|
Re:
|
New Mountain Finance Corporation, New Mountain Finance Holdings, LLC, and New Mountain Finance AIV Holdings Corporation – Joint Fidelity Bond - (Bond No. RNN760725/01/2011)
|
|
|
1)
|
A copy of the Funds’ joint insured fidelity bond (the “Bond”) (attached as Exhibit A).
|
|
|
|
|
2)
|
A copy of the Board meeting resolutions, which were adopted by the Boards, and a majority of the members thereof who are not “interested persons” (as defined by the 1940 Act) of the Funds (attached as Exhibit B).
|
|
|
|
|
3)
|
A copy of the Joint Insured Agreement, by and among the Funds, meeting the requirements of Rule 17g-1 paragraph (f) (attached as Exhibit C).
|
|
|
|
|
4)
|
A statement showing the amount of a single insured bond, which each Fund would have been required to provide and maintain had each Fund not been named as a joint insured under the Bond (attached as Exhibit D).
|