Hill College Educational Building Authority, Alabama, Revenue Bonds, Spring Hill
|
4/25 at 100.00
|
N/R
|
4,676,266
|
|
|
College Project, Series 2015, 5.875%, 4/15/45
|
|||||
|
8,335
|
Total Alabama
|
8,146,372
|
|||
|
Alaska – 0.2% (0.1% of Total Investments)
|
|||||
|
2,540
|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
4/16 at 100.00
|
B
|
2,326,107
|
|
|
Series 2006A, 5.000%, 6/01/32
|
|||||
|
Arizona – 3.8% (2.6% of Total Investments)
|
|||||
|
1,460
|
Apache County Industrial Development Authority, Arizona, Pollution Control Revenue Bonds,
|
3/22 at 100.00
|
A3
|
1,592,042
|
|
|
Tucson Electric Power Company, Series 20102A, 4.500%, 3/01/30
|
|||||
|
Arizona State, Certificates of Participation, Series 2010A:
|
|||||
|
2,800
|
5.250%, 10/01/28 – AGM Insured
|
10/19 at 100.00
|
AA
|
3,146,640
|
|
|
3,500
|
5.000%, 10/01/29 – AGM Insured
|
10/19 at 100.00
|
AA
|
3,902,325
|
|
|
7,500
|
Arizona State, State Lottery Revenue Bonds, Series 2010A, 5.000%, 7/01/29 – AGC Insured
|
1/20 at 100.00
|
AA
|
8,447,325
|
|
|
7,115
|
Lake Havasu City, Arizona, Wastewater System Revenue Bonds, Refunding Senior Lien Series
|
7/25 at 100.00
|
AA
|
8,224,655
|
|
|
2015B, 5.000%, 7/01/43 – AGM Insured
|
|||||
|
Phoenix Civic Improvement Corporation, Arizona, Revenue Bonds, Civic Plaza Expansion Project,
|
|||||
|
Series 2005B:
|
|||||
|
6,545
|
5.500%, 7/01/37 – FGIC Insured
|
No Opt. Call
|
AA
|
8,743,924
|
|
|
5,000
|
5.500%, 7/01/40 – FGIC Insured
|
No Opt. Call
|
AA
|
6,682,300
|
|
|
3,770
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
|
No Opt. Call
|
BBB+
|
4,537,685
|
|
|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
|
|||||
|
37,690
|
Total Arizona
|
45,276,896
|
|||
|
California – 15.8% (10.9% of Total Investments)
|
|||||
|
22,880
|
Alameda Corridor Transportation Authority, California, Revenue Bonds, Senior Lien Series
|
No Opt. Call
|
AA–
|
12,631,819
|
|
|
1999A, 0.000%, 10/01/32 – NPFG Insured
|
|||||
|
2,735
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
|
4/23 at 100.00
|
AA–
|
3,168,525
|
|
|
2013S-4, 5.250%, 4/01/53
|
|||||
|
Burbank Unified School District, Los Angeles County, California, General Obligation Bonds,
|
|||||
|
Series 2015A:
|
|||||
|
2,250
|
0.000%, 8/01/32
|
2/25 at 100.00
|
Aa2
|
1,823,243
|
|
|
1,350
|
0.000%, 8/01/33
|
2/25 at 100.00
|
Aa2
|
1,086,993
|
|
|
3,000
|
California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard
|
8/22 at 100.00
|
AA
|
3,368,640
|
|
|
Children’s Hospital, Series 2012A, 5.000%, 8/15/51 (UB) (4)
|
|||||
|
530
|
California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System,
|
7/23 at 100.00
|
AA–
|
614,959
|
|
|
Series 2013A, 5.000%, 7/01/37
|
|||||
|
1,710
|
California Health Facilities Financing Authority, Revenue Bonds, Scripps Health, Series 2012A,
|
11/21 at 100.00
|
AA
|
1,936,250
|
|
|
5.000%, 11/15/40
|
|||||
|
California Health Facilities Financing Authority, Revenue Bonds, Stanford Hospitals and
|
|||||
|
Clinics, Tender Option Bond Trust 3294:
|
|||||
|
1,285
|
9.223%, 2/15/20 (IF) (4)
|
No Opt. Call
|
AA
|
1,566,878
|
|
|
525
|
9.223%, 2/15/20 (IF) (4)
|
No Opt. Call
|
AA
|
640,164
|
|
|
485
|
9.215%, 2/15/20 (IF) (4)
|
No Opt. Call
|
AA
|
591,293
|
|
|
5
|
California State, General Obligation Bonds, Series 2004, 5.000%, 4/01/31 – AMBAC Insured
|
4/16 at 100.00
|
AA–
|
5,019
|
|
|
10,000
|
California Statewide Communities Development Authority, Revenue Bonds, Sutter Health, Series
|
8/20 at 100.00
|
AA–
|
12,003,800
|
|
|
2011A, 6.000%, 8/15/42
|
|||||
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
|||||
|
Health System, Series 2005A:
|
|||||
|
3,895
|
5.250%, 7/01/30 (5)
|
4/16 at 100.00
|
CCC
|
3,875,369
|
|
|
5,000
|
5.250%, 7/01/35 (5)
|
4/16 at 100.00
|
CCC
|
4,960,700
|
|
|
5,000
|
5.000%, 7/01/39 (9)
|
4/16 at 100.00
|
CCC
|
4,965,700
|
|
|
4,775
|
Clovis Unified School District, Fresno County, California, General Obligation Bonds, Series
|
No Opt. Call
|
AA+ (6)
|
3,997,917
|
|
|
2001A, 0.000%, 8/01/25 – NPFG Insured (ETM)
|
|||||
|
1,665
|
Contra Costa Community College District, Contra Costa County, California, General Obligation
|
8/23 at 100.00
|
Aa1
|
1,961,969
|
|
|
Bonds, Election of 2006, Series 2013, 5.000%, 8/01/38
|
|||||
|
7,775
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds,
|
No Opt. Call
|
AA
|
3,891,388
|
|
|
Refunding Senior Lien Series 2015A, 0.000%, 1/15/34 – AGM Insured
|
|||||
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds,
|
|||||
|
Refunding Series 2013A:
|
|||||
|
1,510
|
5.750%, 1/15/46
|
1/24 at 100.00
|
BBB–
|
1,771,759
|
|
|
4,510
|
6.000%, 1/15/49
|
1/24 at 100.00
|
BBB–
|
5,352,919
|
|
|
1,735
|
Fullerton Public Financing Authority, California, Tax Allocation Revenue Bonds, Series 2005,
|
9/16 at 100.00
|
A
|
1,739,268
|
|
|
5.000%, 9/01/27 – AMBAC Insured
|
|||||
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|||||
|
Bonds, Series 2007A-1:
|
|||||
|
8,180
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B+
|
8,204,622
|
|
|
3,990
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
3,727,099
|
|
|
250
|
5.125%, 6/01/47
|
6/17 at 100.00
|
B
|
223,525
|
|
|
3,040
|
Kern Community College District, California, General Obligation Bonds, Safety, Repair &
|
No Opt. Call
|
AA
|
2,595,856
|
|
|
Improvement, Election 2002 Series 2006, 0.000%, 11/01/23 – AGM Insured
|
|||||
|
995
|
La Verne-Grand Terrace Housing Finance Agency, California, Single Family Residential Mortgage
|
No Opt. Call
|
Aaa
|
1,080,212
|
|
|
Revenue Bonds, Series 1984A, 10.250%, 7/01/17 (ETM)
|
|||||
|
4,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Election of 2004,
|
7/16 at 100.00
|
Aa2 (6)
|
4,080,880
|
|
|
Series 2006F, 5.000%, 7/01/24 (Pre-refunded 7/01/16) – FGIC Insured
|
|||||
|
3,545
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
2,616,990
|
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43
|
|||||
|
3,515
|
Newport Beach, California, Revenue Bonds, Hoag Memorial Hospital Presbyterian, Series 2011A,
|
12/21 at 100.00
|
N/R (6)
|
4,455,895
|
|
|
5.875%, 12/01/30 (Pre-refunded 12/01/21)
|
|||||
|
5,000
|
Ontario Redevelopment Financing Authority, San Bernardino County, California, Revenue
|
No Opt. Call
|
AA–
|
6,273,250
|
|
|
Refunding Bonds, Redevelopment Project 1, Series 1995, 7.400%, 8/01/25 – NPFG Insured
|
|||||
|
Orange County Water District, California, Revenue Certificates of Participation, Series 2003B:
|
|||||
|
1,745
|
5.000%, 8/15/34 – NPFG Insured (ETM)
|
No Opt. Call
|
AAA
|
2,275,375
|
|
|
1,490
|
5.000%, 8/15/34 – NPFG Insured (ETM)
|
No Opt. Call
|
Aa1 (6)
|
1,930,310
|
|
|
6,115
|
Pomona, California, GNMA/FHLMC Collateralized Single Family Mortgage Revenue Refunding Bonds,
|
No Opt. Call
|
Aaa
|
7,591,956
|
|
|
Series 1990B, 7.500%, 8/01/23 (ETM) (4)
|
|||||
|
1,800
|
Rialto Unified School District, San Bernardino County, California, General Obligation Bonds,
|
No Opt. Call
|
AA
|
1,199,430
|
|
|
Series 2011A, 0.000%, 8/01/28
|
|||||
|
1,000
|
Rim of the World Unified School District, San Bernardino County, California, General
|
8/21 at 100.00
|
AA
|
1,108,830
|
|
|
Obligation Bonds, Series 2011C, 5.000%, 8/01/38 – AGM Insured
|
|||||
|
390
|
Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series
|
6/23 at 100.00
|
BBB–
|
451,807
|
|
|
2013A, 5.750%, 6/01/44
|
|||||
|
6,040
|
San Bernardino, California, GNMA Mortgage-Backed Securities Program Single Family Mortgage
|
No Opt. Call
|
Aaa
|
7,483,379
|
|
|
Revenue Refunding Bonds, Series 1990A, 7.500%, 5/01/23 (ETM) (4)
|
|||||
|
2,250
|
San Buenaventura, California, Revenue Bonds, Community Memorial Health System, Series 2011,
|
12/21 at 100.00
|
BB+
|
2,770,178
|
|
|
