☒ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
☐ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Page | |
Financial Statements: | |
Supplemental Information | |
Exhibit: | |
2017 | 2016 | ||||||||||||
Assets: | |||||||||||||
Investments at fair value: | |||||||||||||
Costco Wholesale Corporation common stock | $ | 5,507,519 | $ | 4,606,549 | |||||||||
Common commingled trust funds | 3,857,434 | 2,920,636 | |||||||||||
Separately managed accounts | 2,197,607 | 1,742,565 | |||||||||||
Registered investment company funds | 1,255,566 | 995,090 | |||||||||||
Investments at contract value: | |||||||||||||
Fully benefit-responsive investment contracts | 1,181,089 | 1,170,622 | |||||||||||
Total investments | 13,999,215 | 11,435,462 | |||||||||||
Receivables: | |||||||||||||
Notes receivable from participants | 484,852 | 454,622 | |||||||||||
Employer contributions (net of forfeitures) | 324,291 | 300,230 | |||||||||||
Total receivables | 809,143 | 754,852 | |||||||||||
Non-interest bearing cash | 482 | 2,218 | |||||||||||
Net assets available for benefits | $ | 14,808,840 | $ | 12,192,532 |
2017 | |||||||||
Net investment income: | |||||||||
Net appreciation of investments | $ | 1,937,850 | |||||||
Interest | 24,944 | ||||||||
Dividends | 313,398 | ||||||||
Total net investment income | 2,276,192 | ||||||||
Interest on notes receivable from participants | 21,831 | ||||||||
Contributions to the Plan: | |||||||||
Employee | 535,788 | ||||||||
Employer (net of forfeitures) | 384,953 | ||||||||
Total contributions | 920,741 | ||||||||
Distributions to participants and other | (602,456 | ) | |||||||
Net increase in net assets available for benefits | 2,616,308 | ||||||||
Net assets available for benefits, beginning of year | 12,192,532 | ||||||||
Net assets available for benefits, end of year | $ | 14,808,840 |
(1) | Plan Description |
(a) | Employee Contributions |
(b) | Employer Contributions |
(1) | Covered by the Teamster Agreements |
(2) | Other eligible employment (not covered by the Teamsters Agreements) |
(c) | Participants’ Accounts |
(d) | Vesting |
Years of service | Percentage vested | |||||||
Under 2 years | 0% | |||||||
2 years | 20% | |||||||
3 years | 40% | |||||||
4 years | 60% | |||||||
5 years | 100% |
(e) | Forfeitures |
(f) | Investment Options |
(g) | Distributions |
(h) | Notes Receivable from Participants |
(i) | Trustee and Plan Administrator |
(j) | Administrative and Investment Expenses |
(2) | Summary of Significant Accounting Policies |
(a) | Basis of Accounting |
(b) | Use of Estimates |
(c) | Investment Valuation and Income Recognition |
(d) | Notes Receivable from Participants |
(e) | Distribution of Benefits |
(3) | Fully Benefit-Responsive Investment Contracts |
Fully benefit-responsive investment contracts (in thousands) | |||||||||||||
2017 | 2016 | ||||||||||||
SIC | $ | 995,843 | $ | 984,996 | |||||||||
SAC | 185,246 | 185,626 | |||||||||||
Total fully benefit-responsive investment contracts | $ | 1,181,089 | $ | 1,170,622 |
(4) | Fair Value Measurement |
December 31, 2017: | Level 1 | Level 2 | Level 3 | Total | |||||||||||
Investments measured at fair value: | |||||||||||||||
Costco Wholesale Corporation common stock | $ | 5,507,519 | $ | — | $ | — | $ | 5,507,519 | |||||||
Common commingled trust funds | 3,857,434 | — | — | 3,857,434 | |||||||||||
Separately managed accounts | 2,197,607 | — | — | 2,197,607 | |||||||||||
Registered investment company funds | 1,255,566 | — | — | 1,255,566 | |||||||||||
Total investments in fair value hierarchy | $ | 12,818,126 | $ | — | $ | — | $ | 12,818,126 |
December 31, 2016: | Level 1 | Level 2 | Level 3 | Total | |||||||||||
Investments measured at fair value: | |||||||||||||||
Costco Wholesale Corporation common stock | $ | 4,606,549 | $ | — | $ | — | $ | 4,606,549 | |||||||
Common commingled trust funds | 2,920,636 | — | — | 2,920,636 | |||||||||||
Separately managed accounts | 1,742,565 | — | — | 1,742,565 | |||||||||||
Registered investment company funds | 995,090 | — | — | 995,090 | |||||||||||
Total investments in fair value hierarchy | $ | 10,264,840 | $ | — | $ | — | $ | 10,264,840 |
(5) | Plan Termination |
(6) | Tax Status |
(7) | Party-in-Interest and Related Party Transactions |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Registered investment company and common commingled trust funds: | |||||||||||||
American Funds | New Perspective Fund R6 | ** | $ | 285,388 | |||||||||
PIMCO | Income Institutional | ** | 403,135 | ||||||||||
* T. Rowe Price | Retirement Balanced Trust E | ** | 23,766 | ||||||||||
* T. Rowe Price | TRP Ret 2005 Active Trust E | ** | 14,968 | ||||||||||
* T. Rowe Price | TRP Ret 2010 Active Trust E | ** | 41,025 | ||||||||||
* T. Rowe Price | TRP Ret 2015 Active Trust E | ** | 126,593 | ||||||||||
* T. Rowe Price | TRP Ret 2020 Active Trust E | ** | 346,648 | ||||||||||
* T. Rowe Price | TRP Ret 2025 Active Trust E | ** | 497,935 | ||||||||||
* T. Rowe Price | TRP Ret 2030 Active Trust E | ** | 515,235 | ||||||||||
* T. Rowe Price | TRP Ret 2035 Active Trust E | ** | 433,273 | ||||||||||
* T. Rowe Price | TRP Ret 2040 Active Trust E | ** | 538,160 | ||||||||||
* T. Rowe Price | TRP Ret 2045 Active Trust E | ** | 607,379 | ||||||||||
* T. Rowe Price | TRP Ret 2050 Active Trust E | ** | 332,208 | ||||||||||
* T. Rowe Price | TRP Ret 2055 Active Trust E | ** | 345,972 | ||||||||||
* T. Rowe Price | TRP Ret 2060 Active Trust E | ** | 34,273 | ||||||||||
Vanguard | Total International Stock Index DX Institutional | ** | 16,696 | ||||||||||
Vanguard | Total Bond Market Index Fund Institutional | ** | 52,390 | ||||||||||
Vanguard | Institutional Index, Plus | ** | 497,956 | ||||||||||
Total registered investment company and common commingled trust funds | 5,113,000 | ||||||||||||
Separately managed accounts: | |||||||||||||
Mid-Cap Growth Portfolio: | |||||||||||||
Acadia Healthcare Co Inc. | Common Stock | ** | 3,066 | ||||||||||
Acuity Brands Inc. | Common Stock | ** | 4,574 | ||||||||||
Agilent Technologies Inc. | Common Stock | ** | 15,931 | ||||||||||
