As filed with the Securities and Exchange Commission on September 29, 2009
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-21168
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
(Exact Name of the Registrant as Specified in Charter)
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti, Chief Executive Officer
Neuberger Berman Intermediate Municipal Fund Inc.
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and addresses of agents for service)
Date of fiscal year end: October 31, 2009
Date of reporting period: July 31, 2009
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission not later than 60 days after the close of their first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (“1940 Act”) (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments.
July 31, 2009
Schedule of Investments Intermediate Municipal Fund Inc.
(UNAUDITED)
Principal Amount |
Security @ |
Value† |
|||||||||||||||
($000's omitted) |
($000's omitted) |
||||||||||||||||
Alabama (1.7%) |
|||||||||||||||||
4,210 |
DCH Hlth. Care Au. Hlth. Care Fac. Rev., Ser. 2002, 5.25%, due 6/1/14 |
4,294 |
|||||||||||||||
Arizona (9.0%) |
|||||||||||||||||
1,465 |
Arizona Energy Management Svcs. (Main) LLC Energy Conservation Rev. (Arizona St. Univ. Proj.-Main Campus), Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/17 |
1,552 |
|||||||||||||||
5,000 |
Arizona Sch. Fac. Board Cert. of Participation, Ser. 2008, (AGC Insured), 5.13%, due 9/1/21 |
5,272 |
|||||||||||||||
2,000 |
Arizona St. Trans. Board Hwy. Rev., Ser. 2008-A, 5.00%, due 7/1/26 |
2,107 |
|||||||||||||||
2,265 |
Arizona Wtr. Infrastructure Fin. Au. Rev. (Wtr. Quality), Ser. 2008-A, 5.00%, due 10/1/22 |
2,518 |
|||||||||||||||
5,000 |
Mohave Co. Ind. Dev. Au. Correctional Fac. Contract Rev. (Mohave Prison LLC Expansion Proj.), Ser. 2008, 7.50%, due 5/1/19 |
5,481 |
ß |
||||||||||||||
1,840 |
Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/18 |
1,888 |
|||||||||||||||
1,155 |
Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/22 |
1,147 |
|||||||||||||||
1,750 |
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2003, 6.15%, due 7/15/17 |
1,555 |
|||||||||||||||
2,325 |
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2006, 5.05%, due 7/15/18 |
1,852 |
|||||||||||||||
23,372 |
|||||||||||||||||
California (10.7%) |
|||||||||||||||||
2,810 |
California HFA Rev. (Home Mtge.), Ser. 2007-E, 5.00%, due 2/1/42 |
2,658 |
|||||||||||||||
3,460 |
California St. Dept. of Wtr. Res. Pwr. Supply Rev., Ser. 2002-A, 5.38%, due 5/1/22 Pre-Refunded 5/1/12 |
3,926 |
|||||||||||||||
1,845 |
California St. G.O., Ser. 2005, 5.00%, due 3/1/19 |
1,919 |
|||||||||||||||
1,500 |
California St. Pub. Works Board Lease Rev., Ser. 2002-A, (AMBAC Insured), 5.25%, due 12/1/17 |
1,526 |
|||||||||||||||
4,000 |
California St. Var. Purp. G.O., Ser. 2009, 5.63%, due 4/1/25 |
4,205 |
|||||||||||||||
1,240 |
California Statewide CDA Hlth. Fac. Rev. (Mem. Hlth. Svcs.), Ser. 2003-A, 6.00%, due 10/1/16 |
1,307 |
ß |
||||||||||||||
1,270 |
California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18 |
1,041 |
ß |
||||||||||||||
2,525 |
Golden St. Tobacco Securitization Corp. Tobacco Settlement Rev., Ser. 2003-A1, 6.25%, due 6/1/33 |
2,824 |
|||||||||||||||
2,080 |
Oakland Redev. Agcy. Sub. Tax Allocation Rev. (Central Dist. Redev. Proj.), Ser. 2003, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/18 |
2,041 |
|||||||||||||||
2,000 |
San Bernardino Comm. College Dist. G.O. Cap. Appreciation (Election), Ser. 2009-B, due 8/1/19 |
1,002 |
µ |
||||||||||||||
740 |
San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 5.00%, due 9/1/17 |
730 |
|||||||||||||||
9,070 |
Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C, due 8/1/19 |
4,590 |
µ |
||||||||||||||
27,769 |
|||||||||||||||||
Colorado (6.3%) |
|||||||||||||||||
600 |
Colorado Ed. & Cultural Facs. Au. Rev. (Nat'l Jewish Federal Board Prog.), Ser. 2004, (LOC: Bank of America), 0.38%, due 8/3/09 |
600 |
µß |
||||||||||||||
4,220 |
Colorado Springs Util. Sys. Sub. Lien Ref. Rev., Ser. 2002-A, (AMBAC Insured), 5.38%, due 11/15/18 |
4,561 |
|||||||||||||||
1,580 |
Denver City & Co. Arpt. Sys. Ref. Rev., Ser. 1991-D, (XLCA Insured), 7.75%, due 11/15/13 |
1,715 |
|||||||||||||||
4,000 |
Denver City & Co. Arpt. Sys. Ref. Rev., Ser. 2002-E, (National Public Finance Guarantee Corp. Insured), 5.25%, due 11/15/14 |
4,102 |
|||||||||||||||
4,610 |
