UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/17
Date of reporting period:
07/01/2017 - 06/30/2018
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was
"take no action" or "unvoted". The reason for no action being taken or a
security being unvoted (i.e., no vote being cast) may include, without
limitation: (a) the securities were out on loan at the time of a record date,
(b) administrative or operational constraints impeded the ability to cast a
timely vote (e.g., late receipt of proxy voting information), (c) systems,
administrative or processing errors occurred, including errors by the Adviser
or third party vendors, and/or (d) the portfolio manager concluded that the
potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal
may also appear as "take no action" or "unvoted" in connection with contested
meetings at which only one of the agendas is actually voted upon.
Registrant : Royce Micro-Cap Trust, Inc
Fund Name : Royce Micro-Cap Trust, Inc.
________________________________________________________________________________
AAC Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
AAC CUSIP 000307108 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Blackburn
1.2 Elect Jerry D. Mgmt For For For
Bostelman
1.3 Elect Lucius E. Burch, Mgmt For For For
III
1.4 Elect Michael T. Mgmt For For For
Cartwright
1.5 Elect W. Larry Cash Mgmt For For For
1.6 Elect Darrell S. Mgmt For For For
Freeman,
Sr
1.7 Elect David W. Hillis, Mgmt For For For
Sr.
1.8 Elect David C. Kloeppel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Abeona Therapeutics, Inc
Ticker Security ID: Meeting Date Meeting Status
ABEO CUSIP 00289Y107 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven H. Mgmt For For For
Rouhandeh
1.2 Elect Stephen B. Howell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Chavez Mgmt For For For
2 Elect J. Philip Mgmt For For For
Ferguson
3 Elect Art A. Garcia Mgmt For For For
4 Elect Scott Salmirs Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 2006 Equity Incentive Mgmt For Against Against
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 06/14/2018 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Louis Mgmt For N/A N/A
Graziadio,
III
1.2 Elect Frank E. Walsh, Mgmt For N/A N/A
III
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Mgmt For N/A N/A
Executive
Compensation
4 Approval of the 2018 Mgmt For N/A N/A
Stock Incentive
Plan
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 06/14/2018 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clifford Press ShrHoldr N/A Withhold N/A
1.2 Elect Alfred V. Tobia ShrHoldr N/A For N/A
Jr.
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A Against N/A
Executive
Compensation
4 Approval of the 2018 Mgmt N/A Against N/A
Stock Incentive
Plan
________________________________________________________________________________
Aceto Corporation
Ticker Security ID: Meeting Date Meeting Status
ACET CUSIP 004446100 12/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert L. Mgmt For For For
Eilender
1.2 Elect William C. Mgmt For For For
Kennally,
III
1.3 Elect Vimal Kavuru Mgmt For For For
1.4 Elect William N. Mgmt For For For
Britton
1.5 Elect Natasha Giordano Mgmt For For For
1.6 Elect Alan G. Levin Mgmt For For For
1.7 Elect Daniel B. Yarosh Mgmt For For For
2 Approval of Material Mgmt For For For
Terms of Performance
Goals Under Executive
Performance Award
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Actua Corp.