Air Products & Chemicals Inc. | Common Stock | ** | 11,152 | ||||||||||
Alkermes Plc | Common Stock | ** | 10,230 | ||||||||||
Allegion Plc | Common Stock | ** | 8,111 | ||||||||||
Alnylam Pharmaceuticals Inc. | Common Stock | ** | 7,365 | ||||||||||
Aramark | Common Stock | ** | 7,006 | ||||||||||
Arc Resources Ltd | Common Stock | ** | 2,492 | ||||||||||
Ardagh Group SA | Common Stock | ** | 380 | ||||||||||
Ashland Global Holdings Inc. | Common Stock | ** | 3,914 | ||||||||||
Athena Health Inc. | Common Stock | ** | 1,995 | ||||||||||
Atlassian Corp Plc-Class A | Common Stock | ** | 5,596 | ||||||||||
Ball Corp | Common Stock | ** | 11,614 | ||||||||||
Bioverativ Inc. | Common Stock | ** | 2,264 | ||||||||||
Black Knight Inc. | Common Stock | ** | 6,708 | ||||||||||
Bruker Corp | Common Stock | ** | 10,737 | ||||||||||
Burlington Stores Inc. | Common Stock | ** | 6,271 | ||||||||||
Bwx Technologies Inc. | Common Stock | ** | 3,376 | ||||||||||
Carmax Inc. | Common Stock | ** | 7,051 | ||||||||||
Casey's General Stores Inc. | Common Stock | ** | 6,042 | ||||||||||
Catalent Inc. | Common Stock | ** | 8,335 | ||||||||||
Cboe Global Markets Inc. | Common Stock | ** | 12,577 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Cdk Global Inc. | Common Stock | ** | 5,557 | ||||||||||
Centennial Resource Development - A | Common Stock | ** | 2,593 | ||||||||||
Centennial Resource Development Inc. | Common Stock | ** | 633 | ||||||||||
Coherent Inc. | Common Stock | ** | 4,231 | ||||||||||
Colfax Corp | Common Stock | ** | 6,339 | ||||||||||
Conagra Brands Inc. | Common Stock | ** | 4,443 | ||||||||||
Concho Resources Inc. | Common Stock | ** | 7,657 | ||||||||||
Cooper Cos Inc./The | Common Stock | ** | 14,809 | ||||||||||
Corelogic Inc. | Common Stock | ** | 7,990 | ||||||||||
Corning Inc. | Common Stock | ** | 1,087 | ||||||||||
Costar Group Inc. | Common Stock | ** | 5,164 | ||||||||||
Csra Inc. | Common Stock | ** | 6,310 | ||||||||||
Dentsply Sirona Inc. | Common Stock | ** | 6,185 | ||||||||||
Dexcom Inc. | Common Stock | ** | 3,384 | ||||||||||
Dollar General Corp | Common Stock | ** | 17,384 | ||||||||||
Dunkin' Brands Group Inc. | Common Stock | ** | 5,671 | ||||||||||
Electronic Arts Inc. | Common Stock | ** | 6,826 | ||||||||||
Envision Healthcare Corp | Common Stock | ** | 8,118 | ||||||||||
Equifax Inc. | Common Stock | ** | 6,011 | ||||||||||
Expedia Inc. | Common Stock | ** | 5,028 | ||||||||||
Ferrari Nv | Common Stock | ** | 3,668 | ||||||||||
Fidelity National Info Serv | Common Stock | ** | 5,643 | ||||||||||
Fifth Third Bancorp | Common Stock | ** | 5,246 | ||||||||||
Fiserv Inc. | Common Stock | ** | 17,825 | ||||||||||
Fleetcor Technologies Inc. | Common Stock | ** | 6,732 | ||||||||||
FNF Group | Common Stock | ** | 14,629 | ||||||||||
Fortive Corp | Common Stock | ** | 9,184 | ||||||||||
Franco-Nevada Corp | Common Stock | ** | 5,434 | ||||||||||
Gardner Denver Holdings Inc. | Common Stock | ** | 3,866 | ||||||||||
Gartner Inc. | Common Stock | ** | 4,185 | ||||||||||
Global Payments Inc. | Common Stock | ** | 11,121 | ||||||||||
Guidewire Software Inc. | Common Stock | ** | 3,117 | ||||||||||
Harris Corp | Common Stock | ** | 14,441 | ||||||||||
Hd Supply Holdings Inc. | Common Stock | ** | 8,162 | ||||||||||
Henry Schein Inc. | Common Stock | ** | 5,937 | ||||||||||
Hologic Inc. | Common Stock | ** | 17,348 | ||||||||||
Hunt (Jb) Transprt Svcs Inc. | Common Stock | ** | 2,758 | ||||||||||
Iac/Interactivecorp | Common Stock | ** | 8,311 | ||||||||||
Idex Corp | Common Stock | ** | 16,396 | ||||||||||
Idexx Laboratories Inc. | Common Stock | ** | 1,876 | ||||||||||
IHS Markit Ltd | Common Stock | ** | 6,814 | ||||||||||
Illumina Inc. | Common Stock | ** | 5,460 | ||||||||||
Incyte Corp | Common Stock | ** | 3,589 | ||||||||||
Intuitive Surgical Inc. | Common Stock | ** | 2,553 | ||||||||||
Iqvia Holdings Inc. | Common Stock | ** | 5,969 | ||||||||||
Kansas City Southern | Common Stock | ** | 6,310 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Kar Auction Services Inc. | Common Stock | ** | 6,866 | ||||||||||
Keysight Technologies Inc. | Common Stock | ** | 14,179 | ||||||||||
Kla-Tencor Corp | Common Stock | ** | 2,625 | ||||||||||
L Brands Inc. | Common Stock | ** | 2,528 | ||||||||||
Marketaxess Holdings Inc. | Common Stock | ** | 3,008 | ||||||||||
Marriott International -Cl A | Common Stock | ** | 15,059 | ||||||||||
Martin Marietta Materials | Common Stock | ** | 5,523 | ||||||||||
Marvell Technology Group Ltd | Common Stock | ** | 7,811 | ||||||||||
Match Group Inc. | Common Stock | ** | 2,848 | ||||||||||
Maxar Technologies Ltd | Common Stock | ** | 6,229 | ||||||||||
Mednax Inc. | Common Stock | ** | 7,264 | ||||||||||
Mgm Resorts International | Common Stock | ** | 8,143 | ||||||||||
Michaels Cos Inc./The | Common Stock | ** | 4,086 | ||||||||||
Microchip Technology Inc. | Common Stock | ** | 17,919 | ||||||||||
Microsemi Corp | Common Stock | ** | 3,046 | ||||||||||
MSCI Inc. | Common Stock | ** | 4,300 | ||||||||||
National Instruments Corp | Common Stock | ** | 2,871 | ||||||||||
Norwegian Cruise Line Holdings | Common Stock | ** | 15,435 | ||||||||||
O'Reilly Automotive Inc. | Common Stock | ** | 8,174 | ||||||||||
Progressive Corp | Common Stock | ** | 14,298 | ||||||||||
PVH Corp | Common Stock | ** | 4,251 | ||||||||||
Red Hat Inc. | Common Stock | ** | 12,244 | ||||||||||
Rockwell Collins Inc. | Common Stock | ** | 2,304 | ||||||||||
Roper Technologies Inc. | Common Stock | ** | 17,603 | ||||||||||
Royal Caribbean Cruises Ltd | Common Stock | ** | 4,054 | ||||||||||
Rpm International Inc. | Common Stock | ** | 7,126 | ||||||||||
Sage Therapeutics Inc. | Common Stock | ** | 165 | ||||||||||
Seattle Genetics Inc. | Common Stock | ** | 2,246 | ||||||||||
Sensata Technologies Holding | Common Stock | ** | 16,347 | ||||||||||
Servicemaster Global Holding | Common Stock | ** | 4,527 | ||||||||||
Servicenow Inc. | Common Stock | ** | 2,216 | ||||||||||
Shopify Inc - Class A | Common Stock | ** | 2,019 | ||||||||||