Thornton Cert. of Participation, Ser. 2002, (AMBAC Insured), 5.38%, due 12/1/16 Pre-Refunded 12/1/12 |
5,253 |
|||||||||||||||
16,231 |
|||||||||||||||||
Connecticut (0.8%) |
|||||||||||||||||
2,400 |
Mashantucket Western Pequot Tribe Spec. Rev., Ser. 1997-B, 5.70%, due 9/1/12 |
2,127 |
ñ |
||||||||||||||
District of Columbia (2.3%) |
|||||||||||||||||
4,495 |
Dist. of Columbia (Washington, D.C.) Ref. G.O., Ser. 2002-C, (XLCA Insured), 5.25%, due 6/1/13 |
4,846 |
|||||||||||||||
1,000 |
Metro. Washington Dist. of Columbia Arpt. Au. Sys., Ser. 2008-A, 5.50%, due 10/1/18 |
1,056 |
|||||||||||||||
5,902 |
|||||||||||||||||
Florida (4.5%) |
|||||||||||||||||
2,085 |
Fiddlers Creek Comm. Dev. Dist. Number 2 Spec. Assessment Rev., Ser. 2003-A, 6.00%, due 5/1/16 |
1,260 |
|||||||||||||||
1,000 |
Hillsborough Co. Ind. Dev. Au. IDR (Hlth. Facs.), Ser. 2008-B, 8.00%, due 8/15/32 |
1,005 |
ßØ |
||||||||||||||
985 |
Miami Beach Hlth. Fac. Au. Hosp. Ref. Rev. (Mount Sinai Med. Ctr. of Florida Proj.), Ser. 2004, 6.25%, due 11/15/09 |
984 |
ß |
||||||||||||||
7,000 |
Palm Beach Co. Sch. Board Cert. of Participation, Ser. 2001-B, (AMBAC Insured), 5.38%, due 8/1/17 |
7,336 |
|||||||||||||||
1,000 |
Sarasota Co. Util. Sys. Ref. Rev., Ser. 2002-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 10/1/20 |
1,036 |
|||||||||||||||
11,621 |
|||||||||||||||||
Georgia (3.0%) |
|||||||||||||||||
4,575 |
Henry Co. Wtr. & Swr. Au. Ref. Rev., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured), 5.13%, due 2/1/17 |
5,001 |
|||||||||||||||
2,710 |
Newnan Hosp. Au. Rev. Anticipation Cert. (Newnan Hosp., Inc. Proj.), Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 1/1/18 |
2,785 |
ß |
||||||||||||||
7,786 |
|||||||||||||||||
Illinois (12.8%) |
|||||||||||||||||
5,905 |
Bartlett Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17 |
4,993 |
|||||||||||||||
5,940 |
Chicago G.O., Ser. 2002-A, (AMBAC Insured), 5.38%, due 1/1/17 Pre-Refunded 7/1/12 |
6,690 |
|||||||||||||||
180 |
Chicago G.O. (Unrefunded Bal.), Ser. 2002-A, (AMBAC Insured), 5.38%, due 1/1/17 |
192 |
|||||||||||||||
1,500 |
Chicago Metro. Wtr. Reclamation Dist. Cap. Imp. G.O., Ser. 2002-C, 5.38%, due 12/1/16 Pre-Refunded 12/1/12 |
1,714 |
|||||||||||||||
1,970 |
Cook Co. Township High Sch. Dist. Number 225 Northfield Township, Ser. 2008, 5.00%, due 12/1/25 |
2,124 |
|||||||||||||||
5,130 |
Illinois Ed. Fac. Au. Rev. (Field Museum of Natural History), Ser. 2002, 4.30%, due 11/1/36 Putable 11/1/13 |
5,187 |
µß |
||||||||||||||
4,000 |
Illinois Fin. Au. Rev. (Clare Oaks Proj.), Ser. 2006-A, 5.75%, due 11/15/16 |
3,430 |
ß |
||||||||||||||
3,000 |
Illinois Hlth. Fac. Au. Rev. (Loyola Univ. Hlth. Sys.) (Unrefunded Bal.), Ser. 1997-A, (National Public Finance Guarantee Corp. Insured), 6.00%, due 7/1/14 |
3,164 |
ß |
||||||||||||||
1,670 |
Illinois Metro. Pier & Exposition Au. Dedicated St. Tax Ref. Rev., Ser. 1998-A, (FGIC Insured), 5.50%, due 6/15/17 |
1,990 |
|||||||||||||||
2,000 |
Kane, Cooke, & DuPage Cos. Elgin Sch. Dist. Number U-46 G.O., Ser. 1998, (FSA Insured), 5.35%, due 1/1/15 |
2,095 |
|||||||||||||||
2,250 |
Southwestern Illinois Local Gov't Dev. Au. Rev., (Collinsville Ltd.), Ser. 2007, 5.00%, due 3/1/25 |
1,593 |
|||||||||||||||
33,172 |
|||||||||||||||||
Indiana (12.5%) |
|||||||||||||||||
1,995 |
Indiana Bond Bank Rev. (St. Revolving Fund Prog.), Ser. 2001-A, 5.38%, due 2/1/17 Pre-Refunded 2/1/13 |
2,297 |
|||||||||||||||
760 |
Indiana Bond Bank Rev. (St. Revolving Fund Prog.), Ser. 2002-B, 5.25%, due 2/1/18 Pre-Refunded 2/1/13 |
865 |
|||||||||||||||
8,005 |
Indiana Bond Bank Rev. (Unrefunded Bal. Revolving Fund Prog.), Ser. 2001-A, 5.38%, due 2/1/17 |
8,708 |
|||||||||||||||
2,800 |
Indiana Bond Bank Rev. (Unrefunded Bal. Revolving Fund Prog.), Ser. 2002-B, 5.25%, due 2/1/18 |
3,011 |
|||||||||||||||
4,000 |
Indiana Hlth. & Ed. Fac. Fin. Au. Hosp. Ref. Rev. (Clarian Hlth. Oblig. Group), Ser. 2006-B, 5.00%, due 2/15/21 |
3,749 |
ßØØ |
||||||||||||||
1,000 |
Indiana Muni. Pwr. Agcy. Pwr. Supply Sys. Rev., Ser. 2003-B, (National Public Finance Guarantee Corp. Insured), 5.25%, due 1/1/18 |
1,058 |
|||||||||||||||
2,050 |
Indiana St. Hlth. Fac. Fin. Au. Rev. (Hlth. Sys. Sisters of St. Francis), Ser. 2001, 5.35%, due 11/1/15 |
2,141 |
ß |
||||||||||||||
1,065 |
Indiana St. Recreational Dev. Comm. Rev., Ser. 2002, (AMBAC Insured), 5.25%, due 7/1/18 |
1,123 |
|||||||||||||||
1,125 |
Indiana St. Recreational Dev. Comm. Rev., Ser. 2002, (AMBAC Insured), 5.25%, due 7/1/19 |