Ticker Security ID: Meeting Date Meeting Status
ACTA CUSIP 005094107 12/07/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Adesto Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
IOTS CUSIP 00687D101 06/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nelson C. Chan Mgmt For For For
1.2 Elect Narbeh Mgmt For For For
Derhacobian
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ADTRAN, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADTN CUSIP 00738A106 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Stanton Mgmt For For For
1.2 Elect H. Fenwick Huss Mgmt For For For
1.3 Elect William L. Marks Mgmt For For For
1.4 Elect Gregory J. McCray Mgmt For For For
1.5 Elect Anthony J. Melone Mgmt For For For
1.6 Elect Balan Nair Mgmt For For For
1.7 Elect Jacqueline H. Mgmt For For For
Rice
1.8 Elect Kathryn A. Walker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aecon Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 00762V109 12/19/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Agile Therapeutics Inc
Ticker Security ID: Meeting Date Meeting Status
AGRX CUSIP 00847L100 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred Altomari Mgmt For For For
1.2 Elect John D. Hubbard Mgmt For For For
1.3 Elect James P. Tursi Mgmt For For For
2 Amendment to the 2014 Mgmt For Abstain Against
Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 08/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald A. Colvin Mgmt For For For
1.2 Elect Jerry C. Jones Mgmt For For For
1.3 Elect Michael A. Mgmt For For For
Kaufman
1.4 Elect Melvin L. Keating Mgmt For For For
1.5 Elect Keith M. Kolerus Mgmt For For For
1.6 Elect John Mutch Mgmt For For For
1.7 Elect Ramesh Srinivasan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AGT Food and Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
AGT CUSIP 001264100 06/06/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Murad Al-Katib Mgmt For For For
1.2 Elect Huseyin Arslan Mgmt For For For
1.3 Elect Howard N. Rosen Mgmt For For For
1.4 Elect Marie-Lucie Morin Mgmt For For For
1.5 Elect John Gardner Mgmt For For For
1.6 Elect Drew Franklin Mgmt For For For
1.7 Elect Greg Stewart Mgmt For For For
1.8 Elect Geoffrey S. Mgmt For For For
Belsher
1.9 Elect Bradley P. Martin Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Termination to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Airgain Inc
Ticker Security ID: Meeting Date Meeting Status
AIRG CUSIP 00938A104 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joan Gillman Mgmt For For For
1.2 Elect Arthur Toscanini Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Elaine Ellingham Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 11/16/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 10/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Howard B. Rosen Mgmt For For For
3 Elect Yaron Daniely Mgmt For For For
4 Elect Daniel E. Geffken Mgmt For For For
5 Elect Aharon Schwartz Mgmt For For For
6 Elect Ben Yosef Mgmt For For For
7 Elect Ofer Segev Mgmt For For For
8 Elect Orli Tori Mgmt For For For
9 Elect Yuval Yunai and Mgmt For For For
Approve
Remuneration
10 Elect Amir Efrati Mgmt For For For
11 Amendment to the 2010 Mgmt For For For
Incentive Option
Plan
12 Employment Agreement Mgmt For For For
with Interim
CEO
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 Options Grant of Yaron Mgmt For Abstain Against
Daniely
15 Declaration of Mgmt N/A For N/A
Material
Interest
16 Options Grant of Mgmt For For For
Howard B.
Rosen
17 Options Grant of Mgmt For For For
Daniel E.
Geffken
18 Options Grant of Mgmt For For For
Aharon
Schwatrz
19 Options Grant of Arieh Mgmt For For For
Ben
Yosef
20 Options Grant of Ofer Mgmt For For For
Segev
21 Options Grant of Orli Mgmt For For For
Torli
________________________________________________________________________________
Alcobra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ADHD CUSIP M2239P109 11/12/2017 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Alterra Power Corp.
Ticker Security ID: Meeting Date Meeting Status
AXY CUSIP 02153D201 12/14/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Altus Group Limited
Ticker Security ID: Meeting Date Meeting Status
AIF CUSIP 02215R107 04/30/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angela L. Brown Mgmt For For For
1.2 Elect Robert Courteau Mgmt For For For
1.3 Elect Carl Farrel Mgmt For For For
1.4 Elect Anthony Gaffney Mgmt For For For
1.5 Elect Diane MacDiarmid Mgmt For For For
1.6 Elect Raymond C. Mgmt For For For
Mikulich
1.7 Elect Eric W. Slavens Mgmt For For For
1.8 Elect Janet P. Woodruff Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amber Road, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMBR CUSIP 02318Y108 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Preuninger Mgmt For For For
1.2 Elect Ralph Faison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Corrsin Mgmt For For For
1.2 Elect George P. Mgmt For For For
Sakellaris
1.3 Elect Joseph W. Sutton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
American Outdoor Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
AOBC CUSIP 02874P103 09/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry M. Monheit Mgmt For For For