7.500%, 12/01/41
|
|||||
|
4,000
|
San Francisco Airports Commission, California, Revenue Bonds, San Francisco International
|
5/23 at 100.00
|
A+
|
4,571,200
|
|
|
Airport, Governmental Purpose, Second Series 2013B, 5.000%, 5/01/43
|
|||||
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|||||
|
Bonds, Refunding Senior Lien Series 2014A:
|
|||||
|
6,575
|
5.000%, 1/15/44
|
1/25 at 100.00
|
BBB–
|
7,253,409
|
|
|
20,310
|
5.000%, 1/15/50
|
1/25 at 100.00
|
BBB–
|
22,226,855
|
|
|
4,000
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
4/16 at 100.00
|
AA–
|
4,017,120
|
|
|
Project, Series 2004A, 5.250%, 8/01/19 – NPFG Insured
|
|||||
|
12,580
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
AA–
|
12,894,752
|
|
|
Project, Series 2006C, 4.250%, 8/01/30 – NPFG Insured
|
|||||
|
4,455
|
San Mateo County Community College District, California, General Obligation Bonds, Series
|
No Opt. Call
|
AAA
|
4,147,204
|
|
|
2006A, 0.000%, 9/01/21 – NPFG Insured
|
|||||
|
3,900
|
West Hills Community College District, California, General Obligation Bonds, School Facilities
|
8/21 at 100.00
|
AA
|
4,820,361
|
|
|
Improvement District 3, 2008 Election Series 2011, 6.500%, 8/01/41 – AGM Insured
|
|||||
|
191,785
|
Total California
|
189,955,067
|
|||
|
Colorado – 5.7% (3.9% of Total Investments)
|
|||||
|
7,500
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
4/18 at 100.00
|
AA
|
8,912,475
|
|
|
Series 2006C-1, Trust 1090, 15.066%, 10/01/41 – AGM Insured (IF) (4)
|
|||||
|
5,000
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
1/23 at 100.00
|
A+
|
5,633,450
|
|
|
Series 2013A, 5.250%, 1/01/45
|
|||||
|
5,000
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Children’s Hospital Colorado
|
12/23 at 100.00
|
A+
|
5,647,150
|
|
|
Project, Series 2013A, 5.000%, 12/01/36
|
|||||
|
425
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good
|
6/23 at 100.00
|
BBB+
|
496,001
|
|
|
Samaritan Society Project, Series 2013, 5.625%, 6/01/43
|
|||||
|
2,915
|
Commerce City Northern Infrastructure General Improvement District, Colorado, General
|
12/22 at 100.00
|
AA
|
3,468,529
|
|
|
Obligation Bonds, Refunding & Improvement Series 2013, 5.000%, 12/01/27 – AGM Insured
|
|||||
|
4,835
|
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B,
|
11/23 at 100.00
|
A
|
5,488,063
|
|
|
5.000%, 11/15/43
|
|||||
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B:
|
|||||
|
35,395
|
0.000%, 9/01/30 – NPFG Insured
|
No Opt. Call
|
AA–
|
21,878,000
|
|
|
70
|
0.000%, 9/01/33 – NPFG Insured
|
No Opt. Call
|
AA–
|
37,664
|
|
|
2,900
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 9/01/34 –
|
No Opt. Call
|
AA–
|
1,489,933
|
|
|
NPFG Insured
|
|||||
|
6,705
|
Park Creek Metropolitan District, Colorado, Senior Limited Property Tax Supported Revenue
|
12/25 at 100.00
|
BBB
|
7,553,585
|
|
|
Bonds, Refunding Series 2015A, 5.000%, 12/01/45
|
|||||
|
2,640
|
Park Creek Metropolitan District, Colorado, Senior Limited Property Tax Supported Revenue
|
12/20 at 100.00
|
AA (6)
|
3,253,114
|
|
|
Refunding Bonds, Series 2011, 6.125%, 12/01/41 (Pre-refunded 12/01/20) – AGM Insured
|
|||||
|
4,000
|
University of Colorado Hospital Authority, Colorado, Revenue Bonds, Series 2012A,
|
11/22 at 100.00
|
AA–
|
4,440,240
|
|
|
5.000%, 11/15/42
|
|||||
|
77,385
|
Total Colorado
|
68,298,204
|
|||
|
Connecticut – 0.8% (0.5% of Total Investments)
|
|||||
|
8,145
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Quinnipiac University,
|
7/25 at 100.00
|
A–
|
9,215,986
|
|
|
Series 2015L, 5.000%, 7/01/45
|
|||||
|
Delaware – 0.3% (0.2% of Total Investments)
|
|||||
|
3,250
|
Delaware Health Facilities Authority, Revenue Bonds, Nanticoke Memorial Hospital, Series 2013,
|
7/23 at 100.00
|
BBB
|
3,463,265
|
|
|
5.000%, 7/01/32
|
|||||
|
District of Columbia – 1.1% (0.8% of Total Investments)
|
|||||
|
1,250
|
District of Columbia Student Dormitory Revenue Bonds, Provident Group – Howard Properties LLC
|
10/22 at 100.00
|
BB+
|
1,238,450
|
|
|
Issue, Series 2013, 5.000%, 10/01/45
|
|||||
|
10,150
|
District of Columbia, Revenue Bonds, Georgetown University, Series 2007A, 0.000%, 4/01/40 –
|
4/21 at 100.00
|
A–
|
9,753,947
|
|
|
AMBAC Insured
|
|||||
|
2,395
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
Aa1
|
2,561,740
|
|
|
Tender Option Bond Trust 1606, 11.876%, 10/01/30 – BHAC Insured (IF) (4)
|
|||||
|
13,795
|
Total District of Columbia
|
13,554,137
|
|||
|
Florida – 10.6% (7.3% of Total Investments)
|
|||||
|
1,000
|
Bay County, Florida, Water System Revenue Bonds, Refunding Series 2005, 5.000%, 9/01/25 –
|
4/16 at 100.00
|
Aa3
|
1,004,130
|
|
|
AMBAC Insured
|
|||||
|
11,000
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA
|
12,747,900
|
|
|
AGM Insured
|
|||||
|
2,830
|
City of Miami Beach, Florida, Stormwater Revenue Bonds, Series 2015, 5.000%, 9/01/41
|
9/25 at 100.00
|
AA–
|
3,240,152
|
|
|
Clay County, Florida, Utility System Revenue Bonds, Series 2007
|
|||||
|
1,500
|
5.000%, 11/01/27 (Pre-refunded 11/01/17) – AGM Insured (UB)
|
11/17 at 100.00
|
AA (6)
|
1,613,730
|
|
|
3,000
|
5.000%, 11/01/32 (Pre-refunded 11/01/17) – AGM Insured (UB)
|
11/17 at 100.00
|
AA (6)
|
3,227,460
|
|
|
3,570
|
Collier County Educational Facilities Authority, Florida, Revenue Bonds, Hodges University,
|
11/23 at 100.00
|
BBB–
|
3,999,721
|
|
|
Series 2013, 6.125%, 11/01/43
|
|||||
|
Davie, Florida, Educational Facilities Revenue Bonds, Nova Southeastern University Project,
|
|||||
|
Refunding Series 2013A:
|
|||||
|
8,555
|
6.000%, 4/01/42
|
4/23 at 100.00
|
Baa1
|
10,126,981
|
|
|
4,280
|
5.625%, 4/01/43
|
4/23 at 100.00
|
Baa1
|
4,934,326
|
|
|
2,500
|
Florida State Board of Education, Public Education Capital Outlay Bonds, Tender Option Bond
|
No Opt. Call
|
AAA
|
3,487,950
|
|
|
Trust 2929, 17.559%, 12/01/16 – AGC Insured (IF) (4)
|
|||||
|
5,000
|
Florida State Turnpike Authority, Turnpike Revenue Bonds, Department of Transportation,
|
No Opt. Call
|
AA–
|
5,315,900
|
|
|
Refunding Series 2008A, 5.000%, 7/01/35
|
|||||
|
350
|
Halifax Hospital Medical Center, Daytona Beach, Florida, Hospital Revenue Bonds, Series 2006,
|
6/18 at 100.00
|
AA
|
378,683
|
|
|
5.500%, 6/01/38 – AGM Insured
|
|||||
|
Hillsborough County Aviation Authority, Florida, Revenue Bonds, Tampa International Airport,
|
|||||
|
Subordinate Lien Series 2015B:
|
|||||
|
5,730
|
5.000%, 10/01/40
|
10/24 at 100.00
|
A+
|
6,556,782
|
|
|
7,155
|
5.000%, 10/01/44
|
10/24 at 100.00
|
A+
|
8,158,203
|
|
|
400
|
Jacksonville, Florida, Better Jacksonville Sales Tax Revenue Bonds, Refunding Series 2012,
|
10/22 at 100.00
|
A1
|
469,340
|
|
|
5.000%, 10/01/30
|
|||||
|
1,530
|
Lakeland, Florida, Hospital System Revenue Bonds, Lakeland Regional Health, Refunding Series
|
11/21 at 100.00
|
A2
|
1,779,467
|
|
|
2011, 5.000%, 11/15/24
|
|||||
|
500
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
AA–
|
517,930
|
|
|
NPFG Insured
|
|||||
|
7,725
|
Miami Beach Redevelopment Agency, Florida, Tax Increment Revenue Bonds, City Center/Historic
|
2/24 at 100.00
|
AA
|
8,688,539
|
|
|
Convention Village, Series 2015A, 5.000%, 2/01/44 – AGM Insured
|
|||||
|
1,200
|
Miami, Florida, Special Obligation Non-Ad Valorem Revenue Bonds, Refunding Series 2011A,
|
2/21 at 100.00
|
AA
|
1,433,076
|
|
|
6.000%, 2/01/30 – AGM Insured
|
|||||
|
10,000
|
Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Series 2010A,
|
7/20 at 100.00
|
AA
|
11,261,300
|
|
|
5.000%, 7/01/35
|
|||||
|
6,350
|
Miami-Dade County School Board, Florida, Certificates of Participation, Series 2006A, 5.000%,
|
11/16 at 100.00
|
AA+ (6)
|
6,569,647
|
|
|
11/01/31 (Pre-refunded 11/01/16) – AGM Insured
|
|||||
|
4,000