SLM Corp | Common Stock | ** | 3,637 | ||||||||||
Splunk Inc. | Common Stock | ** | 6,293 | ||||||||||
Sprouts Farmers Market Inc. | Common Stock | ** | 5,014 | ||||||||||
Ss&C Technologies Holdings | Common Stock | ** | 5,503 | ||||||||||
Symantec Corporation | Common Stock | ** | 5,693 | ||||||||||
Tableau Software Inc.-Cl A | Common Stock | ** | 4,219 | ||||||||||
Tapestry Inc. | Common Stock | ** | 17,197 | ||||||||||
Td Ameritrade Holding Corp | Common Stock | ** | 14,412 | ||||||||||
Teleflex Inc. | Common Stock | ** | 23,378 | ||||||||||
Tesaro Inc. | Common Stock | ** | 994 | ||||||||||
Textron Inc. | Common Stock | ** | 22,851 | ||||||||||
Transunion | Common Stock | ** | 7,746 | ||||||||||
Treehouse Foods Inc. | Common Stock | ** | 5,833 | ||||||||||
Tripadvisor Inc. | Common Stock | ** | 2,618 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Ulta Beauty Inc. | Common Stock | ** | 4,024 | ||||||||||
United Continental Holdings | Common Stock | ** | 5,794 | ||||||||||
Vail Resorts Inc. | Common Stock | ** | 6,159 | ||||||||||
Valvoline Inc. | Common Stock | ** | 9,343 | ||||||||||
Vantiv Inc. - Cl A | Common Stock | ** | 12,497 | ||||||||||
Veeva Systems Inc.-Class A | Common Stock | ** | 2,321 | ||||||||||
Venture Global Lng, Inc., Series C | Common Stock | ** | 961 | ||||||||||
Verisign Inc. | Common Stock | ** | 5,834 | ||||||||||
Verisk Analytics Inc. | Common Stock | ** | 10,075 | ||||||||||
Vertex Pharmaceuticals Inc. | Common Stock | ** | 3,894 | ||||||||||
Waste Connections Inc. | Common Stock | ** | 10,707 | ||||||||||
We Work Companies Class A | Common Stock | ** | 563 | ||||||||||
Webster Financial Corp | Common Stock | ** | 3,031 | ||||||||||
West Pharmaceutical Services | Common Stock | ** | 5,030 | ||||||||||
Willis Towers Watson Plc | Common Stock | ** | 15,363 | ||||||||||
Workday Inc.-Class A | Common Stock | ** | 8,034 | ||||||||||
Xilinx Inc. | Common Stock | ** | 10,243 | ||||||||||
Xylem Inc. | Common Stock | ** | 8,794 | ||||||||||
Zillow Group Inc. - A | Common Stock | ** | 692 | ||||||||||
Zillow Group Inc. - C | Common Stock | ** | 695 | ||||||||||
Zoetis Inc. | Common Stock | ** | 6,120 | ||||||||||
* T. Rowe Price Tre Res Fund | Money Market Security | ** | 21,311 | ||||||||||
Roofoods Limited (Deliveroo) | Mutual Fund | ** | 1,350 | ||||||||||
Collective Us Govt Stif 5 Bps | Bond | ** | 2,115 | ||||||||||
Large Cap Value Portfolio: | |||||||||||||
Abbott Laboratories | Common Stock | ** | 1,701 | ||||||||||
Aetna Inc. | Common Stock | ** | 4,778 | ||||||||||
Agilent Technologies Inc. | Common Stock | ** | 1,766 | ||||||||||
American Airlines Group I | Common Stock | ** | 2,285 | ||||||||||
American Electric Power | Common Stock | ** | 2,961 | ||||||||||
American International Group | Common Stock | ** | 1,680 | ||||||||||
Ameriprise Financial Inc. | Common Stock | ** | 369 | ||||||||||
Andeavor | Common Stock | ** | 1,367 | ||||||||||
Anthem Inc. | Common Stock | ** | 2,651 | ||||||||||
Apple Inc. | Common Stock | ** | 1,106 | ||||||||||
Applied Materials Inc. | Common Stock | ** | 955 | ||||||||||
Atmos Energy Corp | Common Stock | ** | 555 | ||||||||||
Ball Corp | Common Stock | ** | 1,269 | ||||||||||
Bank Of New York Mellon Corp | Common Stock | ** | 2,402 | ||||||||||
Becton Dickinson And Co | Common Stock | ** | 3,095 | ||||||||||
Biogen Inc. | Common Stock | ** | 587 | ||||||||||
Boeing Co/The | Common Stock | ** | 3,409 | ||||||||||
Boston Scientific Corp | Common Stock | ** | 352 | ||||||||||
Cf Industries Holdings Inc. | Common Stock | ** | 1,424 | ||||||||||
CSX Corp | Common Stock | ** | 286 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
CVS Health Corp | Common Stock | ** | 1,348 | ||||||||||
Canadian Natural Resources | Common Stock | ** | 668 | ||||||||||
Charter Communications Inc.-A | Common Stock | ** | 863 | ||||||||||
Chevron Corp | Common Stock | ** | 2,459 | ||||||||||
Cisco Systems Inc. | Common Stock | ** | 2,191 | ||||||||||
Citigroup Inc. | Common Stock | ** | 5,370 | ||||||||||
Comcast Corp-Class A | Common Stock | ** | 660 | ||||||||||
Cooper Cos Inc./The | Common Stock | ** | 958 | ||||||||||
Crown Castle Intl Corp | Common Stock | ** | 2,019 | ||||||||||
Dte Energy Company | Common Stock | ** | 1,477 | ||||||||||
Danaher Corp | Common Stock | ** | 2,374 | ||||||||||
Delta Air Lines Inc. | Common Stock | ** | 2,536 | ||||||||||
Devon Energy Corp | Common Stock | ** | 393 | ||||||||||
Dowdupont Inc. | Common Stock | ** | 2,550 | ||||||||||
Eog Resources Inc. | Common Stock | ** | 3,480 | ||||||||||
Eastman Chemical Co | Common Stock | ** | — | ||||||||||
Encana Corp | Common Stock | ** | 185 | ||||||||||
Entergy Corp | Common Stock | ** | 895 | ||||||||||
Eversource Energy | Common Stock | ** | 2,021 | ||||||||||
Exelon Corp | Common Stock | ** | 650 | ||||||||||
Express Scripts Holding Co | Common Stock | ** | 537 | ||||||||||
Fifth Third Bancorp | Common Stock | ** | 2,369 | ||||||||||
Fortune Brands Home & Securities | Common Stock | ** | 1,067 | ||||||||||
Gilead Sciences Inc. | Common Stock | ** | 1,461 | ||||||||||
Hca Healthcare Inc. | Common Stock | ** | 619 | ||||||||||
Harris Corp | Common Stock | ** | 1,720 | ||||||||||
Hologic Inc. | Common Stock | ** | 1,517 | ||||||||||
Honeywell International Inc. | Common Stock | ** | 2,774 | ||||||||||
Intercontinental Exchange Inc. | Common Stock | ** | 2,038 | ||||||||||
International Paper Co | Common Stock | ** | 2,895 | ||||||||||
Jpmorgan Chase & Co | Common Stock | ** | 12,788 | ||||||||||
Johnson & Johnson | Common Stock | ** | 2,178 | ||||||||||
Keycorp | Common Stock | ** | 2,657 | ||||||||||
Keysight Technologies Inc. | Common Stock | ** | 1,376 | ||||||||||
L Brands Inc. | Common Stock | ** | 1,026 | ||||||||||
Lennar Corp-A | Common Stock | ** | 1,502 | ||||||||||
Magna International Inc. | Common Stock | ** | 1,885 | ||||||||||
Marathon Petroleum Corp | Common Stock | ** | 1,924 | ||||||||||
Marsh & McLennan Cos | Common Stock | ** | 2,316 | ||||||||||
Merck & Co. Inc. | Common Stock | ** | 5,213 | ||||||||||
Metlife Inc. | Common Stock | ** | 845 | ||||||||||