1.2 Elect Robert L. Scott Mgmt For For For
1.3 Elect Robert H. Brust Mgmt For For For
1.4 Elect P. James Debney Mgmt For For For
1.5 Elect John B. Furman Mgmt For For For
1.6 Elect Gregory J. Mgmt For For For
Gluchowski,
Jr
1.7 Elect Michael F. Golden Mgmt For For For
1.8 Elect Mitchell A. Saltz Mgmt For For For
1.9 Elect I. Marie Wadecki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Public Education Inc.
Ticker Security ID: Meeting Date Meeting Status
APEI CUSIP 02913V103 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric C. Andersen Mgmt For For For
2 Elect Wallace E. Mgmt For For For
Boston,
Jr.
3 Elect Barbara G. Fast Mgmt For For For
4 Elect Jean C. Halle Mgmt For For For
5 Elect Barbara Kurshan Mgmt For For For
6 Elect Timothy J. Landon Mgmt For For For
7 Elect William G. Mgmt For For For
Robinson,
Jr.
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Dennis Hogue Mgmt For For For
2 Elect James B. Miller, Mgmt For For For
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2011 Mgmt For For For
Equity Compensation
Plan
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ampco-Pittsburgh Corporation
Ticker Security ID: Meeting Date Meeting Status
AP CUSIP 032037103 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael I. German Mgmt For For For
1.2 Elect Ann E. Whitty Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amtech Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASYS CUSIP 032332504 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jong S. Whang Mgmt For For For
1.2 Elect Fokko Pentinga Mgmt For For For
1.3 Elect Robert M. Averick Mgmt For For For
1.4 Elect Michael Mgmt For Withhold Against
Garnreiter
1.5 Elect Robert F. King Mgmt For For For
1.6 Elect Sukesh Mohan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Analogic Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUSIP 032657207 06/21/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Analogic Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUSIP 032657207 12/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard C. Bailey Mgmt For For For
2 Elect Jeffrey P. Black Mgmt For For For
3 Elect James J. Judge Mgmt For For For
4 Elect Michael T. Modic Mgmt For For For
5 Elect Stephen A. Odland Mgmt For For For
6 Elect Fred B. Parks Mgmt For For For
7 Elect Joseph E. Mgmt For For For
Whitters
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
AquaVenture Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
WAAS CUSIP G0443N107 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony A. Mgmt For For For
Ibarguen
2 Elect Paul T. Hanrahan Mgmt For For For
3 Elect Cyril Meduna Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aquinox Pharmaceuticals Inc
Ticker Security ID: Meeting Date Meeting Status
AQXP CUSIP 03842B101 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Main Mgmt For For For
1.2 Elect Sean Nolan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ARCA Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABIO CUSIP 00211Y407 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond L. Mgmt For For For
Woosley
1.2 Elect Dan J. Mitchell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardmore Shipping Corp
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Gurnee Mgmt For For For
1.2 Elect Alan Robert Mgmt For For For
McIlwraith
________________________________________________________________________________
ASA Gold and Precious Metals Limited
Ticker Security ID: Meeting Date Meeting Status
ASA CUSIP G3156P103 03/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Mgmt For For For
Christensen
2 Elect Gary Glynn Mgmt For For For
3 Elect Bruce D. Hansen Mgmt For For For
4 Elect Mary Hoene Mgmt For For For
5 Elect Robert A. Mgmt For For For
Pilkington
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ashford, Inc.