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010B,
|
10/20 at 100.00
|
AA
|
4,524,480
|
|
|
5.000%, 10/01/35 – AGM Insured
|
|||||
|
1,850
|
Miami-Dade County, Florida, Subordinate Special Obligation Bonds, Refunding Series 2012B,
|
10/22 at 100.00
|
A+
|
2,123,967
|
|
|
5.000%, 10/01/37
|
|||||
|
5,770
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Series 2013A,
|
10/22 at 100.00
|
Aa3
|
6,518,715
|
|
|
5.000%, 10/01/42
|
|||||
|
750
|
Orange County Health Facilities Authority, Florida, Hospital Revenue Bonds, Orlando Health,
|
4/22 at 100.00
|
A
|
805,253
|
|
|
Inc., Series 2012A, 5.000%, 10/01/42
|
|||||
|
140
|
Palm Beach County Health Facilities Authority, Florida, Revenue Bonds, Sinai Residences of
|
6/22 at 102.00
|
N/R
|
168,596
|
|
|
Boca Raton Project, Series 2014A, 7.250%, 6/01/34
|
|||||
|
895
|
Port Saint Lucie. Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
AA–
|
943,921
|
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|||||
|
480
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Refunding Series 2009, 5.250%, 9/01/35 –
|
9/18 at 100.00
|
AA
|
528,754
|
|
|
AGC Insured
|
|||||
|
1,200
|
Tamarac, Florida, Utility System Revenue Bonds, Series 2009, 5.000%, 10/01/39 – AGC Insured
|
10/19 at 100.00
|
AA
|
1,336,740
|
|
|
9,720
|
Tampa-Hillsborough County Expressway Authority, Florida, Revenue Bonds, Refunding Series
|
No Opt. Call
|
A
|
10,793,768
|
|
|
2012B, 5.000%, 7/01/42
|
|||||
|
1,500
|
Volusia County Educational Facilities Authority, Florida, Revenue Bonds, Embry-Riddle
|
10/21 at 100.00
|
AA
|
1,705,935
|
|
|
Aeronautical University, Inc. Project, Refunding Series 2011, 5.000%, 10/15/29 – AGM Insured
|
|||||
|
2,000
|
Volusia County Educational Facilities Authority, Florida, Revenue Bonds, Embry-Riddle
|
4/25 at 100.00
|
A–
|
2,212,800
|
|
|
Aeronautical University, Series 2015B, 5.000%, 10/15/45
|
|||||
|
112,480
|
Total Florida
|
127,174,146
|
|||
|
Georgia – 2.6% (1.8% of Total Investments)
|
|||||
|
6,950
|
Atlanta, Georgia, Airport General Revenue Bonds, Refunding Series 2010A, 5.000%, 1/01/40 –
|
1/20 at 100.00
|
AA
|
7,791,298
|
|
|
AGM Insured
|
|||||
|
3,050
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Refunding Series 2009B, 5.375%,
|
11/19 at 100.00
|
AA
|
3,452,417
|
|
|
11/01/39 – AGM Insured
|
|||||
|
1,535
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Refunding Series 2007,
|
8/20 at 100.00
|
AA
|
1,678,952
|
|
|
4.000%, 8/01/26
|
|||||
|
1,410
|
DeKalb County, Georgia, Water and Sewer Revenue Bonds, Series 2006A, 5.000%, 10/01/35
|
10/16 at 100.00
|
AA (6)
|
1,454,077
|
|
|
(Pre-refunded 10/01/16) – AGM Insured
|
|||||
|
3,055
|
Gwinnett County School District, Georgia, General Obligation Bonds, Series 2008, 5.000%,
|
2/18 at 100.00
|
AAA
|
3,314,339
|
|
|
2/01/36 (Pre-refunded 2/01/18) (4)
|
|||||
|
1,350
|
Henry County Water and Sewerage Authority, Georgia, Revenue Bonds, Series 2005, 5.250%,
|
No Opt. Call
|
AA+
|
1,745,145
|
|
|
2/01/27 – BHAC Insured
|
|||||
|
8,230
|
Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University, Series
|
10/25 at 100.00
|
Baa2
|
9,128,222
|
|
|
2015, 5.000%, 10/01/40
|
|||||
|
2,615
|
Valdosta and Lowndes County Hospital Authority, Georgia, Revenue Certificates, South Georgia
|
10/21 at 100.00
|
Aa2
|
2,911,803
|
|
|
Medical Center Project, Series 2011B, 5.000%, 10/01/41
|
|||||
|
28,195
|
Total Georgia
|
31,476,253
|
|||
|
Guam – 0.2% (0.1% of Total Investments)
|
|||||
|
2,030
|
Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds,
|
7/23 at 100.00
|
A–
|
2,316,088
|
|
|
Series 2013, 5.500%, 7/01/43
|
|||||
|
Hawaii – 0.0% (0.0% of Total Investments)
|
|||||
|
125
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific
|
7/23 at 100.00
|
BB+
|
141,926
|
|
|
University, Series 2013A, 6.875%, 7/01/43
|
|||||
|
Idaho – 0.2% (0.1% of Total Investments)
|
|||||
|
2,110
|
Idaho Health Facilities Authority, Revenue Bonds, Saint Luke’s Health System Project, Series
|
3/22 at 100.00
|
A–
|
2,317,877
|
|
|
2012A, 5.000%, 3/01/47 – AGM Insured
|
|||||
|
Illinois – 15.4% (10.6% of Total Investments)
|
|||||
|
4,000
|
Bolingbrook, Illinois, General Obligation Refunding Bonds, Series 2002B, 0.000%, 1/01/34 –
|
No Opt. Call
|
AA–
|
2,031,960
|
|
|
FGIC Insured
|
|||||
|
3,500
|
Chicago Transit Authority, Illinois, Capital Grant Receipts Revenue Bonds, Federal Transit
|
6/21 at 100.00
|
AA
|
3,924,830
|
|
|
Administration Section 5307 Urbanized Area Formula Funds, Refunding Series 2011, 5.250%,
|
|||||
|
6/01/26 – AGM Insured
|
|||||
|
9,285
|
Chicago Transit Authority, Illinois, Sales Tax Receipts Revenue Bonds, Series 2014,
|
No Opt. Call
|
AA
|
10,465,588
|
|
|
5.250%, 12/01/49
|
|||||
|
13,100
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
1/20 at 100.00
|
AA
|
14,703,440
|
|
|
Refunding Series 2010C, 5.250%, 1/01/35 – AGC Insured
|
|||||
|
4,735
|
Cook County Community College District 508, Illinois, General Obligation Bonds, Chicago City
|
12/23 at 100.00
|
AA
|
5,343,542
|
|
|
Colleges, Series 2013, 5.250%, 12/01/43
|
|||||
|
10,040
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2015A,
|
7/25 at 100.00
|
AA–
|
11,570,397
|
|
|
5.000%, 1/01/40
|
|||||
|
4,575
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2015B,
|
1/26 at 100.00
|
AA–
|
5,287,099
|
|
|
5.000%, 1/01/40
|
|||||
|
13,720
|
Illinois Development Finance Authority, Local Government Program Revenue Bonds, Kane, Cook and
|
No Opt. Call
|
Aa3
|
13,527,920
|
|
|
DuPage Counties School District U46 – Elgin, Series 2002, 0.000%, 1/01/17 – AGM Insured
|
|||||
|
8,140
|
Illinois Development Finance Authority, Local Government Program Revenue Bonds, Kane, Cook and
|
No Opt. Call
|
Aa3 (6)
|
8,099,219
|
|
|
DuPage Counties School District U46 – Elgin, Series 2002, 0.000%, 1/01/17 – AGM Insured (ETM)
|
|||||
|
2,050
|
Illinois Educational Facilities Authority, Revenue Bonds, Field Museum of Natural History,
|
11/23 at 100.00
|
A2
|
2,304,036
|
|
|
Series 2002, 5.500%, 11/01/36
|
|||||
|
5,020
|
Illinois Finance Authority, Revenue Bonds, Advocate Health Care Network, Series 2012,
|
No Opt. Call
|
AA
|
5,583,194
|
|
|
5.000%, 6/01/42
|
|||||
|
4,200
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2012, 5.000%, 9/01/38
|
9/22 at 100.00
|
BBB
|
4,507,650
|
|
|
10,030
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2014A,
|
9/24 at 100.00
|
BBB
|
11,094,384
|
|
|
5.000%, 9/01/42
|
|||||
|
2,910
|
Illinois Finance Authority, Revenue Bonds, Ingalls Health System, Series 2013, 5.000%, 5/15/43
|
5/22 at 100.00
|
Baa1
|
3,114,631
|
|
|
1,145
|
Illinois Finance Authority, Revenue Bonds, Rehabilitation Institute of Chicago, Series 2013A,
|
7/23 at 100.00
|
A–
|
1,371,596
|
|
|
6.000%, 7/01/43
|
|||||
|
3,560
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%,
|
8/21 at 100.00
|
AA
|
4,241,954
|
|
|
8/15/41 – AGM Insured
|
|||||
|
1,000
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago Medical Center, Series
|
2/21 at 100.00
|
AA–
|
1,128,690
|
|
|
2011C, 5.500%, 8/15/41
|
|||||
|
9,510
|
Illinois Finance Authority, Revenue Bonds, University of Chicago, Series 2012A,
|
10/21 at 100.00
|
AA+
|
10,445,404
|
|
|
5.000%, 10/01/51
|
|||||
|
3,895
|
Illinois Health Facilities Authority, Revenue Bonds, Lutheran General Health System, Series
|
No Opt. Call
|
AA (6)
|
4,147,824
|
|
|
1993A, 6.250%, 4/01/18 – AGM Insured (ETM)
|
|||||
|
6,500
|
Illinois Municipal Electric Agency, Power Supply System Revenue Bonds, Series 2007A, 5.000%,
|
2/17 at 100.00
|
AA– (6)
|
6,798,025
|
|
|
2/01/35 (Pre-refunded 2/01/17) – NPFG Insured
|
|||||
|
Illinois State, General Obligation Bonds, May Series 2014:
|
|||||
|
1,700
|
5.000%, 5/01/36
|
5/24 at 100.00
