UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Neuberger Berman Group LLC 605 THIRD AVENUE NEW YORK, NY 10158 |
 |  |  | Affil. of Inv. Adv. |
/s/ Joseph V. Amato, President | 08/05/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Neuberger Berman Group LLC is filing this Form 3 on its own behalf and on behalf of all its subsidiaries other than Neuberger Berman LLC and Neuberger Berman Management LLC, each of which is a Reporting Person with respect to the Issuer and has filed individual reports on Form 3. |
(2) | The Reporting Person is filing this Report solely because it is a control person of the Issuer's Investment Adviser and Sub-Adviser. |
(3) | Does not include 6,981 shares of Issuer's common stock owned by the Reporting Person's wholly owned subsidiary, Neuberger Berman LLC, which filed an individual report. |