Microsoft Corp | Common Stock | ** | 10,944 | ||||||||||
Morgan Stanley | Common Stock | ** | 4,346 | ||||||||||
Nextera Energy Inc. | Common Stock | ** | 3,201 | ||||||||||
Nisource Inc. | Common Stock | ** | 849 | ||||||||||
Noble Energy Inc. | Common Stock | ** | 882 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Occidental Petroleum Corp | Common Stock | ** | 2,183 | ||||||||||
P G & E Corp | Common Stock | ** | 1,137 | ||||||||||
PNC Financial Services Group | Common Stock | ** | 3,185 | ||||||||||
PPG Industries Inc. | Common Stock | ** | 146 | ||||||||||
Pepsico Inc. | Common Stock | ** | — | ||||||||||
Pfizer Inc. | Common Stock | ** | 3,435 | ||||||||||
Philip Morris International | Common Stock | ** | 5,271 | ||||||||||
Priceline Group Inc./The | Common Stock | ** | 851 | ||||||||||
Qualcomm Inc. | Common Stock | ** | 3,436 | ||||||||||
Roper Technologies Inc. | Common Stock | ** | 1,485 | ||||||||||
Sempra Energy | Common Stock | ** | 2,116 | ||||||||||
Southern Co/The | Common Stock | ** | 2,624 | ||||||||||
Stanley Black & Decker Inc. | Common Stock | ** | 2,222 | ||||||||||
State Street Corp | Common Stock | ** | 2,055 | ||||||||||
Steel Dynamics Inc. | Common Stock | ** | 208 | ||||||||||
Stericycle Inc. | Common Stock | ** | 960 | ||||||||||
Stryker Corp | Common Stock | ** | 2,188 | ||||||||||
Symantec Corporation | Common Stock | ** | 2,068 | ||||||||||
Synopsys Inc. | Common Stock | ** | 1,923 | ||||||||||
Synchrony Financial | Common Stock | ** | 1,569 | ||||||||||
Texas Instruments Inc. | Common Stock | ** | 699 | ||||||||||
Thermo Fisher Scientific Inc. | Common Stock | ** | 1,229 | ||||||||||
Total Sa-Spon Adr | Common Stock | ** | 2,133 | ||||||||||
Transcanada Corp | Common Stock | ** | 4,325 | ||||||||||
Twenty-First Century Fox - B | Common Stock | ** | 2,230 | ||||||||||
Tyson Foods Inc.-Cl A | Common Stock | ** | 11,492 | ||||||||||
US Bancorp | Common Stock | ** | 2,254 | ||||||||||
United Parcel Service-Cl B | Common Stock | ** | 2,483 | ||||||||||
United Technologies Corp | Common Stock | ** | 1,076 | ||||||||||
Verizon Communications Inc. | Common Stock | ** | 4,883 | ||||||||||
Voya Financial Inc. | Common Stock | ** | 712 | ||||||||||
Vulcan Materials Co | Common Stock | ** | 74 | ||||||||||
Wal-Mart Stores Inc. | Common Stock | ** | 4,599 | ||||||||||
Wells Fargo & Co | Common Stock | ** | 7,735 | ||||||||||
Westar Energy Inc. | Common Stock | ** | 1,852 | ||||||||||
Weyerhaeuser Co | Common Stock | ** | 1,054 | ||||||||||
Bunge Ltd | Common Stock | ** | 974 | ||||||||||
Johnson Controls International | Common Stock | ** | 2,786 | ||||||||||
Medtronic Plc | Common Stock | ** | 3,517 | ||||||||||
Norwegian Cruise Line Holdings | Common Stock | ** | 1,727 | ||||||||||
Willis Towers Watson Plc | Common Stock | ** | 1,205 | ||||||||||
Perrigo Co Plc | Common Stock | ** | 1,120 | ||||||||||
Xl Group Ltd | Common Stock | ** | 1,895 | ||||||||||
Chubb Ltd | Common Stock | ** | 4,338 | ||||||||||
Te Connectivity Ltd | Common Stock | ** | 897 | ||||||||||
Broadcom Ltd | Common Stock | ** | 3,488 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
British American Tobacco Plc | Foreign Stock | ** | 1,311 | ||||||||||
Glaxosmithkline Plc | Foreign Stock | ** | 327 | ||||||||||
Muenchener Rueckver Ag-Reg | Foreign Stock | ** | 1,145 | ||||||||||
Becton Dickinson And Co | Preferred Stock | ** | 542 | ||||||||||
Nextera Energy Inc. | Preferred Stock | ** | 952 | ||||||||||
Us Govt Stif 5 Bps | Money Market Securities | ** | 2,403 | ||||||||||
* T. Rowe Price Gov Res Fund | Mutual Funds | ** | 2 | ||||||||||
Small-Cap Core Portfolio: | |||||||||||||
2U Inc. | Common Stock | ** | 1,132 | ||||||||||
Aaon Inc. | Common Stock | ** | 758 | ||||||||||
Acadia Healthcare Co Inc. | Common Stock | ** | 1,073 | ||||||||||
Acadia Realty Trust | Common Stock | ** | 789 | ||||||||||
Acceleron Pharma Inc. | Common Stock | ** | 809 | ||||||||||
Advantage Oil & Gas Ltd | Common Stock | ** | 475 | ||||||||||
Aerojet Rocketdyne Holdings | Common Stock | ** | 1,103 | ||||||||||
Aimmune Therapeutics Inc. | Common Stock | ** | 241 | ||||||||||
Alamo Group Inc. | Common Stock | ** | 946 | ||||||||||
Alexander & Baldwin Inc. | Common Stock | ** | 1,029 | ||||||||||
Alkermes Plc | Common Stock | ** | 1,065 | ||||||||||
Ambarella Inc. | Common Stock | ** | 369 | ||||||||||
American Campus Communities | Common Stock | ** | 1,474 | ||||||||||
American Public Education | Common Stock | ** | 583 | ||||||||||
Aquinox Pharmaceuticals Inc. | Common Stock | ** | 125 | ||||||||||
Argenx Se - Adr | Common Stock | ** | 206 | ||||||||||
Assured Guaranty Ltd | Common Stock | ** | 1,700 | ||||||||||
Atlantic Capital Bancshares | Common Stock | ** | 802 | ||||||||||
Axovant Sciences Ltd | Common Stock | ** | 75 | ||||||||||
Azz Inc. | Common Stock | ** | 1,810 | ||||||||||
Bank Of N.T. Butterfield&Son | Common Stock | ** | 833 | ||||||||||
Bankunited Inc. | Common Stock | ** | 3,709 | ||||||||||
Barnes Group Inc. | Common Stock | ** | 2,348 | ||||||||||
Beneficial Bancorp Inc. | Common Stock | ** | 1,344 | ||||||||||
Blue Hills Bancorp Inc. | Common Stock | ** | 806 | ||||||||||
Blueprint Medicines Corp | Common Stock | ** | 1,213 | ||||||||||
Booz Allen Hamilton Holdings | Common Stock | ** | 2,537 | ||||||||||
Boston Beer Company Inc. -A | Common Stock | ** | 1,925 | ||||||||||
Bridge Bancorp Inc. | Common Stock | ** | 1,414 | ||||||||||
Bright Horizons Family Solutions | Common Stock | ** | 816 | ||||||||||
Brink's Co/The | Common Stock | ** | 2,481 | ||||||||||
Bruker Corp | Common Stock | ** | 1,871 | ||||||||||
Burlington Stores Inc. | Common Stock | ** | 2,479 | ||||||||||
BWX Technologies Inc. | Common Stock | ** | 3,319 | ||||||||||
Cable One Inc. | Common Stock | ** | 2,480 | ||||||||||
California Water Service Grp | Common Stock | ** | 2,027 | ||||||||||
Cal-Maine Foods Inc. | Common Stock | ** | 3,287 | ||||||||||
Capitol Federal Financial Inc. | Common Stock | ** | 1,100 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Cardtronics Plc - A | Common Stock | ** | 1,332 | ||||||||||