1,180 |
|||||||||||||||
3,055 |
Indiana Trans. Fin. Au. Hwy. Ref. Rev., Ser. 2004-B, (National Public Finance Guarantee Corp. Insured), 5.75%, due 12/1/21 |
3,584 |
|||||||||||||||
2,580 |
Indianapolis Local Pub. Imp. Rev. (Indianapolis Arpt. Au. Proj.), Ser. 2003-A, (FSA Insured), 5.63%, due 1/1/17 |
2,649 |
|||||||||||||||
2,000 |
Jasper Hosp. Au. Hosp. Fac. Ref. Rev. (Mem. Hosp. & Hlth. Care Ctr. Proj.), Ser. 2002, (Radian Insured), 5.50%, due 11/1/17 |
2,041 |
ß |
||||||||||||||
32,406 |
|||||||||||||||||
Iowa (5.0%) |
|||||||||||||||||
1,000 |
Coralville Urban Renewal Rev., Tax Increment, Ser. 2007-C, 5.00%, due 6/1/15 |
1,022 |
|||||||||||||||
5,110 |
Iowa Fin. Au. Rev. (St. Revolving Fund Prog.), Ser. 2008, 5.50%, due 8/1/22 |
5,783 |
|||||||||||||||
2,875 |
Iowa Tobacco Settlement Au. Tobacco Settlement Asset-Backed Rev., Ser. 2001-B, 5.30%, due 6/1/25 Pre-Refunded 6/1/11 |
3,079 |
|||||||||||||||
3,000 |
Iowa Tobacco Settlement Au. Tobacco Settlement Asset-Backed Rev., Ser. 2005-C, 5.38%, due 6/1/38 |
1,873 |
|||||||||||||||
1,005 |
Kirkwood Comm. College Iowa New Jobs Training Cert. G.O. (Merged Area X), Ser. 2007-1B, 5.00%, due 6/1/17 |
1,061 |
|||||||||||||||
12,818 |
|||||||||||||||||
Louisiana (0.4%) |
|||||||||||||||||
1,000 |
Tobacco Settlement Fin. Corp. Tobacco Settlement Asset-Backed Rev., Ser. 2001-B, 5.50%, due 5/15/30 |
973 |
|||||||||||||||
Maryland (0.4%) |
|||||||||||||||||
1,000 |
Maryland St. Hlth. & Higher Ed. Fac. Au. Rev. (Union Hosp. of Cecil Co.), Ser. 2002, 5.50%, due 7/1/14 |
1,030 |
ß |
||||||||||||||
Massachusetts (8.6%) |
|||||||||||||||||
1,850 |
Massachusetts St. G.O., Ser. 2002-E, (National Public Finance Guarantee Corp. Insured), 5.38%, due 1/1/18 Pre-Refunded 1/1/13 |
2,083 |
|||||||||||||||
2,070 |
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (Caritas Christi Oblig. Group), Ser. 1999-A, 5.70%, due 7/1/15 |
2,028 |
ß |
||||||||||||||
1,990 |
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (Milford-Whitinsville Reg. Hosp.), Ser. 1998-C, 5.75%, due 7/15/13 |
1,971 |
ß |
||||||||||||||
4,935 |
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (New England Med. Ctr. Hosp.), Ser. 2002-H, (FGIC Insured), 5.38%, due 5/15/16 Pre-Refunded 5/15/12 |
5,481 |
ß |
||||||||||||||
5,030 |
Massachusetts St. Wtr. Poll. Abatement Trust Rev. (MWRA Prog.), Ser. 2002-A, 5.25%, due 8/1/19 |
5,491 |
|||||||||||||||
2,775 |
Massachusetts St. Wtr. Poll. Abatement Trust Rev. (Unrefunded Bal. Rev. Pool Prog.), Ser. 2001-7, 5.25%, due 2/1/16 |
2,941 |
|||||||||||||||
2,000 |
Massachusetts St. Wtr. Poll. Abatement Trust. Rev. (Pool Prog.), Ser. 2001-7, 5.25%, due 2/1/16 Pre-Refunded 8/1/11 |
2,163 |
|||||||||||||||
22,158 |
|||||||||||||||||
Michigan (4.1%) |
|||||||||||||||||
1,070 |
Ingham & Clinton Cos. East Lansing Bldg. Au. Ref. G.O., Ser. 1999, 5.25%, due 10/1/16 |
1,078 |
|||||||||||||||
1,375 |
Macomb Co. New Haven Comm. Sch. Bldg. & Site G.O., Ser. 2002, 5.25%, due 5/1/17 Pre-Refunded 11/1/12 |
1,554 |
|||||||||||||||
1,500 |
Michigan St. Bldg. Au. Rev. (Fac. Prog.), Ser. 2001-II, 5.50%, due 10/15/18 Pre-Refunded 10/15/11 |
1,653 |
|||||||||||||||
3,850 |
Royal Oak Hosp. Fin. Au. Hosp. Ref. Rev. (William Beaumont Hosp.), Ser. 1996, 6.25%, due 1/1/12 |
4,062 |
ß |
||||||||||||||
2,000 |
Summit Academy North Pub. Sch. Academy Ref. Rev., Ser. 2005, 5.25%, due 11/1/20 |
1,510 |
|||||||||||||||
880 |
Summit Academy Pub. Sch. Academy Ref. Rev., Ser. 2005, 6.00%, due 11/1/15 |
775 |
|||||||||||||||
10,632 |
|||||||||||||||||
Minnesota (2.6%) |
|||||||||||||||||
2,000 |
Freeborn Co. Hsg. & Redev. Au. Lease Rev. (Criminal Justice Ctr. Proj.), Ser. 2002, 5.38%, due 2/1/17 |
2,063 |
|||||||||||||||
2,000 |
Maple Grove Hlth. Care Sys. Rev. (Maple Grove Hosp. Corp.), Ser. 2007, 5.00%, due 5/1/17 |
2,025 |
ß |
||||||||||||||
2,540 |
St. Paul Port Au. Lease Rev. (Office Bldg.), Ser. 2002, 5.00%, due 12/1/17 |
2,717 |
|||||||||||||||
6,805 |
|||||||||||||||||
Mississippi (0.6%) |
|||||||||||||||||
1,500 |
Mississippi Dev. Bank Spec. Oblig. (Wilkinson Co. Correctional), Ser. 2008-D, 5.00%, due 8/1/15 |
1,636 |
ß |
||||||||||||||
Missouri (5.5%) |
|||||||||||||||||
3,495 |
Bi State Dev. Agcy. Metro. Dist. Rev. (Metrolink Cross Co. Extension Proj.), Ser. 2002-B, (FSA Insured), 5.25%, due 10/1/16 |
3,689 |
|||||||||||||||
2,000 |
Boone Co. Hosp. Ref. Rev. (Boone Hosp. Ctr.), Ser. 2002, 5.05%, due 8/1/20 |
1,974 |