|
A–
|
1,811,044
|
|
|
5,420
|
5.000%, 5/01/39
|
5/24 at 100.00
|
A–
|
5,719,509
|
|
|
Illinois State, General Obligation Bonds, Series 2012A:
|
|||||
|
2,500
|
5.000%, 3/01/25
|
3/22 at 100.00
|
A–
|
2,742,075
|
|
|
4,500
|
5.000%, 3/01/27
|
3/22 at 100.00
|
A–
|
4,877,460
|
|
|
1,125
|
Illinois State, General Obligation Bonds, Series 2013, 5.500%, 7/01/38
|
7/23 at 100.00
|
A–
|
1,248,413
|
|
|
5,000
|
Macon County School District 61 Decatur, Illinois, General Obligation Bonds, Series 2011A,
|
1/21 at 100.00
|
A2
|
5,532,850
|
|
|
5.250%, 1/01/39 – AGM Insured
|
|||||
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|||||
|
Project, Capital Appreciation Refunding Series 2010B-1:
|
|||||
|
33,000
|
0.000%, 6/15/45 – AGM Insured
|
No Opt. Call
|
AA
|
8,687,250
|
|
|
5,000
|
0.000%, 6/15/46 – AGM Insured
|
No Opt. Call
|
AA
|
1,254,100
|
|
|
5,010
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
No Opt. Call
|
AA–
|
4,246,626
|
|
|
Project, Refunding Series 1996A, 0.000%, 12/15/21 – NPFG Insured
|
|||||
|
5,725
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/22 at 101.00
|
AA–
|
6,221,243
|
|
|
Project, Series 2002A, 0.000%, 6/15/27 – NPFG Insured
|
|||||
|
5,000
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/22 at 100.00
|
BBB+
|
5,249,900
|
|
|
Project, Series 2012B, 5.000%, 6/15/52 (UB) (4)
|
|||||
|
4,125
|
Southwestern Illinois Development Authority, Health Facility Revenue Bonds, Memorial Group,
|
11/23 at 100.00
|
AA
|
5,708,010
|
|
|
Inc., Series 2013, 7.625%, 11/01/48
|
|||||
|
1,895
|
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General
|
12/20 at 100.00
|
AA
|
2,312,980
|
|
|
Obligation Bonds, Series 2011, 7.250%, 12/01/28 – AGM Insured
|
|||||
|
200,915
|
Total Illinois
|
185,302,843
|
|||
|
Indiana – 4.6% (3.2% of Total Investments)
|
|||||
|
2,895
|
Indiana Finance Authority, Hospital Revenue Bonds, Community Health Network Project, Series
|
5/23 at 100.00
|
A
|
3,209,108
|
|
|
2012A, 5.000%, 5/01/42
|
|||||
|
1,500
|
Indiana Finance Authority, Midwestern Disaster Relief Revenue Bonds, Ohio Valley Electric
|
6/22 at 100.00
|
BBB–
|
1,577,175
|
|
|
Corporation Project, Series 2012A, 5.000%, 6/01/39 – AGM Insured
|
|||||
|
10,000
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Series 2009A, 5.250%,
|
12/19 at 100.00
|
AA–
|
11,258,100
|
|
|
12/01/38 (UB)
|
|||||
|
5,000
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/21 at 100.00
|
AA–
|
5,564,700
|
|
|
2011B, 5.000%, 10/01/41
|
|||||
|
3,075
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/22 at 100.00
|
AA
|
3,565,801
|
|
|
2012A, 5.000%, 10/01/37
|
|||||
|
4,400
|
Indiana Municipal Power Agency Power Supply System Revenue Bonds, Refunding Series 2016A,
|
7/26 at 100.00
|
A+
|
5,101,316
|
|
|
5.000%, 1/01/42
|
|||||
|
8,310
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42
|
1/17 at 100.00
|
AA– (6)
|
8,650,045
|
|
|
(Pre-refunded 1/01/17) – NPFG Insured
|
|||||
|
9,255
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/25 –
|
No Opt. Call
|
AA
|
7,465,638
|
|
|
AMBAC Insured
|
|||||
|
3,000
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project Series 2009A,
|
1/19 at 100.00
|
AA
|
3,388,740
|
|
|
5.500%, 1/01/38 – AGC Insured
|
|||||
|
5,000
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project, Series 2009A,
|
1/19 at 100.00
|
AA
|
5,647,900
|
|
|
5.500%, 1/01/38 – AGC Insured (UB)
|
|||||
|
500
|
Vigo County Hospital Authority, Indiana, Revenue Bonds, Union Hospital, Series 2007,
|
9/17 at 100.00
|
N/R
|
518,075
|
|
|
5.800%, 9/01/47
|
|||||
|
52,935
|
Total Indiana
|
55,946,598
|
|||
|
Iowa – 1.5% (1.1% of Total Investments)
|
|||||
|
4,000
|
Ames, Iowa, Hospital Revenue Bonds, Mary Greeley Medical Center, Series 2011, 5.250%, 6/15/36
|
6/20 at 100.00
|
A2
|
4,457,720
|
|
|
425
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
12/23 at 100.00
|
BB–
|
465,333
|
|
|
Project, Series 2013, 5.250%, 12/01/25
|
|||||
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|||||
|
7,125
|
5.375%, 6/01/38
|
4/16 at 100.00
|
B+
|
6,922,365
|
|
|
185
|
5.625%, 6/01/46
|
4/16 at 100.00
|
B+
|
184,982
|
|
|
6,600
|
Iowa Tobacco Settlement Authority, Tobacco Asset-Backed Revenue Bonds, Series 2005B,
|
6/17 at 100.00
|
B+
|
6,607,854
|
|
|
5.600%, 6/01/34
|
|||||
|
18,335
|
Total Iowa
|
18,638,254
|
|||
|
Kansas – 0.2% (0.2% of Total Investments)
|
|||||
|
630
|
Kansas Development Finance Authority, Board of Regents, Revenue Bonds, Scientific Research and
|
4/16 at 100.50
|
AA–
|
638,933
|
|
|
Development Facilities Projects, Series 2003C, 5.000%, 10/01/22 – AMBAC Insured
|
|||||
|
2,000
|
Kansas Development Finance Authority, Health Facilities Revenue Bonds, Stormont-Vail Health
|
11/22 at 100.00
|
A2
|
2,216,240
|
|
|
Care Inc., Series 2013J, 5.000%, 11/15/38
|
|||||
|
2,630
|
Total Kansas
|
2,855,173
|
|||
|
Kentucky – 1.3% (0.9% of Total Investments)
|
|||||
|
6,010
|
Kentucky Economic Development Finance Authority, Health System Revenue Bonds, Norton
|
No Opt. Call
|
AA–
|
3,941,178
|
|
|
Healthcare Inc., Series 2000B, 0.000%, 10/01/28 – NPFG Insured
|
|||||
|
1,100
|
Kentucky Municipal Power Agency, Power System Revenue Bonds, Prairie State Project Series
|
9/17 at 100.00
|
AA– (6)
|
1,174,679
|
|
|
2007A, 5.000%, 9/01/37 (Pre-refunded 9/01/17) – NPFG Insured
|
|||||
|
3,900
|
Kentucky Municipal Power Agency, Power System Revenue Bonds, Prairie State Project Series
|
9/17 at 100.00
|
AA– (6)
|
4,104,828
|
|
|
2007A, 5.000%, 9/01/37 (Pre-refunded 9/01/17) – NPFG Insured
|
|||||
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|||||
|
Downtown Crossing Project, Convertible Capital Appreciation Series 2013C:
|
|||||
|
2,575
|
0.000%, 7/01/43
|
7/31 at 100.00
|
Baa3
|
1,951,387
|
|
|
4,430
|
0.000%, 7/01/46
|
7/31 at 100.00
|
Baa3
|
3,354,618
|
|
|
Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds,
|
|||||
|
Downtown Crossing Project, Series 2013A:
|
|||||
|
1,150
|
5.750%, 7/01/49
|
7/23 at 100.00
|
Baa3
|
1,311,357
|
|
|
220
|
6.000%, 7/01/53
|
7/23 at 100.00
|
Baa3
|
254,709
|
|
|
19,385
|
Total Kentucky
|
16,092,756
|
|||
|
Louisiana – 6.3% (4.3% of Total Investments)
|
|||||
|
4,690
|
Ascension Parish Industrial development Board, Louisiana, Revenue Bonds, Impala Warehousing
|
7/23 at 100.00
|
N/R
|
5,232,258
|
|
|
(US) LLC Project, Series 2013, 6.000%, 7/01/36
|
|||||
|
670
|
Jefferson Parish Hospital District1, Louisiana, Hospital Revenue Bonds, West Jefferson Medical
|
1/21 at 100.00
|
AA (6)
|
822,003
|
|
|
Center, Refunding Series 2011A, 6.000%, 1/01/39 (Pre-refunded 1/01/21) – AGM Insured
|
|||||
|
5,000
|
Lafayette Public Trust Financing Authority, Louisiana, Revenue Bonds, Ragin’ Cajun Facilities
|
10/20 at 100.00
|
AA
|
5,717,850
|
|
|
Inc. Project, Series 2010, 5.500%, 10/01/41 – AGM Insured
|
|||||
|
6,870
|
Louisiana Stadium and Exposition District, Revenue Refunding Bonds, Senior Lien Series 2013A,
|
7/23 at 100.00
|
A
|
7,773,130
|
|
|
5.000%, 7/01/36
|
|||||
|
2,000
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Second Lien Series 2010B,
|
5/20 at 100.00
|
AA
|
2,259,280
|
|
|
5.000%, 5/01/45
|
|||||
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
|
9,000
|
5.000%, 5/01/36 (Pre-refunded 5/01/16) – AGM Insured
|
5/16 at 100.00
|
AA (6)
|
9,109,170
|
|
|
8,480
|
4.750%, 5/01/39 (Pre-refunded 5/01/16) – AGM Insured
|
5/16 at 100.00
|
AA (6)
|
8,577,435
|
|
|
14,265
|
4.500%, 5/01/41 (Pre-refunded 5/01/16) – NPFG Insured (UB)
|
5/16 at 100.00
|
AA (6)
|
14,419,776
|
|
|
12,000
|
New Orleans Aviation Board, Louisiana, Revenue Bonds, North Terminal Project, Series 2015A,
|
1/25 at 100.00
|
A–
|
13,496,160
|
|
|
5.000%, 1/01/45
|
|||||
|
7,120
|
