U.S. SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL |
|||||||||||||||||||||
|
||||||||||||||||||||||
|
||||||||||||||||||||||
1. Name and Address of Reporting Person* |
|
|
||||||||||||||||||||
Rankin |
William |
George |
UQM Technologies, Inc. "UQM" |
X_ Director ____ 10% Owner |
||||||||||||||||||
7501 Miller Drive |
|
4. Statement for
|
X_ Officer ____ Other Chairman and President |
|||||||||||||||||||
Frederick |
Colorado (State) |
|
||||||||||||||||||||
5 If Amendment, Date of Original (Month/Day/Year) |
|
|||||||||||||||||||||
|
||||||||||||||||||||||
Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||||||||||
1. Title of Security |
2.Transaction Date (Month/ Day/ Year) |
2A. (Month/ Day/ Year) |
3. Transaction Code (Instr. 8) |
|
5. Amount of Securities Beneficially Owned Following Reporting Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) |
|
|||||||||||||||
Code |
V |
Amount |
(A) |
Price |
(Instr. 4) |
|
||||||||||||||||
Common Stock |
11/19/02 |
N/A |
S |
20,000 shares |
D |
$2.55 |
74,000 |
D |
N/A |
|||||||||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Control number.
1. Title of Derivative Security |
2. Conver- |
3. Trans- |
3A. |
4. Trans- |
5. Number of Derivative Securities Acquired (A) or Disposed
of (D) |
6. Date Exer- |
7. Title and Amount of Underlying Securities |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10.Ownership Form of Derivative Security Direct (D) or
Indirect (I) |
11.Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Date Exer- |
Expir- |
Title |
Amount or Number of Shares |
||||||||||||
Code |
V |
(A) |
(D) |
||||||||||||
828,673 |
D |
N/A |
|||||||||||||
Explanation of Responses:
* Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
/s/ William G. Rankin | *November 21, 2002 |
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | **Signature of Reporting Person | Date |
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.