ß |
||||||||||||||
2,425 |
Branson Dev. Fin. Board Infrastructure Fac. Board Rev., Ser. 2003-A, 5.00%, due 12/1/17 |
2,346 |
|||||||||||||||
705 |
Branson Ind. Dev. Au. Tax Increment Rev. (Branson Landing-Retail Proj.), Ser. 2005, 5.25%, due 6/1/21 |
511 |
|||||||||||||||
2,000 |
Missouri St. Env. Imp. & Energy Res. Au. Wtr. Poll. Ctrl. & Drinking Wtr. Rev., Ser. 2002-B, 5.50%, due 7/1/16 |
2,220 |
|||||||||||||||
400 |
Missouri St. Hsg. Dev. Comm. Multi-Family Hsg. Rev., Ser. 2001-II, (FHA Insured), 5.25%, due 12/1/16 |
408 |
a |
||||||||||||||
110 |
Missouri St. Hsg. Dev. Comm. Multi-Family Hsg. Rev., Ser. 2001-III, (FHA Insured), 5.05%, due 12/1/15 |
111 |
|||||||||||||||
2,965 |
Missouri St. Univ. Auxiliary Enterprise Sys. Rev., Ser. 2007-A, (XLCA Insured), 5.00%, due 4/1/26 |
2,982 |
|||||||||||||||
14,241 |
|||||||||||||||||
Nevada (4.8%) |
|||||||||||||||||
1,635 |
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 6.50%, due 6/15/17 |
1,686 |
|||||||||||||||
3,545 |
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 |
3,669 |
|||||||||||||||
4,355 |
Las Vegas Valley Wtr. Dist. Ref. & Wtr. Imp. G.O., Ser. 2003-A, (National Public Finance Guarantee Corp. Insured), 5.25%, due 6/1/16 |
4,644 |
|||||||||||||||
2,295 |
Truckee Meadows Wtr. Au. Wtr. Rev., Ser. 2001-A, (FSA Insured), 5.50%, due 7/1/15 |
2,452 |
|||||||||||||||
12,451 |
|||||||||||||||||
New Hampshire (1.7%) |
|||||||||||||||||
2,310 |
New Hampshire Hlth. & Ed. Fac. Au. Rev. (Univ. Sys. of New Hampshire), Ser. 2001, (AMBAC Insured), 5.38%, due 7/1/17 Pre-Refunded 7/1/11 |
2,535 |
|||||||||||||||
1,700 |
New Hampshire Hlth. & Ed. Fac. Au. Rev. (Univ. Sys. of New Hampshire) (Unrefunded Bal.), Ser. 2001, (AMBAC Insured), 5.38%, due 7/1/17 |
1,805 |
|||||||||||||||
4,340 |
|||||||||||||||||
New Jersey (3.6%) |
|||||||||||||||||
1,500 |
New Jersey Econ. Dev. Au. Cigarette Tax Rev., Ser. 2004, 5.63%, due 6/15/19 |
1,388 |
ØØ |
||||||||||||||
6,900 |
New Jersey Ed. Fac. Au. Rev. (Stevens Institute of Technology), Ser. 2002-C, 5.25%, due 7/1/17 Pre-Refunded 7/1/13 |
7,875 |
ß |
||||||||||||||
9,263 |
|||||||||||||||||
New York (6.6%) |
|||||||||||||||||
740 |
Lyons Comm. Hlth. Initiatives Corp. Fac. Rev., Ser. 2004, 5.50%, due 9/1/14 |
836 |
|||||||||||||||
3,250 |
New York City G.O., Ser. 2002-C, 5.50%, due 8/1/15 |
3,548 |
|||||||||||||||
2,580 |
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured), 5.50%, due 6/1/14 |
2,565 |
ß |
||||||||||||||
650 |
New York City IDA Civic Fac. Rev. (Vaughn College of Aeronautics and Technology), Ser. 2006-A, 5.00%, due 12/1/21 |
498 |
ß |
||||||||||||||
2,750 |
New York City IDA Liberty Rev. (7 World Trade Ctr., LLC Proj.), Ser. 2005-A, 6.25%, due 3/1/15 |
2,432 |
|||||||||||||||
1,100 |
New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19 |
1 |
#‡ |
||||||||||||||
1,700 |
New York St. Dorm. Au. Personal Income Tax Rev., Ser. 2003-A, 5.38%, due 3/15/20 Pre-Refunded 3/15/13 |
1,953 |
|||||||||||||||
2,000 |
New York St. Urban Dev. Corp. Rev., Ser. 2008-D, 5.25%, due 1/1/20 |
2,157 |
|||||||||||||||
3,000 |
Tobacco Settlement Fin. Corp., Ser. 2003-B-1C, 5.50%, due 6/1/21 |
3,105 |
|||||||||||||||
17,095 |
|||||||||||||||||
North Carolina (0.4%) |
|||||||||||||||||
1,000 |
Oak Island Enterprise Sys. Rev., Ser. 2009, 5.63%, due 6/1/24 |
1,035 |
|||||||||||||||
North Dakota (1.6%) |
|||||||||||||||||
4,100 |
Fargo Hlth. Sys. Rev. (Meritcare Obligated Group), Ser. 2002-A, (AMBAC Insured), 5.63%, due 6/1/17 |
4,186 |
ß |
||||||||||||||
Ohio (1.5%) |
|||||||||||||||||
3,760 |
Ohio St. Air Quality Dev. Au. Env. Imp. Ref. Rev. (USX Corp. Proj.), Ser. 1995, 5.00%, due 11/1/15 Putable 11/1/11 |
3,834 |
µß |
||||||||||||||
Oregon (0.6%) |
|||||||||||||||||
1,500 |
Oregon St. G.O. (Veterans Welfare), Ser. 2007-89B, (LOC: Dexia Credit Locale de France), 0.30%, due 8/3/09 |
1,500 |
µ |
||||||||||||||
Pennsylvania (5.8%) |
|||||||||||||||||
1,765 |
Cumberland Co. West Shore Area Au. Hosp. Rev. (Holy Spirit Hosp. of the Sisters of Christian Charity Proj.), Ser. 2001, 6.05%, due 1/1/19 |
1,716 |
ß |
||||||||||||||
565 |
Delaware River Joint Toll Bridge Comm. Sys. Rev., Ser. 2003, 5.25%, due 7/1/18 Pre-Refunded 7/1/13 |
650 |
|||||||||||||||
435 |
Delaware River Joint Toll Bridge Comm. Sys. Rev. (Unrefunded Bal.), Ser. 2003, 5.25%, due 7/1/18 |
459 |
|||||||||||||||
2,000 |
Lancaster Co. Hosp. Au. Rev. (Brethren Village Proj.), Ser. 2008-A, 6.10%, due 7/1/22 |