Shreveport, Louisiana, Water and Sewer Revenue Bonds, Refunding Series 2015, 5.000%, 12/01/40
|
12/25 at 100.00
|
A3
|
8,071,944
|
|
|
70,095
|
Total Louisiana
|
75,479,006
|
|||
|
Maine – 0.1% (0.1% of Total Investments)
|
|||||
|
1,010
|
Maine Health and Higher Educational Facilities Authority Revenue Bonds, Eastern Maine Medical
|
7/23 at 100.00
|
BBB
|
1,094,173
|
|
|
Center Obligated Group Issue, Series 2013, 5.000%, 7/01/43
|
|||||
|
Maryland – 0.2% (0.2% of Total Investments)
|
|||||
|
1,865
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
Ba1
|
1,895,418
|
|
|
9/01/26 – SYNCORA GTY Insured
|
|||||
|
1,200
|
Maryland Economic Development Corporation, Student Housing Revenue Bonds, University of
|
6/16 at 100.00
|
AA
|
1,214,916
|
|
|
Maryland College Park Projects, Refunding Series 2006, 5.000%, 6/01/28 – CIFG Insured
|
|||||
|
3,065
|
Total Maryland
|
3,110,334
|
|||
|
Massachusetts – 4.3% (3.0% of Total Investments)
|
|||||
|
5,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
AA+
|
6,248,550
|
|
|
Commonwealth Contract Assistance Secured, Refunding Series 2010B, 5.000%, 1/01/35
|
|||||
|
1,430
|
Massachusetts Development Finance Agency, Resource Recovery Revenue Refunding Bonds, Covanta
|
11/17 at 100.00
|
BB+
|
1,434,304
|
|
|
Energy Project, Series 2012B, 4.875%, 11/01/42
|
|||||
|
Massachusetts Development Finance Agency, Revenue Bonds, Emerson College, Series 2015:
|
|||||
|
8,800
|
5.000%, 1/01/45
|
1/25 at 100.00
|
BBB+
|
9,690,472
|
|
|
2,070
|
4.500%, 1/01/45
|
1/25 at 100.00
|
BBB+
|
2,167,538
|
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Western New England University,
|
|||||
|
Series 2015:
|
|||||
|
1,380
|
5.000%, 9/01/40
|
9/25 at 100.00
|
BBB
|
1,544,951
|
|
|
1,545
|
5.000%, 9/01/45
|
9/25 at 100.00
|
BBB
|
1,717,716
|
|
|
3,000
|
Massachusetts Development Finance Authority, Revenue Bonds, WGBH Educational Foundation,
|
No Opt. Call
|
A
|
3,893,100
|
|
|
Series 2002A, 5.750%, 1/01/42 – AMBAC Insured
|
|||||
|
3,335
|
Massachusetts Health and Education Facilities Authority, Revenue Bonds, Partners HealthCare
|
7/19 at 100.00
|
AA
|
4,559,512
|
|
|
System, Tender Option Trust 2015-XF0047, 13.693%, 7/01/29 (IF)
|
|||||
|
15
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2007A,
|
8/17 at 100.00
|
AA+
|
15,893
|
|
|
5.000%, 8/15/37 – AMBAC Insured
|
|||||
|
3,235
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2007A,
|
8/17 at 100.00
|
N/R (6)
|
3,455,206
|
|
|
5.000%, 8/15/37 (Pre-refunded 8/15/17) – AMBAC Insured
|
|||||
|
7,500
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Tender Option Bond
|
No Opt. Call
|
AA+
|
10,960,800
|
|
|
Trust 14021, 9.373%, 2/15/20 (IF)
|
|||||
|
3,335
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Tender Option Bond
|
8/17 at 100.00
|
AA+
|
3,911,388
|
|
|
Trust 2015-XF2187, 13.558%, 8/15/37 – AGM Insured (IF)
|
|||||
|
1,725
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
1,752,497
|
|
|
8/01/46 – AGM Insured (UB) (4)
|
|||||
|
500
|
Springfield Water and Sewer Commission, Massachusetts, General Revenue Bonds, Refunding Series
|
11/20 at 100.00
|
AA
|
576,525
|
|
|
2010B, 5.000%, 11/15/30 – AGC Insured
|
|||||
|
43,370
|
Total Massachusetts
|
51,928,452
|
|||
|
Michigan – 1.4% (1.0% of Total Investments)
|
|||||
|
1,220
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
A–
|
1,358,128
|
|
|
Refunding Senior Lien Series 2012A, 5.250%, 7/01/39
|
|||||
|
10,000
|
Detroit, Michigan, Water Supply System Revenue Bonds, Senior Lien Series 2011A, 5.250%, 7/01/41
|
7/21 at 100.00
|
A–
|
10,955,400
|
|
|
1,315
|
Michigan Public Power Agency, AFEC Project Revenue Bonds, Series 2012A, 5.000%, 1/01/43
|
1/22 at 100.00
|
A2
|
1,416,728
|
|
|
820
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
12/16 at 100.00
|
AA
|
850,348
|
|
|
2006A, 5.000%, 12/01/31
|
|||||
|
180
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
12/16 at 100.00
|
N/R (6)
|
186,869
|
|
|
2006A, 5.000%, 12/01/31 (Pre-refunded 12/01/16)
|
|||||
|
2,000
|
Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series
|
6/22 at 100.00
|
AA
|
2,197,500
|
|
|
2009C, 5.000%, 12/01/48
|
|||||
|
15,535
|
Total Michigan
|
16,964,973
|
|||
|
Minnesota – 0.4% (0.3% of Total Investments)
|
|||||
|
St. Paul Housing and Redevelopment Authority, Minnesota, Hospital Revenue Bonds, HealthEast
|
|||||
|
Inc., Series 2015A:
|
|||||
|
285
|
5.250%, 11/15/35
|
11/20 at 100.00
|
BBB–
|
318,485
|
|
|
2,095
|
5.000%, 11/15/40
|
11/25 at 100.00
|
BBB–
|
2,395,612
|
|
|
2,230
|
5.000%, 11/15/44
|
11/25 at 100.00
|
BBB–
|
2,535,956
|
|
|
4,610
|
Total Minnesota
|
5,250,053
|
|||
|
Missouri – 0.7% (0.5% of Total Investments)
|
|||||
|
1,000
|
Jackson County Reorganized School District R-7, Lees Summit, Missouri, General Obligation
|
3/16 at 100.00
|
N/R (6)
|
1,004,530
|
|
|
Bonds, Series 2006, 5.250%, 3/01/25 (Pre-refunded 3/01/16) – NPFG Insured
|
|||||
|
6,165
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds,
|
5/23 at 100.00
|
BBB+
|
6,848,514
|
|
|
Saint Louis College of Pharmacy, Series 2013, 5.500%, 5/01/43
|
|||||
|
220
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
9/23 at 100.00
|
A–
|
252,734
|
|
|
of Sunset Hills, Series 2013A, 5.875%, 9/01/43
|
|||||
|
7,385
|
Total Missouri
|
8,105,778
|
|||
|
Nebraska – 1.0% (0.7% of Total Investments)
|
|||||
|
2,280
|
Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great
|
No Opt. Call
|
A–
|
2,509,596
|
|
|
Plains Regional Medical Center Project, Series 2012, 5.000%, 11/01/42
|
|||||
|
865
|
Omaha Public Power District, Nebraska, Separate Electric System Revenue Bonds, Nebraska
|
2/17 at 100.00
|
AA+ (6)
|
1,415,996
|
|
|
City 2, Tender Option Bond Trust 11673, 20.228%, 8/01/40 (Pre-refunded 2/01/17) –
|
|||||
|
BHAC Insured (IF)
|
|||||
|
8,000
|
Public Power Generation Agency, Nebraska, Whelan Energy Center Unit 2 Revenue Bonds, Series
|
1/17 at 100.00
|
A2 (6)
|
8,247,200
|
|
|
2007A, 5.000%, 1/01/37 (Pre-refunded 1/01/17) – AMBAC Insured
|
|||||
|
11,145
|
Total Nebraska
|
12,172,792
|
|||
|
Nevada – 2.6% (1.8% of Total Investments)
|
|||||
|
2,600
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2009C, 5.000%, 7/01/26 –
|
7/19 at 100.00
|
AA
|
2,920,138
|
|
|
AGM Insured
|
|||||
|
12,265
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA
|
13,790,889
|
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|||||
|
11,915
|
Las Vegas Valley Water District, Nevada, General Obligation Bonds, Series 2015, 5.000%,
|
12/24 at 100.00
|
AA
|
13,974,865
|
|
|
6/01/39 (UB)
|
|||||
|
950
|
Las Vegas Valley Water District, Nevada, General Obligation Bonds, Water Series 2012B,
|
6/22 at 100.00
|
AA+
|
1,094,410
|
|
|
5.000%, 6/01/42
|
|||||
|
27,730
|
Total Nevada
|
31,780,302
|
|||
|
New Jersey – 6.2% (4.3% of Total Investments)
|
|||||
|
New Jersey Economic Development Authority, Revenue Bonds, Motor Vehicle Surcharge,
|
|||||
|
Series 2004A:
|
|||||
|
2,675
|
5.000%, 7/01/22 – NPFG Insured
|
4/16 at 100.00
|
AA–
|
2,709,267
|
|
|
4,445
|
5.000%, 7/01/23 – NPFG Insured
|
4/16 at 100.00
|
AA–
|
4,501,940
|
|
|
1,200
|
5.000%, 7/01/29 – NPFG Insured
|
4/16 at 100.00
|
AA–
|
1,206,240
|
|
|
720
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Robert Wood Johnson
|
7/23 at 100.00
|
A
|
844,445
|
|
|
University Hospital, Series 2013A, 5.500%, 7/01/43
|
|||||
|
5,000
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Capital
|
No Opt. Call
|
A–
|
3,183,950
|
|
|
Appreciation Series 2010A, 0.000%, 12/15/26
|
|||||
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Refunding
|
|||||
|
Series 2006C:
|
|||||
|
25,000
|
0.000%, 12/15/35 – AMBAC Insured
|
No Opt. Call
|
A–
|
10,153,000
|
|
|
10,000
|