Cargurus Inc. | Common Stock | ** | 475 | ||||||||||
Cargurus Inc. Class A | Common Stock | ** | 1,710 | ||||||||||
Catalent Inc. | Common Stock | ** | 2,045 | ||||||||||
Cboe Global Markets Inc. | Common Stock | ** | 3,643 | ||||||||||
Centene Corp | Common Stock | ** | 2,788 | ||||||||||
Centennial Resource Development-A | Common Stock | ** | 937 | ||||||||||
Centennial Resource Development Inc. | Common Stock | ** | 144 | ||||||||||
Chart Industries Inc. | Common Stock | ** | 3,258 | ||||||||||
Chegg Inc. | Common Stock | ** | 2,578 | ||||||||||
Chesapeake Utilities Corp | Common Stock | ** | 1,410 | ||||||||||
Chuy's Holdings Inc. | Common Stock | ** | 593 | ||||||||||
Clifton Bancorp Inc. | Common Stock | ** | 415 | ||||||||||
Colliers International Group | Common Stock | ** | 1,156 | ||||||||||
Columbia Banking System Inc. | Common Stock | ** | 695 | ||||||||||
Commercial Metals Co | Common Stock | ** | 804 | ||||||||||
Compass Minerals International | Common Stock | ** | 663 | ||||||||||
Computer Modelling Group Ltd | Common Stock | ** | 567 | ||||||||||
Core-Mark Holding Co Inc. | Common Stock | ** | 1,265 | ||||||||||
Coupa Software Inc. | Common Stock | ** | 942 | ||||||||||
Crew Energy Inc. | Common Stock | ** | 708 | ||||||||||
Cross Country Healthcare Inc. | Common Stock | ** | 652 | ||||||||||
CSRA Inc. | Common Stock | ** | 1,934 | ||||||||||
CSW Industrials Inc. | Common Stock | ** | 541 | ||||||||||
CTS Corp | Common Stock | ** | 858 | ||||||||||
Cyberark Software Ltd/Israel | Common Stock | ** | 1,371 | ||||||||||
Denny's Corp | Common Stock | ** | 2,165 | ||||||||||
Dermira Inc. | Common Stock | ** | 369 | ||||||||||
Descartes Systems Grp/The | Common Stock | ** | 2,663 | ||||||||||
Diamondback Energy Inc. | Common Stock | ** | 1,839 | ||||||||||
DLP Payments Holdings Ltd | Common Stock | ** | 531 | ||||||||||
Dorian LPG Ltd | Common Stock | ** | 40 | ||||||||||
Dril-Quip Inc. | Common Stock | ** | 833 | ||||||||||
DST Systems Inc. | Common Stock | ** | 1,486 | ||||||||||
Dunkin' Brands Group Inc. | Common Stock | ** | 2,161 | ||||||||||
Eastgroup Properties Inc. | Common Stock | ** | 2,495 | ||||||||||
Edgewell Personal Care Co | Common Stock | ** | 1,564 | ||||||||||
Ellie Mae Inc. | Common Stock | ** | 1,792 | ||||||||||
Encore Capital Group Inc. | Common Stock | ** | 1,411 | ||||||||||
Enstar Group Ltd | Common Stock | ** | 1,121 | ||||||||||
Entegris Inc. | Common Stock | ** | 969 | ||||||||||
Equity Commonwealth | Common Stock | ** | 1,631 | ||||||||||
Esco Technologies Inc. | Common Stock | ** | 2,768 | ||||||||||
Essent Group Ltd | Common Stock | ** | 684 | ||||||||||
Etsy Inc. | Common Stock | ** | 481 | ||||||||||
Exelixis Inc. | Common Stock | ** | 1,256 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Farmers Business Network | Common Stock | ** | 555 | ||||||||||
Fb Financial Corp | Common Stock | ** | 1,726 | ||||||||||
Fiesta Restaurant Group | Common Stock | ** | 899 | ||||||||||
Finisar Corporation | Common Stock | ** | 684 | ||||||||||
First Hawaiian Inc. | Common Stock | ** | 1,151 | ||||||||||
Firstservice Corp | Common Stock | ** | 2,567 | ||||||||||
Five Below | Common Stock | ** | 1,343 | ||||||||||
Five9 Inc. | Common Stock | ** | 2,373 | ||||||||||
Floor & Decor Holdings Inc.-A | Common Stock | ** | 203 | ||||||||||
Franco-Nevada Corp | Common Stock | ** | 932 | ||||||||||
Frank's International Nv | Common Stock | ** | 472 | ||||||||||
GCP Applied Technologies | Common Stock | ** | 388 | ||||||||||
Gentherm Inc. | Common Stock | ** | 2,066 | ||||||||||
Gibraltar Industries Inc. | Common Stock | ** | 1,990 | ||||||||||
Global Blood Therapeutics Inc. | Common Stock | ** | 511 | ||||||||||
GMS Inc. | Common Stock | ** | 1,751 | ||||||||||
Graco Inc. | Common Stock | ** | 1,651 | ||||||||||
Grubhub Inc. | Common Stock | ** | 2,428 | ||||||||||
GTT Communications Inc. | Common Stock | ** | 693 | ||||||||||
Guaranty Bancorp | Common Stock | ** | 954 | ||||||||||
Guidewire Software Inc. | Common Stock | ** | 3,378 | ||||||||||
Halyard Health Inc. | Common Stock | ** | 1,290 | ||||||||||
Hannon Armstrong Sustainable | Common Stock | ** | 770 | ||||||||||
Hanover Insurance Group Inc. | Common Stock | ** | 2,458 | ||||||||||
Haynes International Inc. | Common Stock | ** | 1,113 | ||||||||||
Healthcare Services Group | Common Stock | ** | 689 | ||||||||||
Heritage Commerce Corp | Common Stock | ** | 938 | ||||||||||
Heritage Financial Corp | Common Stock | ** | 962 | ||||||||||
Heritage-Crystal Clean Inc. | Common Stock | ** | 341 | ||||||||||
HMS Holdings Corp | Common Stock | ** | 1,578 | ||||||||||
Home Bancshares Inc. | Common Stock | ** | 1,774 | ||||||||||
Hope Bancorp Inc. | Common Stock | ** | 1,045 | ||||||||||
Independent Bank Group Inc. | Common Stock | ** | 404 | ||||||||||
Infinity Property & Casualty | Common Stock | ** | 2,020 | ||||||||||
Inphi Corp | Common Stock | ** | 478 | ||||||||||
Insmed Inc. | Common Stock | ** | 1,960 | ||||||||||
Integrated Device Tech Inc. | Common Stock | ** | 685 | ||||||||||
Investors Bancorp Inc. | Common Stock | ** | 1,386 | ||||||||||
Ironwood Pharmaceuticals Inc. | Common Stock | ** | 1,624 | ||||||||||
Jack In The Box Inc. | Common Stock | ** | 1,478 | ||||||||||
Jagged Peak Energy Inc. | Common Stock | ** | 836 | ||||||||||
John Bean Technologies Corp | Common Stock | ** | 4,674 | ||||||||||
K2M Group Holdings Inc. | Common Stock | ** | 2,169 | ||||||||||
Kmg Chemicals Inc. | Common Stock | ** | 929 | ||||||||||
Knight-Swift Transportation | Common Stock | ** | 794 | ||||||||||
Kosmos Energy Ltd | Common Stock | ** | 219 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Lancaster Colony Corp | Common Stock | ** | 541 | ||||||||||
Landstar System Inc. | Common Stock | ** | 1,464 | ||||||||||
Lattice Semiconductor Corp | Common Stock | ** | 772 | ||||||||||
Lennox International Inc. | Common Stock | ** | 1,911 | ||||||||||
Lifepoint Health Inc. | Common Stock | ** | 874 | ||||||||||
Littelfuse Inc. | Common Stock | ** | 395 | ||||||||||