1,901 |
ß |
||||||||||||||
2,000 |
Lehigh Co. Gen. Purp. Au. Rev. (KidsPeace Oblig. Group), Ser. 1998, 6.00%, due 11/1/23 |
1,237 |
ß |
||||||||||||||
5,000 |
Montgomery Co. Higher Ed. & Hlth. Au. Hosp. Rev. (Abington Mem. Hosp. Proj.), Ser. 2002-A, 5.00%, due 6/1/19 |
4,942 |
ß |
||||||||||||||
2,000 |
Philadelphia Arpt. Ref. Rev. (Philadelphia Arpt. Sys.), Ser. 1998, (National Public Finance Guarantee Corp. Insured), 5.38%, due 6/15/14 |
2,015 |
|||||||||||||||
1,480 |
Sayre Hlth. Care Fac. Au. Rev., (Guthrie Hlth. Proj.), Ser. 2002-A, 5.75%, due 12/1/21 Pre-Refunded 12/1/11 |
1,658 |
ß |
||||||||||||||
520 |
Sayre Hlth. Care Fac. Au. Rev. (Unrefunded Bal.), (Guthrie Hlth. Proj.), Ser. 2002-A, 5.75%, due 12/1/21 |
526 |
ß |
||||||||||||||
15,104 |
|||||||||||||||||
Puerto Rico (1.2%) |
|||||||||||||||||
3,000 |
Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Subser. 2009-A, 5.00%, due 8/1/39 Putable 8/1/11 |
3,037 |
µ |
||||||||||||||
South Carolina (4.6%) |
|||||||||||||||||
1,100 |
Charleston Co. Sch. Dist. G.O., Ser. 2001, (FSA Insured), 5.00%, due 2/1/18 |
1,150 |
|||||||||||||||
2,140 |
Mt. Pleasant Town Waterworks & Swr. Sys. Ref. & Imp. Rev., Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.25%, due 12/1/17 |
2,318 |
|||||||||||||||
4,665 |
South Carolina St. Pub. Svc. Au. Rev., Ser. 2002-B, (FSA Insured), 5.38%, due 1/1/18 |
4,942 |
|||||||||||||||
3,500 |
Union Co. IDR (Federal Paper Board Co., Inc. Proj.), Ser. 1989, 4.55%, due 11/1/09 |
3,514 |
ß |
||||||||||||||
11,924 |
|||||||||||||||||
|
|
||||||||||||||||
Tennessee (1.3%) |
|||||||||||||||||
1,655 |
Knox Co. Hlth. Ed. & Hsg. Fac. Board Hosp. Fac. Rev., Ser. 2002-A, (FSA Insured), 5.50%, due 1/1/18 Pre-Refunded 1/1/13 |
1,888 |
ß |
||||||||||||||
1,360 |
Knox Co. Hlth. Ed. & Hsg. Fac. Board Hosp. Fac. Rev. (Unrefunded Bal.), Ser. 2002-A, (FSA Insured), 5.50%, due 1/1/18 |
1,479 |
ß |
||||||||||||||
3,367 |
|||||||||||||||||
Texas (23.5%) |
|||||||||||||||||
4,145 |
Anson Ed. Fac. Corp. Std. Hsg. Rev. (Univ. of Texas at Dallas-Waterview Park Proj.), Ser. 2002, (ACA Insured), 5.00%, due 1/1/23 |
2,648 |
ß |
||||||||||||||
865 |
Austin Convention Enterprises, Inc. Convention Ctr. Hotel First Tier Rev., Ser. 2001-A, 6.38%, due 1/1/16 Pre-Refunded 1/1/11 |
921 |
|||||||||||||||
3,600 |
Corpus Christi Tax & Muni. Hotel Occupancy Tax G.O., Ser. 2002, (FSA Insured), 5.50%, due 9/1/17 |
3,873 |
|||||||||||||||
1,935 |
Dallas-Fort Worth Int'l Arpt. Imp. Rev., Ser. 2004-B, (FSA Insured), 5.50%, due 11/1/18 |
1,975 |
|||||||||||||||
1,750 |
Ector Co. Hosp. Dist. Hosp. Rev., Ser. 2002-A, 5.63%, due 4/15/16 |
1,752 |
|||||||||||||||
1,745 |
Ector Co. Hosp. Dist. Hosp. Rev., Ser. 2002-A, 5.63%, due 4/15/17 |
1,747 |
|||||||||||||||
2,300 |
Harris Co. Perm. Imp. Ref. G.O., Ser. 2008-B, 5.00%, due 10/1/19 |
2,603 |
|||||||||||||||
2,900 |
Harris Co. Toll Road Sr. Lien Rev., Ser. 2008-B, 5.00%, due 8/15/33 |
2,896 |
|||||||||||||||
2,210 |
Harris Co. Toll Road Sr. Lien Rev., (Unrefunded Bal.), Ser. 2002, (FSA Insured), 5.38%, due 8/15/16 |
2,423 |
|||||||||||||||
4,790 |
Harris Co. Toll Road Sr. Lien Rev., Ser. 2002, (FSA Insured), 5.38%, due 8/15/16 Pre-Refunded 8/15/12 |
5,420 |
|||||||||||||||
610 |
HFDC Ctr. Texas, Inc. Retirement Fac. Rev., Ser. 2006-A, 5.25%, due 11/1/15 |
538 |
ß |
||||||||||||||
3,235 |
Houston Arpt. Sys. Sub. Lien. Ref. Rev., Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.50%, due 7/1/16 |
3,274 |
|||||||||||||||
4,955 |
Houston Pub. Imp. Ref. G.O., Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.25%, due 3/1/17 |
5,278 |
|||||||||||||||
1,000 |
Houston Pub. Imp. Ref. G.O., Ser. 2008-A, 5.00%, due 3/1/20 |
1,105 |
|||||||||||||||
4,780 |
North Central Hlth. Fac. Dev. Corp. Hosp. Ref. Rev. (Baylor Hlth. Care Sys. Proj.), Ser. 1998, 5.10%, due 5/15/13 |
4,875 |
ß |
||||||||||||||
950 |
Northwest Texas Independent Sch. Dist. Sch. Bldg., Ser. 2002, (PSF Insured), 5.50%, due 8/15/17 Pre-Refunded 2/15/13 |
1,092 |
|||||||||||||||
50 |
Northwest Texas Independent Sch. Dist. Sch. Bldg. (Unrefunded Bal.), Ser. 2002, (PSF Insured), 5.50%, due 8/15/17 |
55 |
|||||||||||||||
20 |
San Antonio Cert. of Obligation G.O., Ser. 2002, 5.00%, due 2/1/14 Pre-Refunded 2/1/12 |
22 |
|||||||||||||||
1,240 |
San Antonio Cert. of Obligation G.O. (Unrefunded Balance), Ser. 2002, 5.00%, due 2/1/14 |
1,337 |
|||||||||||||||
6,795 |
San Antonio Independent Sch. Dist. Unlimited Tax G.O., Ser. 2001-B, (PSF Insured), 5.38%, due 8/15/17 |