0.000%, 12/15/36 – AMBAC Insured
|
No Opt. Call
|
A–
|
3,849,700
|
|
|
10,500
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2007A,
|
12/17 at 100.00
|
AA
|
11,068,680
|
|
|
5.000%, 12/15/34 – AMBAC Insured
|
|||||
|
9,000
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2012AA,
|
No Opt. Call
|
A–
|
9,473,130
|
|
|
5.000%, 6/15/38
|
|||||
|
14,000
|
New Jersey Turnpike Authority, Revenue Bonds, Refunding Series 2005D-1, 5.250%, 1/01/26 –
|
No Opt. Call
|
AA
|
17,873,517
|
|
|
AGM Insured
|
|||||
|
330
|
New Jersey Turnpike Authority, Revenue Bonds, Tender Option Bond Trust 1154, 17.272%,
|
7/22 at 100.00
|
A+
|
498,386
|
|
|
1/01/43 (IF) (4)
|
|||||
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
|||||
|
Series 2007-1A:
|
|||||
|
1,435
|
4.500%, 6/01/23
|
6/17 at 100.00
|
BB
|
1,455,564
|
|
|
785
|
4.625%, 6/01/26
|
6/17 at 100.00
|
B+
|
787,088
|
|
|
3,300
|
4.750%, 6/01/34
|
6/17 at 100.00
|
B–
|
2,771,241
|
|
|
5,000
|
5.000%, 6/01/41
|
6/17 at 100.00
|
B–
|
4,203,700
|
|
|
93,390
|
Total New Jersey
|
74,579,848
|
|||
|
New Mexico – 0.3% (0.2% of Total Investments)
|
|||||
|
2,725
|
Rio Rancho, New Mexico, Water and Wastewater System Revenue Bonds, Refunding Series 2009,
|
5/19 at 100.00
|
AA
|
3,067,315
|
|
|
5.000%, 5/15/21 – AGM Insured
|
|||||
|
New York – 7.2% (4.9% of Total Investments)
|
|||||
|
2,110
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
4/16 at 100.00
|
AA–
|
2,118,546
|
|
|
Hospital, Series 2004, 5.000%, 8/01/23 – FGIC Insured
|
|||||
|
3,000
|
Dormitory Authority of the State of New York, Revenue Bonds, Columbia University, Series
|
4/21 at 100.00
|
AAA
|
3,470,820
|
|
|
2011A, 5.000%, 10/01/41
|
|||||
|
7,435
|
Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series
|
7/20 at 100.00
|
AA
|
8,573,596
|
|
|
2010, 5.500%, 7/01/43 – AGM Insured
|
|||||
|
6,595
|
Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series
|
7/25 at 100.00
|
A–
|
7,422,475
|
|
|
2015A, 5.000%, 7/01/50
|
|||||
|
3,200
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/22 at 100.00
|
AA–
|
3,679,040
|
|
|
2012A, 5.000%, 7/01/42
|
|||||
|
1,300
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
1,514,890
|
|
|
2011A, 5.750%, 2/15/47
|
|||||
|
8,150
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
AA–
|
8,407,866
|
|
|
2/15/47 – NPFG Insured
|
|||||
|
3,000
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006C,
|
9/16 at 100.00
|
AA– (6)
|
3,079,980
|
|
|
5.000%, 9/01/35 (Pre-refunded 9/01/16) – NPFG Insured
|
|||||
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2014A:
|
|||||
|
1,045
|
4.000%, 9/01/39 – AGM Insured
|
9/24 at 100.00
|
AA
|
1,099,298
|
|
|
780
|
5.000%, 9/01/44
|
9/24 at 100.00
|
A–
|
886,571
|
|
|
2,830
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A,
|
5/21 at 100.00
|
A–
|
3,135,102
|
|
|
5.000%, 5/01/38
|
|||||
|
6,135
|
New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 3 World Trade
|
11/24 at 100.00
|
N/R
|
6,538,867
|
|
|
Center Project, Class 1 Series 2014, 5.000%, 11/15/44
|
|||||
|
10,000
|
New York Liberty Development Corporation, Revenue Bonds, Goldman Sachs Headquarters Issue,
|
No Opt. Call
|
A
|
12,375,500
|
|
|
Series 2005, 5.250%, 10/01/35
|
|||||
|
4,045
|
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water
|
6/22 at 100.00
|
AAA
|
6,776,872
|
|
|
Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects,
|
|||||
|
Tender Option Bond Trust 2012-9W, 13.858%, 6/15/26 (IF) (4)
|
|||||
|
270
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
5/16 at 100.00
|
AA
|
270,859
|
|
|
Series 1996A, 6.125%, 11/01/20 – AGM Insured
|
|||||
|
10,000
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/17 at 100.00
|
AAA
|
10,459,400
|
|
|
2007B, 5.000%, 3/15/37
|
|||||
|
2,105
|
Onondaga Civic Development Corporation, New York, Revenue Bonds, Saint Joseph’s Hospital
|
7/22 at 100.00
|
BB (6)
|
2,590,729
|
|
|
Health Center Project, Series 2012, 5.000%, 7/01/42 (Pre-refunded 7/01/22)
|
|||||
|
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding
|
|||||
|
Subordinate Lien Series 2013A:
|
|||||
|
5,545
|
0.000%, 11/15/31
|
No Opt. Call
|
A+
|
3,447,659
|
|
|
405
|
0.000%, 11/15/32
|
No Opt. Call
|
A+
|
243,446
|
|
|
77,950
|
Total New York
|
86,091,516
|
|||
|
North Carolina – 2.1% (1.4% of Total Investments)
|
|||||
|
3,555
|
Charlotte, North Carolina, Water and Sewer System Refunding Bonds, Tender Option Bond Trust
|
7/20 at 100.00
|
AAA
|
5,089,302
|
|
|
43W, 13.709%, 7/01/38 (IF) (4)
|
|||||
|
9,485
|
North Carolina Capital Facilities Finance Agency, Revenue Bonds, Duke University Project,
|
10/25 at 100.00
|
AA+
|
11,075,635
|
|
|
Series 2015B, 5.000%, 10/01/55 (UB) (4)
|
|||||
|
5,000
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Duke University
|
6/22 at 100.00
|
AA
|
5,734,700
|
|
|
Health System, Series 2012A, 5.000%, 6/01/42
|
|||||
|
1,455
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Bonds, Vidant Health,
|
6/22 at 100.00
|
A+
|
1,629,367
|
|
|
Refunding Series 2012A, 5.000%, 6/01/36
|
|||||
|
1,500
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Refunding Bonds,
|
10/22 at 100.00
|
AA–
|
1,668,135
|
|
|
WakeMed, Series 2012A, 5.000%, 10/01/38
|
|||||
|
20,995
|
Total North Carolina
|
25,197,139
|
|||
|
North Dakota – 0.7% (0.5% of Total Investments)
|
|||||
|
5,080
|
Burleigh County, North Dakota, Health Care Revenue Bonds, Saint Alexius Medical Center
|
7/22 at 100.00
|
N/R (6)
|
6,075,121
|
|
|
Project, Refunding Series 2012A, 4.500%, 7/01/32 (Pre-refunded 7/01/22)
|
|||||
|
1,015
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
12/21 at 100.00
|
A–
|
1,114,673
|
|
|
Group, Series 2012, 5.000%, 12/01/35
|
|||||
|
1,420
|
Williston, North Dakota, Multifamily Housing Revenue Bonds, Eagle Crest Apartments LLC
|
9/23 at 100.00
|
N/R
|
1,318,995
|
|
|
Project, Series 2013, 7.750%, 9/01/38
|
|||||
|
7,515
|
Total North Dakota
|
8,508,789
|
|||
|
Ohio – 8.0% (5.5% of Total Investments)
|
|||||
|
320
|
Akron, Bath and Copley Joint Township Hospital District, Ohio, Hospital Revenue Bonds,
|
5/22 at 100.00
|
A1
|
351,152
|
|
|
Children’s Hospital Medical Center, Improvement & Refunding Series 2012, 5.000%, 11/15/42
|
|||||
|
Allen County, Ohio, Hospital Facilities Revenue Bonds, Catholic Health Partners, Refunding and
|
|||||
|
Improvement Series 2012A:
|
|||||
|
650
|
5.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
736,028
|
|
|
860
|
4.000%, 5/01/33
|
5/22 at 100.00
|
AA–
|
901,848
|
|
|
800
|
5.000%, 5/01/42
|
5/22 at 100.00
|
AA–
|
888,192
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|||||
|
Bonds, Senior Lien, Series 2007A-2:
|
|||||
|
25
|
5.375%, 6/01/24
|
6/17 at 100.00
|
B–
|
23,270
|
|
|
6,045
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
5,541,391
|
|
|
710
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B–
|
640,377
|
|
|
13,445
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B–
|
11,917,514
|
|
|
1,485
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
1,315,502
|
|
|
6,205
|
Cleveland Heights-University Heights City School District, Ohio, General Obligation Bonds,
|
6/23 at 100.00
|
AA
|
6,793,855
|
|
|
School Improvement Series 2014, 5.000%, 12/01/51
|
|||||
|
5,975
|
Fairfield County, Ohio, Hospital Facilities Revenue Bonds, Fairfield Medical Center Project,
|
6/23 at 100.00
|
Baa2
|
6,494,347
|
|
|
Series 2013, 5.000%, 6/15/43
|
|||||
|
1,465
|
Franklin County, Ohio, Hospital Revenue Bonds, Nationwide Children’s Hospital Project,
|
5/22 at 100.00
|
Aa2
|
1,614,225
|
|
|
Improvement Series 2012A, 5.000%, 11/01/42
|
|||||
|
7,775
|
Hamilton County, Ohio, Sales Tax Bonds, Subordinate Lien, Series 2006A, 4.250%, 12/01/32 –
|
12/16 at 100.00
|
A+
|
7,862,391