Live Oak Bancshares Inc. | Common Stock | ** | 995 | ||||||||||
Louisiana-Pacific Corp | Common Stock | ** | 1,001 | ||||||||||
Loxo Oncology Inc. | Common Stock | ** | 302 | ||||||||||
Lumber Liquidators Holdings | Common Stock | ** | 395 | ||||||||||
Lumentum Holdings Inc. | Common Stock | ** | 2,600 | ||||||||||
Luxfer Holdings Plc | Common Stock | ** | 753 | ||||||||||
Macom Technology Solutions | Common Stock | ** | 562 | ||||||||||
Martin Marietta Materials | Common Stock | ** | 517 | ||||||||||
Matador Resources Co | Common Stock | ** | 1,224 | ||||||||||
Matson Inc. | Common Stock | ** | 1,515 | ||||||||||
Meridian Bancorp Inc. | Common Stock | ** | 1,344 | ||||||||||
Michaels Cos Inc./The | Common Stock | ** | 1,918 | ||||||||||
Microsemi Corp | Common Stock | ** | 1,991 | ||||||||||
Middlesex Water Co | Common Stock | ** | 27 | ||||||||||
Minerals Technologies Inc. | Common Stock | ** | 1,463 | ||||||||||
MKS Instruments Inc. | Common Stock | ** | 726 | ||||||||||
Molina Healthcare Inc. | Common Stock | ** | 2,754 | ||||||||||
Mongodb Inc. | Common Stock | ** | 353 | ||||||||||
Monro Inc. | Common Stock | ** | 2,255 | ||||||||||
Moog Inc.-Class A | Common Stock | ** | 1,915 | ||||||||||
MSA Safety Inc. | Common Stock | ** | 1,237 | ||||||||||
Mueller Water Products Inc.-A | Common Stock | ** | 1,360 | ||||||||||
Mulesoft Inc. -A | Common Stock | ** | 608 | ||||||||||
Multi-Color Corp | Common Stock | ** | 348 | ||||||||||
Myokardia Inc. | Common Stock | ** | 340 | ||||||||||
National Commerce Corp | Common Stock | ** | 251 | ||||||||||
National Instruments Corp | Common Stock | ** | 2,717 | ||||||||||
National Vision Holdings Inc. | Common Stock | ** | 384 | ||||||||||
NCS Multistage Holdings Inc. | Common Stock | ** | 103 | ||||||||||
Nextera Energy Partners Lp | Common Stock | ** | 1,049 | ||||||||||
Northern Star Resources Ltd | Common Stock | ** | 621 | ||||||||||
Novanta Inc. | Common Stock | ** | 3,782 | ||||||||||
Okta Inc. | Common Stock | ** | 386 | ||||||||||
Ollie's Bargain Outlet Holdings | Common Stock | ** | 1,785 | ||||||||||
One Gas Inc. | Common Stock | ** | 4,115 | ||||||||||
Orion Engineered Carbons SA | Common Stock | ** | 1,030 | ||||||||||
Osisko Gold Royalties Ltd | Common Stock | ** | 998 | ||||||||||
Outfront Media Inc. | Common Stock | ** | 440 | ||||||||||
Pacific Premier Bancorp Inc. | Common Stock | ** | 1,237 | ||||||||||
Pacira Pharmaceuticals Inc. | Common Stock | ** | 1,471 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Paramount Group Inc. | Common Stock | ** | 1,347 | ||||||||||
Paylocity Holding Corp | Common Stock | ** | 169 | ||||||||||
Pdf Solutions Inc. | Common Stock | ** | 879 | ||||||||||
Pennymac Financial Service-A | Common Stock | ** | 497 | ||||||||||
Penumbra Inc. | Common Stock | ** | 272 | ||||||||||
Performance Food Group Co | Common Stock | ** | 1,516 | ||||||||||
PGT Innovations Inc. | Common Stock | ** | 1,320 | ||||||||||
Pinnacle Financial Partners | Common Stock | ** | 1,940 | ||||||||||
Pinnacle Foods Inc. | Common Stock | ** | 2,676 | ||||||||||
PNM Resources Inc. | Common Stock | ** | 2,736 | ||||||||||
Polyone Corporation | Common Stock | ** | 1,328 | ||||||||||
Popular Inc. | Common Stock | ** | 1,197 | ||||||||||
Portland General Electric Co | Common Stock | ** | 450 | ||||||||||
Post Holdings Inc. | Common Stock | ** | 2,071 | ||||||||||
PRA Group Inc. | Common Stock | ** | 2,222 | ||||||||||
Proofpoint Inc. | Common Stock | ** | 3,021 | ||||||||||
Prosperity Bancshares Inc. | Common Stock | ** | 1,999 | ||||||||||
Prothena Corp Plc | Common Stock | ** | 1,573 | ||||||||||
PS Business Parks Inc./Ca | Common Stock | ** | 3,230 | ||||||||||
Quanex Building Products | Common Stock | ** | 1,149 | ||||||||||
Quotient Technology Inc. | Common Stock | ** | 564 | ||||||||||
Radian Group Inc. | Common Stock | ** | 1,807 | ||||||||||
Radius Health Inc. | Common Stock | ** | 1,838 | ||||||||||
Rambus Inc. | Common Stock | ** | 581 | ||||||||||
RBC Bearings Inc. | Common Stock | ** | 1,589 | ||||||||||
Re/Max Holdings Inc.-Cl A | Common Stock | ** | 881 | ||||||||||
Red Robin Gourmet Burgers | Common Stock | ** | 1,690 | ||||||||||
Regency Centers Corp | Common Stock | ** | 1,185 | ||||||||||
Retail Opportunity Investment | Common Stock | ** | 1,530 | ||||||||||
Rev Group Inc. | Common Stock | ** | 1,031 | ||||||||||
Rh | Common Stock | ** | 936 | ||||||||||
Ringcentral Inc.-Class A | Common Stock | ** | 1,098 | ||||||||||
Roofoods Limited (Deliveroo) | Common Stock | ** | 775 | ||||||||||
Rush Enterprises Inc.-Cl A | Common Stock | ** | 1,090 | ||||||||||
Safety Insurance Group Inc. | Common Stock | ** | 1,036 | ||||||||||
Sage Therapeutics Inc. | Common Stock | ** | 4,688 | ||||||||||
Saia Inc. | Common Stock | ** | 1,419 | ||||||||||
Santander Consumer USA Holdings | Common Stock | ** | 994 | ||||||||||
Schneider National Inc.-Cl B | Common Stock | ** | 1,120 | ||||||||||
Seacoast Banking Corp/Fl | Common Stock | ** | 1,960 | ||||||||||
Seacor Holdings Inc. | Common Stock | ** | 1,045 | ||||||||||
Seattle Genetics Inc. | Common Stock | ** | 854 | ||||||||||
Selective Insurance Group | Common Stock | ** | 3,273 | ||||||||||
Semtech Corp | Common Stock | ** | 942 | ||||||||||
Simmons First Natl Corp-Cl A | Common Stock | ** | 1,162 | ||||||||||
Simply Good Foods Co/The | Common Stock | ** | 1,167 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Simply Good Foods Co-Cw22 | Common Stock | ** | 64 | ||||||||||
Simpson Manufacturing Co Inc. | Common Stock | ** | 596 | ||||||||||
Siteone Landscape Supply Inc. | Common Stock | ** | 3,367 | ||||||||||
SLM Corp | Common Stock | ** | 2,670 | ||||||||||
Sonic Corp | Common Stock | ** | 2,967 | ||||||||||
South Jersey Industries | Common Stock | ** | 741 | ||||||||||
South State Corp | Common Stock | ** | 1,149 | ||||||||||
Southwest Gas Holdings Inc. | Common Stock | ** | 2,071 | ||||||||||
Spark Therapeutics Inc. | Common Stock | ** | 1,246 | ||||||||||
SS&C Technologies Holdings | Common Stock | ** | 4,757 | ||||||||||