7,223 |
|||||||||||||||
500 |
San Leanna Ed. Fac. Corp. Higher Ed. Ref. Rev., (St. Edwards Univ. Proj.), Ser. 2007, 5.00%, due 6/1/19 |
483 |
ß |
||||||||||||||
910 |
Southmost Reg. Wtr. Au. Wtr. Supply Contract Rev., Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/19 Pre-Refunded 9/1/12 |
1,035 |
|||||||||||||||
1,000 |
Southmost Reg. Wtr. Au. Wtr. Supply Contract Rev. (Unrefunded Bal.), Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/19 |
1,050 |
|||||||||||||||
4,200 |
Tarrant Reg. Wtr. Dist. Wtr. Ref. & Imp. Rev., Ser. 2002, (FSA Insured), 5.38%, due 3/1/16 |
4,630 |
|||||||||||||||
300 |
Texas Std. Hsg. Corp. Std. Hsg. Rev. (Midwestern St. Univ. Proj.), Ser. 2002, 5.50%, due 9/1/12 |
318 |
|||||||||||||||
1,000 |
Trinity River Au. Imp. & Ref. Rev. (Tarrant Co. Wtr. Proj.), Ser. 2003, (National Public Finance Guarantee Corp. Insured), 5.50%, due 2/1/16 Pre-Refunded 2/1/13 |
1,146 |
|||||||||||||||
1,085 |
Tyler Hlth. Fac. Dev. Corp. Hosp. Rev. (Mother Frances Hosp. Reg. Hlth. Care Ctr. Proj.), Ser. 2003, 5.25%, due 7/1/13 |
1,064 |
|||||||||||||||
60,783 |
|||||||||||||||||
Utah (0.5%) |
|||||||||||||||||
1,200 |
Uintah Co. Muni. Bldg. Au. Lease Rev., Ser. 2008, 5.25%, due 6/1/20 |
1,275 |
|||||||||||||||
|
|
||||||||||||||||
Virginia (1.1%) |
|||||||||||||||||
2,620 |
Peninsula Ports Au. Res. Care Fac. Ref. Rev. (VA Baptist Homes), Ser. 2006-C, 5.25%, due 12/1/21 |
2,068 |
ß |
||||||||||||||
1,000 |
Virginia Beach Dev. Au. Residential Care Fac. Mtge. Ref. Rev. (Westminster-Canterbury of Hampton Roads, Inc.), Ser. 2005, 5.00%, due 11/1/22 |
794 |
ß |
||||||||||||||
2,862 |
|||||||||||||||||
Washington (8.1%) |
|||||||||||||||||
5,000 |
King & Snohomish Cos. Northshore Sch. Dist. Number 417 G.O., Ser. 2002, (FSA Insured), 5.50%, due 12/1/17 Pre-Refunded 6/1/12 |
5,631 |
|||||||||||||||
6,250 |
Port of Seattle Sub. Lien Rev., Ser. 2002-B, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/16 |
6,380 |
|||||||||||||||
1,000 |
Skagit Co. Pub. Hosp. Dist. Number 1 Ref. Rev., Ser. 2007, 5.63%, due 12/1/25 |
895 |
|||||||||||||||
1,000 |
Skagit Co. Pub. Hosp. Dist. Ref. Rev., Ser. 2003, 6.00%, due 12/1/23 |
949 |
|||||||||||||||
1,625 |
Skagit Co. Pub. Hosp. Dist. Ref. Rev., Ser. 2003, 6.00%, due 12/1/18 |
1,603 |
|||||||||||||||
2,500 |
Tacoma Wtr. Sys. Rev., Ser. 2001, (National Public Finance Guarantee Corp. Insured), 5.13%, due 12/1/19 |
2,594 |
|||||||||||||||
3,125 |
Washington St. Hlth. Care Fac. Au. Rev. (Yakima Valley Mem. Hosp. Assoc.), Ser. 2002, (ACA Insured), 5.00%, due 12/1/17 |
2,867 |
ß |
||||||||||||||
20,919 |
|||||||||||||||||
West Virginia (0.4%) |
|||||||||||||||||
1,000 |
West Virginia Sch. Bldg. Au. Excess Lottery Rev., Ser. 2008, 5.00%, due 7/1/19 |
1,116 |
|||||||||||||||
Wisconsin (7.5%) |
|||||||||||||||||
995 |
Badger Tobacco Asset Securitization Corp. Tobacco Settlement Asset-Backed Rev., Ser. 2002, 6.13%, due 6/1/27 |
1,090 |
|||||||||||||||
1,900 |
Univ. of Wisconsin Hosp. & Clinics Au. Hosp. Rev., Ser. 2002-B, 5.50%, due 4/1/12 |
1,973 |
|||||||||||||||
1,370 |
Wisconsin Hlth. & Ed. Fac. Au. Rev. (Aurora Med. Group, Inc. Proj.), Ser. 1996, (FSA Insured), 6.00%, due 11/15/11 |
1,464 |
ß |
||||||||||||||
1,000 |
Wisconsin Hlth. & Ed. Fac. Au. Rev., (Franciscan Sisters Hlth. Care), Ser. 2007, 5.00%, due 9/1/14 |
990 |
ß |
||||||||||||||
7,205 |
Wisconsin St. G.O., Ser. 2002-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 5/1/17 Pre-Refunded 5/1/12 |
7,997 |
|||||||||||||||
2,780 |
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Kenosha Hosp. & Med. Ctr., Inc. Proj.), Ser. 1999, 5.50%, due 5/15/15 |
2,805 |
ß |
||||||||||||||
3,000 |
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Meriter Hosp., Inc.), Ser. 2009, 5.63%, due 12/1/29 |
2,927 |
Ø |
||||||||||||||
19,246 |
|||||||||||||||||
Wyoming (1.9%) |
|||||||||||||||||
4,895 |
Wyoming Comm. Dev. Au. Hsg. Rev., Ser. 2006-6, 5.00%, due 12/1/21 |
4,806 |
|||||||||||||||
Other (1.5%) |
|||||||||||||||||
2,000 |
MuniMae Subordinated Cumulative Perpetual Preferred Shares, Ser. C, 4.70%, due 6/30/49 Putable 9/30/09 |
1,240 |
ñ |
||||||||||||||
3,000 |
Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37 |
2,590 |
Ñ |
||||||||||||||
3,830 |
|||||||||||||||||
Total Investments (169.0%) (Cost $436,490) |
436,946 |
## |
|||||||||||||||
Cash, receivables and other assets, less liabilities (0.4%) |
977 |
||||||||||||||||