|
|
|
AMBAC Insured
|
|||||
|
4,605
|
Hamilton County, Ohio, Sales Tax Revenue Bonds, Series 2006A, 4.250%, 12/01/32 – AMBAC
|
12/16 at 100.00
|
A+
|
4,656,760
|
|
|
Insured (UB)
|
|||||
|
6,920
|
JobsOhio Beverage System, Ohio, Statewide Liquor Profits Revenue Bonds, Senior Lien Series
|
1/23 at 100.00
|
AA
|
7,904,578
|
|
|
2013A, 5.000%, 1/01/38
|
|||||
|
6,000
|
Middletown City School District, Butler County, Ohio, General Obligation Bonds, Refunding
|
No Opt. Call
|
A2
|
7,744,740
|
|
|
Series 2007, 5.250%, 12/01/31 – AGM Insured
|
|||||
|
11,000
|
Northeast Ohio Regional Sewer District, Wastewater Improvement Revenue Bonds, Refunding &
|
11/24 at 100.00
|
AA+
|
12,693,780
|
|
|
Improvement Series 2014, 5.000%, 11/15/49
|
|||||
|
5,000
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien Series
|
2/23 at 100.00
|
A+
|
5,636,150
|
|
|
2013A-1, 5.000%, 2/15/48
|
|||||
|
3,960
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Projects, Junior Lien
|
2/31 at 100.00
|
A+
|
3,607,916
|
|
|
Convertible Series 2013A-3, 0.000%, 2/15/36
|
|||||
|
Southeastern Ohio Port Authority, Hospital Facilities Revenue Bonds, Memorial Health System
|
|||||
|
Obligated Group Project, Refunding and Improvement Series 2012:
|
|||||
|
135
|
5.750%, 12/01/32
|
12/22 at 100.00
|
BB
|
147,110
|
|
|
130
|
6.000%, 12/01/42
|
12/22 at 100.00
|
BB
|
142,483
|
|
|
4,190
|
Springboro Community City School District, Warren County, Ohio, General Obligation Bonds,
|
No Opt. Call
|
AA
|
5,335,420
|
|
|
Refunding Series 2007, 5.250%, 12/01/26 – AGM Insured
|
|||||
|
3,670
|
Tuscarawas County Economic Development and Finance Alliance, Ohio, Higher Education Facilities
|
3/25 at 100.00
|
N/R
|
3,749,639
|
|
|
Revenue Bonds, Ashland University, Refunding & Improvement Series 2015, 6.000%, 3/01/45
|
|||||
|
91,370
|
Total Ohio
|
96,698,668
|
|||
|
Oregon – 0.2% (0.2% of Total Investments)
|
|||||
|
1,500
|
Oregon Health and Science University, Revenue Bonds, Series 2012E, 5.000%, 7/01/32
|
No Opt. Call
|
AA–
|
1,725,990
|
|
|
1,000
|
Tigard, Washington County, Oregon, Water System Revenue Bonds, Series 2012, 5.000%, 8/01/42
|
8/22 at 100.00
|
AA–
|
1,155,740
|
|
|
2,500
|
Total Oregon
|
2,881,730
|
|||
|
Pennsylvania – 6.2% (4.3% of Total Investments)
|
|||||
|
7,000
|
Chester County Health and Educational Facilities Authority, Pennsylvania, Health System
|
5/20 at 100.00
|
AA
|
7,714,140
|
|
|
Revenue Bonds, Jefferson Health System, Series 2010A, 5.000%, 5/15/40
|
|||||
|
4,000
|
Commonwealth Financing Authority, Pennsylvania, State Appropriation Lease Bonds, Series 2006A,
|
6/16 at 100.00
|
AA (6)
|
4,064,000
|
|
|
5.000%, 6/01/26 (Pre-refunded 6/01/16) – AGM Insured
|
|||||
|
2,150
|
Dauphin County General Authority, Pennsylvania, Health System Revenue Bonds, Pinnacle Health
|
6/22 at 100.00
|
A
|
2,360,657
|
|
|
System Project, Series 2012A, 5.000%, 6/01/42
|
|||||
|
4,235
|
Delaware County Authority, Pennsylvania, Revenue Bonds, Villanova University, Series 2006,
|
8/16 at 100.00
|
A+ (6)
|
4,336,047
|
|
|
5.000%, 8/01/24 (Pre-refunded 8/01/16) – AMBAC Insured
|
|||||
|
3,500
|
Delaware River Port Authority, New Jersey and Pennsylvania, Revenue Bonds, Series 2010E,
|
1/20 at 100.00
|
AA
|
3,906,770
|
|
|
5.000%, 1/01/40 – AGM Insured
|
|||||
|
4,000
|
Erie Water Authority, Erie County, Pennsylvania, Water Revenue Bonds, Series 2011A, 4.625%,
|
12/21 at 100.00
|
A2
|
4,246,480
|
|
|
12/01/44 – AGM Insured
|
|||||
|
4,585
|
Lehigh County Authority, Pennsylvania, Water and Sewer Revenue Bonds, Allentown Concession,
|
12/23 at 100.00
|
A
|
5,232,356
|
|
|
Series 2013A, 5.125%, 12/01/47
|
|||||
|
1,045
|
Montgomery County Industrial Development Authority, Pennsylvania, FHA Insured Mortgage Revenue
|
8/20 at 100.00
|
N/R (6)
|
1,246,591
|
|
|
Bonds, New Regional Medical Center Project, Series 2010, 5.375%, 8/01/38 (Pre-refunded
|
|||||
|
8/01/20) (UB) (4)
|
|||||
|
5,000
|
Montgomery County Industrial Development Authority, Pennsylvania, Health System Revenue Bonds,
|
1/25 at 100.00
|
Baa2
|
5,516,250
|
|
|
Albert Einstein Healthcare Network Issue, Series 2015A, 5.250%, 1/15/45
|
|||||
|
5,235
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Drexel University, Series
|
4/16 at 100.00
|
AA–
|
5,255,102
|
|
|
2005A, 5.000%, 5/01/28 – NPFG Insured
|
|||||
|
7,275
|
Pennsylvania Public School Building Authority, Lease Revenue Bonds, School District of
|
12/16 at 100.00
|
AA
|
7,444,944
|
|
|
Philadelphia, Series 2006B, 4.500%, 6/01/32 – AGM Insured
|
|||||
|
2,100
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2006A, 5.000%, 12/01/26
|
6/16 at 100.00
|
A1 (6)
|
2,134,062
|
|
|
(Pre-refunded 6/01/16) – AMBAC Insured
|
|||||
|
3,500
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Subordinate Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
4,411,295
|
|
|
6/01/33 – AGM Insured
|
|||||
|
2,985
|
Philadelphia Hospitals and Higher Education Facilities Authority, Pennsylvania, Health System
|
5/20 at 100.00
|
N/R (6)
|
3,486,002
|
|
|
Revenue Bonds, Jefferson Health System, Series 2010B, 5.000%, 5/15/40 (Pre-refunded 5/15/20)
|
|||||
|
505
|
Philadelphia Hospitals and Higher Education Facilities Authority, Pennsylvania, Hospital
|
7/22 at 100.00
|
BBB–
|
547,486
|
|
|
Revenue Bonds, Temple University Health System Obligated Group, Series 2012A, 5.625%, 7/01/42
|
|||||
|
1,425
|
Philadelphia, Pennsylvania, General Obligation Bonds, Refunding Series 2011, 6.500%, 8/01/41
|
8/20 at 100.00
|
A+
|
1,698,785
|
|
|
3,310
|
Philadelphia, Pennsylvania, Water and Wastewater Revenue Bonds, Series 1997A, 5.125%,
|
No Opt. Call
|
A1 (6)
|
4,289,429
|
|
|
8/01/27 – AMBAC Insured (ETM)
|
|||||
|
3,415
|
Pittsburgh and Allegheny County Sports and Exhibition Authority, Pennsylvania, Sales Tax
|
8/20 at 100.00
|
AA
|
3,877,972
|
|
|
Revenue Bonds, Refunding Series 2010, 5.000%, 2/01/31 – AGM Insured
|
|||||
|
1,125
|
Scranton, Pennsylvania, Sewer Authority Revenue Bonds, Series 2011A, 5.250%, 12/01/31 –
|
12/21 at 100.00
|
AA
|
1,296,023
|
|
|
AGM Insured
|
|||||
|
1,930
|
Susquehanna Area Regional Airport Authority, Pennsylvania, Airport System Revenue Bonds,
|
No Opt. Call
|
Baa3
|
1,939,689
|
|
|
Series 2012B, 4.000%, 1/01/33
|
|||||
|
68,320
|
Total Pennsylvania
|
75,004,080
|
|||
|
Puerto Rico – 0.6% (0.4% of Total Investments)
|
|||||
|
5,880
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA
|
5,936,448
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|||||
|
1,190
|
Puerto Rico, Highway Revenue Bonds, Highway and Transportation Authority, Series 2003AA,
|
No Opt. Call
|
A3 (6)
|
1,272,884
|
|
|
5.500%, 7/01/17 – NPFG Insured (ETM)
|
|||||
|
7,070
|
Total Puerto Rico
|
7,209,332
|
|||
|
Rhode Island – 0.8% (0.6% of Total Investments)
|
|||||
|
9,500
|
Rhode Island Health and Educational Building Corporation, Higher Education Facility Revenue
|
9/17 at 100.00
|
AA+
|
10,106,765
|
|
|
Bonds, Brown University, Refunding Series 2007, 5.000%, 9/01/37
|
|||||
|
South Carolina – 4.0% (2.8% of Total Investments)
|
|||||
|
8,000
|
Greenville County School District, South Carolina, Installment Purchase Revenue Bonds, Series
|
12/16 at 100.00
|
AA
|
8,303,040
|
|
|
2006, 5.000%, 12/01/24
|
|||||
|
1,955
|
Greenville County School District, South Carolina, Installment Purchase Revenue Bonds, Series
|
12/16 at 100.00
|
AA (6)
|
2,030,287
|
|
|
2006, 5.000%, 12/01/28 (Pre-refunded 12/01/16) – AGM Insured
|
|||||
|
900
|
South Carolina JOBS Economic Development Authority, Industrial Revenue Bonds, South Carolina
|
2/23 at 100.00
|
A
|
984,744
|
|
|
Electric and Gas Company, Series 2013, 4.000%, 2/01/28
|
|||||
|
375
|
South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health,