State Auto Financial Corp | Common Stock | ** | 959 | ||||||||||
Steris Plc | Common Stock | ** | 2,155 | ||||||||||
Sterling Bancorp Inc./Mi | Common Stock | ** | 386 | ||||||||||
Sun Hydraulics Corp | Common Stock | ** | 419 | ||||||||||
Tableau Software Inc.-Cl A | Common Stock | ** | 2,006 | ||||||||||
Team Inc. | Common Stock | ** | 348 | ||||||||||
Teledyne Technologies Inc. | Common Stock | ** | 4,807 | ||||||||||
Tempur Sealy International Inc. | Common Stock | ** | 3,340 | ||||||||||
Tesaro Inc. | Common Stock | ** | 1,052 | ||||||||||
Texas Capital Bancshares Inc. | Common Stock | ** | 1,561 | ||||||||||
TherapeuticsMD Inc. | Common Stock | ** | 1,123 | ||||||||||
Thermon Group Holdings Inc. | Common Stock | ** | 1,195 | ||||||||||
Toro Co | Common Stock | ** | 2,024 | ||||||||||
Towne Bank | Common Stock | ** | 1,433 | ||||||||||
Treehouse Foods Inc. | Common Stock | ** | 1,470 | ||||||||||
Tri Pointe Group Inc. | Common Stock | ** | 2,465 | ||||||||||
Tristate Capital Holdings Inc. | Common Stock | ** | 578 | ||||||||||
Triumph Group Inc. | Common Stock | ** | 775 | ||||||||||
Tucows Inc.-Class A | Common Stock | ** | 692 | ||||||||||
Tuesday Morning Corp | Common Stock | ** | 415 | ||||||||||
U.S. Physical Therapy Inc. | Common Stock | ** | 1,390 | ||||||||||
Ultragenyx Pharmaceutical Inc. | Common Stock | ** | 56 | ||||||||||
Univest Corp Of Pennsylvania | Common Stock | ** | 1,051 | ||||||||||
Validus Holdings Ltd | Common Stock | ** | 1,128 | ||||||||||
Valmont Industries | Common Stock | ** | 2,327 | ||||||||||
Venture Global Lng, Inc., Series C | Common Stock | ** | 737 | ||||||||||
Vroom Inc. Cvt Ser Pfd | Common Stock | ** | 352 | ||||||||||
Waste Connections Inc. | Common Stock | ** | 2,916 | ||||||||||
Wave Life Sciences Ltd | Common Stock | ** | 711 | ||||||||||
Webster Financial Corp | Common Stock | ** | 1,634 | ||||||||||
Welbilt Inc. | Common Stock | ** | 1,419 | ||||||||||
Wellcare Health Plans Inc. | Common Stock | ** | 1,926 | ||||||||||
Western Alliance Bancorp | Common Stock | ** | 2,926 | ||||||||||
Wingstop Inc. | Common Stock | ** | 2,353 | ||||||||||
Wix.com Ltd | Common Stock | ** | 1,537 | ||||||||||
Wright Medical Group Nv | Common Stock | ** | 1,646 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
WSFS Financial Corp | Common Stock | ** | 831 | ||||||||||
Xencor Inc. | Common Stock | ** | 669 | ||||||||||
Zendesk Inc. | Common Stock | ** | 500 | ||||||||||
Zillow Group Inc. - A | Common Stock | ** | 114 | ||||||||||
Zillow Group Inc. - C | Common Stock | ** | 196 | ||||||||||
Zumiez Inc. | Common Stock | ** | 725 | ||||||||||
Zynga Inc. - Cl A | Common Stock | ** | 1,556 | ||||||||||
US Govt STIF 5 Bps | Money Market Securities | ** | 2,218 | ||||||||||
* T. Rowe Price Tre Res Fund | Mutual Funds | ** | 2,661 | ||||||||||
International Equity Portfolio: | |||||||||||||
Federated Gov Obli Fund | Money Market Securities | ** | 7,154 | ||||||||||
AAC Technologies H-Unsponsored | Common Stock | ** | 2,117 | ||||||||||
ABB Ltd-Sponsored Adr | Common Stock | ** | 2,656 | ||||||||||
Adecco Group Ag-Reg-Unsponsored | Common Stock | ** | 2,809 | ||||||||||
Aflac Inc. | Common Stock | ** | 2,627 | ||||||||||
Air Liquide-Unsponsored Adr | Common Stock | ** | 2,393 | ||||||||||
Allianz Se-Sponsored Adr | Common Stock | ** | 2,812 | ||||||||||
Astellas Pharma Inc.-Unsponsored | Common Stock | ** | 2,684 | ||||||||||
Axa -Sponsored Adr | Common Stock | ** | 2,809 | ||||||||||
Banco Bilbao Vizcaya-Sp A | Common Stock | ** | 2,321 | ||||||||||
Bancolombia S.A.-Sponsored Adr | Common Stock | ** | 3,014 | ||||||||||
BASF Se-Sponsored Adr | Common Stock | ** | 2,773 | ||||||||||
BHP Billiton Ltd-Sponsored Adr | Common Stock | ** | 2,460 | ||||||||||
BNP Paribas-Adr | Common Stock | ** | 2,481 | ||||||||||
British American Tobacco Plc Adr | Common Stock | ** | 2,490 | ||||||||||
Coca-Cola Hbc Ag-Unsponsored Adr | Common Stock | ** | 2,243 | ||||||||||
Compass Group Plc-Sponsored Adr | Common Stock | ** | 2,319 | ||||||||||
Continental Ag-Sponsored Adr | Common Stock | ** | 3,108 | ||||||||||
Credicorp Ltd | Common Stock | ** | 2,770 | ||||||||||
CSL Ltd-Sponsored Adr | Common Stock | ** | 2,366 | ||||||||||
Dassault Systemes S-Sponsored Adr | Common Stock | ** | 1,457 | ||||||||||
Diageo Plc-Sponsored Adr | Common Stock | ** | 2,436 | ||||||||||
DNB Asa-Sponsored Adr | Common Stock | ** | 2,256 | ||||||||||
Enbridge Inc. | Common Stock | ** | 1,797 | ||||||||||
Essity Ab - Sponsored Adr | Common Stock | ** | 1,910 | ||||||||||
Fanuc Corp-Unsponsored Adr | Common Stock | ** | 1,882 | ||||||||||
Fresenius Se & Co-Sponsored Adr | Common Stock | ** | 1,949 | ||||||||||
Givaudan-Unsponsored Adr | Common Stock | ** | 2,356 | ||||||||||
Grupo Fin Banorte-Sponsored Adr | Common Stock | ** | 2,719 | ||||||||||
Henkel Kgaa-Sponsored Adr Pfd | Common Stock | ** | 2,160 | ||||||||||
Imperial Oil Ltd | Common Stock | ** | 2,112 | ||||||||||
JGC Corp-Unsponsored Adr | Common Stock | ** | 2,524 | ||||||||||
Komatsu Ltd -Sponsored Adr | Common Stock | ** | 2,270 | ||||||||||
Kubota Corp-Sponsored Adr | Common Stock | ** | 2,594 | ||||||||||
L'Oreal-Unsponsored Adr | Common Stock | ** | 2,028 | ||||||||||
Macquarie Group Ltd-Adr | Common Stock | ** | 2,480 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Mettler-Toledo International | Common Stock | ** | 2,303 | ||||||||||
MTN Group Ltd-Sponsored Adr | Common Stock | ** | 1,726 | ||||||||||
Muenchener Rueck-Unsponsored Adr | Common Stock | ** | 2,457 | ||||||||||
Nestle Sa-Sponsored Adr | Common Stock | ** | 2,023 | ||||||||||
Nitto Denko Corp-Unsponsored Adr | Common Stock | ** | 2,122 | ||||||||||
Novartis Ag-Sponsored Adr | Common Stock | ** | 1,736 | ||||||||||
Novo-Nordisk A/S-Sponsored Adr | Common Stock | ** | 2,555 | ||||||||||
NXP Semiconductors Nv | Common Stock | ** | 750 | ||||||||||
Orix - Sponsored Adr | Common Stock | ** | 2,849 | ||||||||||
Pandora A/S-Sponsored Adr | Common Stock | ** | 2,467 | ||||||||||
Prudential Plc-Adr | Common Stock | ** | 2,953 | ||||||||||
Reckitt Benckiser-Sponsored Adr | Common Stock | ** | 2,379 | ||||||||||