Liquidation Value of Auction Market Preferred Shares [(69.4%)] |
(179,400) |
||||||||||||||||
Total Net Assets Applicable to Common Shareholders (100.0%) |
$258,523 |
See Notes to Schedule of Investments
Notes to Schedule of Investments (Unaudited)
† |
The value of investments in securities by Neuberger Berman California Intermediate Municipal Fund Inc. ("California"), Neuberger Berman Intermediate Municipal Fund Inc. ("Intermediate"), and Neuberger Berman New York Intermediate Municipal Fund Inc. ("New York") (individually a "Fund", and collectively, the "Funds") is determined by Neuberger Berman Management LLC (“Management”) primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include considerations such as: yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions. If a valuation is not available from an independent pricing service, the Funds seek to obtain quotations from principal market makers. If such quotations are not readily available, securities are valued using methods each Fund’s Board of Directors has approved on the belief that they reflect fair value. Numerous factors may be considered when determining the fair value of a security, including available analyst, media or other reports, trading in futures or ADRs and whether the issuer of the security being fair valued has other securities outstanding. Short-term debt securities with less than 60 days until maturity may be valued at cost which, when combined with interest earned, is expected to approximate market value. |
||
In accordance with Financial Accounting Standards Board (“FASB”) Statement of Financial Accounting Standards No. 157, Fair Value Measurements (“FAS 157"), investments held by a Fund are carried at “fair value” on a recurring basis. Fair value is defined as the price that a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs are used in determining the value of the Funds’ investments some of which are discussed above. |
|||
In addition, effective July 31, 2009, the Funds adopted FASB Staff position (“FSP”) No. 157-4, “Determining Fair Value When the Volume and Level of Activity for the Asset or Liability Have Significantly Decreased and Identifying Transactions That Are Not Orderly” (“FSP No. 157-4”). FSP No. 157-4 emphasizes that the objective of fair value measurement described in FAS 157 remains unchanged and provides additional guidance for estimating fair value in accordance with FAS 157 when the volume and level of activity for the asset or liability have significantly decreased, as well as identifying circumstances that indicate that transactions are not orderly. FSP No. 157-4 identifies factors to be considered when determining whether or not a market is inactive and indicates that if a market is determined to be inactive and/or current market prices are reflective of “distressed sales ” significant management judgment may be necessary to estimate fair value in accordance with FAS 157. |
|||
In addition to defining fair value, FAS 157 established a three-tier hierarchy of inputs to establish a classification of fair value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below. |
|||
· |
Level 1 – quoted prices in active markets for identical investments |
||
· |
Level 2 – other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.) |
||
· |
Level 3 – significant unobservable inputs (including the Funds’ own assumptions in determining the fair value of investments) |
||
The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities. |
|||
The following is a summary, by category of Level, of inputs used to value the Funds’ investments as of July 31, 2009: |
|||
Neuberger Berman (000’s omitted)
Investments in Securities: |
Level 1 |
Level 2 |
Level 3 |
Total |
California |
||||
Municipal Debt Securities^ |
$- |
$141,892 |
$- |
$141,892 |
Intermediate |
||||
Municipal Debt Securities^ |
- |
436,946 |
- |
436,946 |
New York |
||||
Municipal Debt Securities^ |
- |
116,029 |
- |
116,029 |
^ |
The Schedule of Investments provides information on the state categorization for the portfolio. |
## |
At July 31, 2009, selected Fund information on a U.S. federal income tax basis was as follows: |
Neuberger Berman |
Cost |
Gross Unrealized Appreciation |
Gross Unrealized Depreciation |
Net Unrealized Appreciation (Depreciation) |
California |
$142,818 |
$2,873 |
$3,799 |
$(926) |
Intermediate |
436,490 |
14,024 |
13,568 |
456 |
New York |
117,667 |
2,249 |
3,887 |
(1,638) |
@ |