|
8/21 at 100.00
|
AA
|
459,053
|
|
|
Refunding Series 2011A, 6.500%, 8/01/39 – AGM Insured
|
|||||
|
9,850
|
South Carolina Public Service Authority, Santee Cooper Revenue Obligations, Refunding Series
|
12/24 at 100.00
|
AA–
|
11,100,162
|
|
|
2014C, 5.000%, 12/01/46
|
|||||
|
3,475
|
South Carolina Public Service Authority, Santee Cooper Revenue Obligations, Series 2013A,
|
12/23 at 100.00
|
AA–
|
3,982,663
|
|
|
5.125%, 12/01/43
|
|||||
|
14,825
|
South Carolina Public Service Authority, Santee Cooper Revenue Obligations, Series 2015E,
|
12/25 at 100.00
|
AA–
|
16,849,057
|
|
|
5.250%, 12/01/55
|
|||||
|
4,500
|
Spartanburg Regional Health Services District, Inc., South Carolina, Hospital Revenue
|
4/22 at 100.00
|
A+
|
5,072,940
|
|
|
Refunding Bonds, Series 2012A, 5.000%, 4/15/32
|
|||||
|
43,880
|
Total South Carolina
|
48,781,946
|
|||
|
South Dakota – 0.8% (0.6% of Total Investments)
|
|||||
|
8,800
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Avera Health System,
|
7/24 at 100.00
|
AA–
|
9,936,872
|
|
|
Series 2014, 5.000%, 7/01/44
|
|||||
|
Tennessee – 0.7% (0.4% of Total Investments)
|
|||||
|
6,285
|
Chattanooga Health, Educational and Housing Facility Board, Tennessee, Hospital Revenue Bonds,
|
1/23 at 100.00
|
A+
|
7,081,247
|
|
|
Catholic Health Initiatives, Series 2013A, 5.250%, 1/01/45
|
|||||
|
1,000
|
Harpeth Valley Utilities District, Davidson and Williamson Counties, Tennessee, Utilities
|
9/22 at 100.00
|
AA
|
1,064,290
|
|
|
Revenue Bonds, Series 2012A, 4.000%, 9/01/40
|
|||||
|
7,285
|
Total Tennessee
|
8,145,537
|
|||
|
Texas – 10.8% (7.4% of Total Investments)
|
|||||
|
3,035
|
Bexar County, Texas, Venue Project Revenue Bonds, Refunding Series 2010, 5.500%, 8/15/49 –
|
8/19 at 100.00
|
AA
|
3,370,094
|
|
|
AGM Insured
|
|||||
|
365
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Refunding Series 2013A,
|
1/23 at 100.00
|
BBB+
|
393,273
|
|
|
5.000%, 1/01/43
|
|||||
|
1,700
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2011,
|
1/21 at 100.00
|
BBB+
|
1,971,269
|
|
|
6.250%, 1/01/46
|
|||||
|
Clifton Higher Education Finance Corporation, Texas, Education Revenue Bonds, Uplift Education
|
|||||
|
Charter School, Series 2013A:
|
|||||
|
1,925
|
4.350%, 12/01/42
|
12/22 at 100.00
|
BBB–
|
1,900,861
|
|
|
1,000
|
4.400%, 12/01/47
|
12/22 at 100.00
|
BBB–
|
986,450
|
|
|
10,000
|
Dallas, Texas, Waterworks and Sewer System Revenue Bonds, Series 2007, 4.375%, 10/01/32 –
|
10/17 at 100.00
|
AAA
|
10,473,300
|
|
|
AMBAC Insured (UB)
|
|||||
|
1,500
|
El Paso, Texas, Airport Revenue Bonds, El Paso International Airport Series 2011,
|
8/20 at 100.00
|
A+
|
1,707,720
|
|
|
5.250%, 8/15/33
|
|||||
|
2,735
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, Tender Option Bond
|
10/23 at 100.00
|
AA+
|
3,985,579
|
|
|
Trust 2015-XF0228, 18.208%, 4/01/53 (IF)
|
|||||
|
5,625
|
Harris County Hospital District, Texas, Revenue Bonds, Series 2007A, 5.250%, 2/15/42 –
|
2/17 at 100.00
|
AA–
|
5,748,244
|
|
|
NPFG Insured
|
|||||
|
4,040
|
Harris County, Texas, Toll Road Revenue Bonds, Subordinate Lien Unlimited Tax Tender Options
|
No Opt. Call
|
AAA
|
7,865,395
|
|
|
Bond Trust 2015-XF2184, 14.296%, 8/15/28 – AGM Insured (IF)
|
|||||
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Capital Appreciation Refunding
|
|||||
|
Senior Lien Series 2014A:
|
|||||
|
615
|
0.000%, 11/15/41 – AGM Insured
|
11/31 at 62.66
|
AA
|
200,650
|
|
|
1,230
|
0.000%, 11/15/42 – AGM Insured
|
11/31 at 59.73
|
AA
|
379,898
|
|
|
1,525
|
0.000%, 11/15/43 – AGM Insured
|
11/31 at 56.93
|
AA
|
447,176
|
|
|
3,870
|
0.000%, 11/15/44 – AGM Insured
|
11/31 at 54.25
|
AA
|
1,080,349
|
|
|
5,380
|
0.000%, 11/15/45 – AGM Insured
|
11/31 at 51.48
|
AA
|
1,426,399
|
|
|
990
|
Houston, Texas, Airport System Revenue Bonds, Subordinate Lien Series 2000B, 5.450%, 7/01/24 –
|
No Opt. Call
|
AA
|
1,204,147
|
|
|
AGM Insured
|
|||||
|
460
|
Houston, Texas, Airport System Special Facilities Revenue Bonds, United Airlines, Inc.
|
7/24 at 100.00
|
BB–
|
502,228
|
|
|
Terminal E Project, Refunding Series 2014, 5.000%, 7/01/29
|
|||||
|
4,550
|
Houston, Texas, Subordinate Lien Airport System Revenue Refunding Bonds, Series 2012B,
|
7/22 at 100.00
|
A
|
5,223,855
|
|
|
5.000%, 7/01/31
|
|||||
|
2,870
|
Hutto Independent School District, Williamson County, Texas, General Obligation Bonds,
|
8/21 at 100.00
|
A
|
3,098,796
|
|
|
Refunding Series 2012A, 5.000%, 8/01/46
|
|||||
|
2,340
|
Laredo, Webb County, Texas, Waterworks and Sewer System Revenue Bonds, Series 2011, 5.000%,
|
3/21 at 100.00
|
AA
|
2,684,752
|
|
|
3/01/41 – AGM Insured
|
|||||
|
3,305
|
Lower Colorado River Authority, Texas, Transmission Contract Revenue Bonds, LCRA Transmission
|
5/25 at 100.00
|
A+
|
3,737,294
|
|
|
Services Corporation Project, Refunding Series 2015, 5.000%, 5/15/45
|
|||||
|
McCamey County Hospital District, Texas, General Obligation Bonds, Series 2013:
|
|||||
|
1,780
|
5.750%, 12/01/33
|
12/25 at 100.00
|
Baa2
|
2,031,995
|
|
|
1,800
|
6.125%, 12/01/38
|
12/25 at 100.00
|
Baa2
|
2,058,840
|
|
|
4,290
|
North Fort Bend Water Authority, Texas, Water System Revenue Bonds, Series 2011, 5.000%,
|
12/21 at 100.00
|
AA
|
4,803,041
|
|
|
12/15/36 – AGM Insured
|
|||||
|
12,205
|
North Texas Tollway Authority, System Revenue Bonds, Refunding First Tier, Series 2015B,
|
1/25 at 100.00
|
A
|
14,030,990
|
|
|
5.000%, 1/01/45
|
|||||
|
1,860
|
North Texas Tollway Authority, System Revenue Bonds, Refunding Second Tier, Series 2015A,
|
1/25 at 100.00
|
A2
|
2,160,334
|
|
|
5.000%, 1/01/35
|
|||||
|
2,410
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
11/21 at 100.00
|
AA–
|
2,763,860
|
|
|
Bonds, Baylor Health Care System, Series 2011A, 5.000%, 11/15/30
|
|||||
|
3,480
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
9/23 at 100.00
|
A
|
3,978,858
|
|
|
Bonds, Hendrick Medical Center, Refunding Series 2013, 5.500%, 9/01/43
|
|||||
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds,
|
|||||
|
Series 2012:
|
|||||
|
2,200
|
5.000%, 12/15/30
|
No Opt. Call
|
A3
|
2,499,354
|
|
|
740
|
5.000%, 12/15/32
|
No Opt. Call
|
A3
|
835,749
|
|
|
4,000
|
Texas State, General Obligation Bonds, Transportation Commission Highway Improvement Series
|
No Opt. Call
|
AAA
|
4,600,640
|
|
|
2012A, 5.000%, 4/01/42
|
|||||
|
2,855
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, First Tier
|
8/22 at 100.00
|
A–
|
3,149,151
|
|
|
Refunding Series 2012A, 5.000%, 8/15/41
|
|||||
|
4,265
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, First Tier
|
8/24 at 100.00
|
A–
|
4,903,684
|
|
|
Refunding Series 2015B, 5.000%, 8/15/37
|
|||||
|
21,275
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, Second Tier
|
8/24 at 100.00
|
BBB+
|
23,730,344
|
|
|
Refunding Series 2015C, 5.000%, 8/15/42
|
|||||
|
122,220
|
Total Texas
|
129,934,569
|
|||
|
Utah – 1.6% (1.1% of Total Investments)
|
|||||
|
5,760
|
Central Weber Sewer Improvement District, Utah, Sewer Revenue Bonds, Refunding Series 2010A,
|
3/20 at 100.00
|
AA
|
6,446,016
|
|
|
5.000%, 3/01/33 – AGC Insured
|
|||||
|
2,830
|
Utah Transit Authority, Sales Tax Revenue Bonds, Refunding Series 2012, 5.000%, 6/15/42
|
6/22 at 100.00
|
A+
|
3,149,281
|
|
|
4,255
|
Utah Transit Authority, Sales Tax Revenue Bonds, Series 2008A, 5.250%, 6/15/38
|
6/18 at 100.00
|
AAA
|
4,709,860
|
|
|
(Pre-refunded 6/15/18)
|
|||||
|
4,250
|
Utah Transit Authority, Sales Tax Revenue Bonds, Series 2008A, 5.000%, 6/15/36 (Pre-refunded
|
6/18 at 100.00
|
AAA
|
4,679,335
|
|
|
6/15/18) – AGM Insured
|
|||||
|
17,095
|
Total Utah
|
18,984,492
|
|||
|
Vermont – 1.5% (1.0% of Total Investments)
|
|||||