Roche Holdings Ltd-Sponsored Adr | Common Stock | ** | 2,366 | ||||||||||
Royal Dutch Shell-Sponsored Adr-B | Common Stock | ** | 2,517 | ||||||||||
Ryanair Holdings Plc-Sponsored Adr | Common Stock | ** | 2,323 | ||||||||||
Sandvik Ab-Sponsored Adr | Common Stock | ** | 2,466 | ||||||||||
Sap Se-Sponsored Adr | Common Stock | ** | 1,983 | ||||||||||
Siemens Ag-Sponsored Adr | Common Stock | ** | 2,690 | ||||||||||
Singapore Telecommunication-Adr | Common Stock | ** | 2,343 | ||||||||||
Skf Ab-Sponsored Adr | Common Stock | ** | 2,946 | ||||||||||
Subaru Corp-Unsponsored Adr | Common Stock | ** | 2,798 | ||||||||||
Sysmex Corp-Unsponsored Adr | Common Stock | ** | 2,162 | ||||||||||
Taiwan Semiconductor-Sponsored Adr | Common Stock | ** | 2,635 | ||||||||||
Tokyo Electron Ltd-Unsponsored Adr | Common Stock | ** | 2,584 | ||||||||||
Total Sa-Sponsored Adr | Common Stock | ** | 2,572 | ||||||||||
Volkswagen Ag-Sponsored Adr | Common Stock | ** | 3,442 | ||||||||||
Walmart De Mexico-Sponsored Adr | Common Stock | ** | 2,182 | ||||||||||
Woodside Petroleum-Sponsored Adr | Common Stock | ** | 2,196 | ||||||||||
WPP PLC-Sponsored Adr | Common Stock | ** | 2,142 | ||||||||||
Large Cap Growth Portfolio: | |||||||||||||
Activision Blizzard Inc. | Common Stock | ** | 14,156 | ||||||||||
Acuity Brands Inc. | Common Stock | ** | 5,825 | ||||||||||
Adobe Systems Inc. | Common Stock | ** | 11,181 | ||||||||||
Alexion Pharmaceuticals Inc. | Common Stock | ** | 12,814 | ||||||||||
Alibaba Group Holding-Sp | Common Stock | ** | 14,273 | ||||||||||
Amazon.com Inc. | Common Stock | ** | 17,865 | ||||||||||
Applied Materials Inc. | Common Stock | ** | 12,325 | ||||||||||
Bristol-Myers Squibb Co | Common Stock | ** | 12,510 | ||||||||||
Celgene Corp | Common Stock | ** | 11,233 | ||||||||||
Cognex Corp | Common Stock | ** | 7,382 | ||||||||||
Domino's Pizza Inc. | Common Stock | ** | 8,309 | ||||||||||
Edwards Lifesciences Corp | Common Stock | ** | 10,323 | ||||||||||
Facebook Inc.-A | Common Stock | ** | 14,952 | ||||||||||
First Republic Bank/Ca | Common Stock | ** | 8,901 | ||||||||||
Illumina Inc. | Common Stock | ** | 13,292 | ||||||||||
Intercontinental Exchange Inc. | Common Stock | ** | 7,653 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Mercadolibre Inc. | Common Stock | ** | 7,899 | ||||||||||
Monster Beverage Corp | Common Stock | ** | 11,075 | ||||||||||
New Oriental Education-Sponsored | Common Stock | ** | 10,096 | ||||||||||
Nike Inc. -Cl B | Common Stock | ** | 14,545 | ||||||||||
Nvidia Corp | Common Stock | ** | 14,223 | ||||||||||
Paypal Holdings Inc. | Common Stock | ** | 10,162 | ||||||||||
Pioneer Natural Resources Co | Common Stock | ** | 10,844 | ||||||||||
Priceline Group Inc./The | Common Stock | ** | 18,113 | ||||||||||
Salesforce.Com Inc. | Common Stock | ** | 12,742 | ||||||||||
Schwab (Charles) Corp | Common Stock | ** | 12,371 | ||||||||||
Servicenow Inc. | Common Stock | ** | 11,758 | ||||||||||
Shire Plc-Adr | Common Stock | ** | 7,218 | ||||||||||
Splunk Inc. | Common Stock | ** | 12,243 | ||||||||||
Starbucks Corp | Common Stock | ** | 11,876 | ||||||||||
TJX Companies Inc. | Common Stock | ** | 9,023 | ||||||||||
Ulta Beauty Inc. | Common Stock | ** | 11,390 | ||||||||||
Unitedhealth Group Inc. | Common Stock | ** | 8,573 | ||||||||||
Vertex Pharmaceuticals Inc. | Common Stock | ** | 13,970 | ||||||||||
Visa Inc.-Class A Shares | Common Stock | ** | 13,097 | ||||||||||
Dreyfus Treasury & Agency | Money Market Security | ** | 10,703 | ||||||||||
Total separately managed accounts | 2,197,607 | ||||||||||||
Fully Benefit-Responsive Contracts: | |||||||||||||
Capital Preservation Portfolio: | |||||||||||||
* T. Rowe Price Reserve Inv Fund | Mutual and Trust Fund | ** | 78,920 | ||||||||||
* T. Rowe Price Short Term Common: | |||||||||||||
American General Life | Mutual and Trust Fund | ** | 54,022 | ||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 24,013 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 66,194 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 67,038 | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 64,920 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 61,925 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 41,158 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 57,466 | ||||||||||
* T. Rowe Price Int Term Common: | |||||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 20,614 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 56,824 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 57,549 | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 55,730 | ||||||||||
American General Life | Mutual and Trust Fund | ** | 46,374 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 53,159 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 35,332 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 49,331 | ||||||||||
* T. Rowe Price Managed Bond: | |||||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 5,788 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 15,956 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 16,159 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 15,649 | ||||||||||
American General Life | Mutual and Trust Fund | ** | 13,022 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 14,927 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 9,921 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 13,852 | ||||||||||
Metropolitan Life | Separate Account Contracts | ** | 184,790 | ||||||||||
Uninvested Cash | Cash | ** | 456 | ||||||||||
Total Fully Benefit-Responsive Contracts | 1,181,089 | ||||||||||||
* Costco Wholesale Corporation | Common stock | ** | 5,507,519 | ||||||||||
Total investments | 13,999,215 | ||||||||||||
* Participant loans | Interest rates of 4.25% to 11.50% maturing through December 2032 | — | 484,852 | ||||||||||
Total | $ | 14,484,067 |
COSTCO 401(k) RETIREMENT PLAN | |||
June 22, 2018 | By | /s/ PATRICK J. CALLANS | |
Date | Patrick Callans Senior Vice President Costco Wholesale Corporation |