At time of investment, municipal securities purchased by the Funds are within the four highest rating categories (with respect to at least 80% of total assets) assigned by a nationally recognized statistical rating organization ("NRSRO") such as Moody's Investors Service, Inc., Standard & Poor's, or Fitch Investors Services, Inc. or, where not rated, are determined by the Funds' investment manager to be of comparable quality. Approximately 73%, 61%, and 65% of the municipal securities held by California, Intermediate, and New York, respectively, have credit enhancement features backing them, which the Funds may rely on, such as letters of credit, insurance, or guarantees. Without these credit enhancement features the securities may or may not meet the quality standards of the Funds. Pre-refunded bonds are supported by securities in escrow issued or guaranteed by the U.S. Government, its agencies, or instrumentalities. The amount escrowed is sufficient to pay the periodic interest due and the principal of these bonds. Putable bonds give the Funds the right to sell back the issue on the date specified. |
ß |
Security is guaranteed by the corporate or non-profit obligor. |
Ø |
All or a portion of this security was purchased on a when-issued basis. At July 31, 2009, these securities amounted to $3,932,000 for Intermediate. |
ñ |
Restricted security subject to restrictions on resale under federal securities laws. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers under Rule 144A under the Securities Act of 1933, as amended, and have been deemed by the investment manager to be liquid. At July 31, 2009, these securities amounted to approximately $3,367,000 or 1.3% of net assets applicable to common shareholders for Intermediate. |
ñ |
These securities have been deemed by the investment manager to be illiquid. At July 31, 2009, these securities amounted to $2,590,000 or 1.0% of net assets applicable to common shareholders for Intermediate. |
ØØ |
All or a portion of this security is segregated in connection with obligations for when-issued purchase commitments. |
µ |
Floating rate securities are securities whose yields vary with a designated market index or market rate. These securities are shown at their current rates as of July 31, 2009. |
a |
Security is subject to a guarantee provided by Bayerische Landesbank, backing 100% of the total principal. |
p |
Security is subject to a guarantee provided by Dexia Credit Locale de France, backing 100% of the total principal. |
‡ |
Security is in default. |
# |
Restricted security subject to restrictions on resale under federal securities laws. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers under Rule 144A under the Securities Act of 1933, as amended, and have been deemed by the investment manager to be illiquid and restricted. At July 31, 2009, these securities amounted to approximately $1,000 or 0.0% of net assets applicable to common shareholders for Intermediate and approximately $1,000 or 0.0% of net assets applicable to common shareholders for New York. |
(000’s omitted) |
Restricted Security |
Acquisition Date |
Acquisition Cost |
Acquisition |
Value as of July 31, 2009 |
Fair Value Percentage of Net Assets Applicable to Common Shareholders as of July 31, 2009 |
Intermediate |
New York Liberty due 2/15/19 |
8/4/2006 |
$1,100 |
0.4% |
$1 |
0.0% |
New York |
New York Liberty Ser. 2006-A, 6.13%, due 2/15/19 |
8/4/2006 |
660 |
0.8 |
1 |
0.0% |
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent shareholder reports.
Item 2. Controls and Procedures.
(a) |
Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (“1940 Act”)), as of a date within 90 days of the filing date of this document, the Chief Executive Officer and Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-CSR and Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure. |
(b) |
There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting. |
Item 3. Exhibits
The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Intermediate Municipal Fund Inc.
By: |
/s/ Robert Conti |
|
Robert Conti |
||
Chief Executive Officer |
Date: September 22, 2009
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
By: |
/s/ Robert Conti |
|
Robert Conti |
||
Chief Executive Officer |
||
Date: September 22, 2009 |
||
By: |
/s/ John M. McGovern |
|
John M. McGovern |
||
Treasurer and Principal Financial |
||
and Accounting Officer |
||
Date: September 22, 2009 |