Ticker Security ID: Meeting Date Meeting Status
AINC CUSIP 044104107 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Monty J. Bennett Mgmt For For For
1.2 Elect Dinesh P. Mgmt For For For
Chandiramani
1.3 Elect Darrell T. Hail Mgmt For For For
1.4 Elect J. Robison Hays, Mgmt For For For
III
1.5 Elect Uno Immanivong Mgmt For For For
1.6 Elect John Mauldin Mgmt For For For
1.7 Elect Brian A. Wheeler Mgmt For For For
2 Extension of Mgmt For Against Against
Shareholder Rights
Plan
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
Aspen Aerogels, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASPN CUSIP 04523Y105 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca A. Mgmt For For For
Blalock
1.2 Elect Robert M. Gervis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aspen Group Inc
Ticker Security ID: Meeting Date Meeting Status
ASPU CUSIP 04530L203 03/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Mathews Mgmt For For For
1.2 Elect Michael D'Anton Mgmt For For For
1.3 Elect Norman D. Dicks Mgmt For For For
1.4 Elect C. James Jensen Mgmt For For For
1.5 Elect Andrew Kaplan Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
MacLean
IV
1.7 Elect Sanford Rich Mgmt For For For
1.8 Elect John Mgmt For For For
Scheibelhoffer
1.9 Elect Rick Solomon Mgmt For For For
1.10 Elect Oksana Malysheva Mgmt For For For
2 Amendments to the 2012 Mgmt For Abstain Against
Equity Incentive
Plan
3 Issuance of Common Mgmt For For For
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433108 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Mgmt For For For
Boushie
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect John B. Drenning Mgmt For For For
1.4 Elect Jeffry D. Frisby Mgmt For For For
1.5 Elect Peter J. Mgmt For For For
Gundermann
1.6 Elect Warren C. Johnson Mgmt For For For
1.7 Elect Kevin T. Keane Mgmt For For For
1.8 Elect Neil Kim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AstroNova, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALOT CUSIP 04638F108 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect April L. Ondis Mgmt For For For
1.2 Elect Mitchell I. Quain Mgmt For For For
1.3 Elect Yvonne E. Mgmt For For For
Schlaeppi
1.4 Elect Harold Schofield Mgmt For For For
1.5 Elect Richard S. Mgmt For For For
Warzala
1.6 Elect Gregory A. Woods Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atento S.A
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Management Mgmt For For For
Report of Company
Accounts
2 Approval of Auditor's Mgmt For For For
Report of Company
Accounts
3 Accounts and Reports Mgmt For For For
4 Approval of Allocation Mgmt For For For
of Annual
Results
5 Allocation of Mgmt For For For
Profits/Dividends
6 Discharge to Directors Mgmt For For For
for
Performance
7 Elect Thomas Ianotti Mgmt For For For
8 Elect David Garner Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Atlas Financial Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
AFH CUSIP G06207115 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon G. Pratt Mgmt For For For
1.2 Elect Jordan Kupinsky Mgmt For For For
1.3 Elect John T. Mgmt For For For
Fitzgerald
1.4 Elect Walter Walker Mgmt For For For
1.5 Elect Scott D. Wollney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael H. Carrel Mgmt For For For
1.2 Elect Mark A. Collar Mgmt For For For
1.3 Elect Scott W. Drake Mgmt For For For
1.4 Elect Regina E. Groves Mgmt For For For
1.5 Elect B. Kristine Mgmt For For For
Johnson
1.6 Elect Mark R. Lanning Mgmt For For For
1.7 Elect Sven A. Wehrwein Mgmt For For For
1.8 Elect Robert S. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For Abstain Against
Stock Incentive
Plan
5 Approval of 2018 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Atrion Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Preston G. Athey Mgmt For For For
2 Elect Hugh J. Morgan, Mgmt For For For
Jr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Autocanada Inc.
Ticker Security ID: Meeting Date Meeting Status
ACQ CUSIP 05277B209 05/04/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Gordon R. Mgmt For For For
Barefoot
2.2 Elect Michael H. Ross Mgmt For For For
2.3 Elect Dennis DesRosiers Mgmt For For For
2.4 Elect Barry L. James Mgmt For For For
2.5 Elect Maryann N. Keller Mgmt For For For
2.6 Elect Arlene Dickinson Mgmt For For For
2.7 Elect Paul W Antony Mgmt For For For
2.8 Elect Steven J. Landry Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AV Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVHI CUSIP 00234P102 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Barnett Mgmt For For For
1.2 Elect Matthew Coleman Mgmt For For For
1.3 Elect Roger A. Cregg Mgmt For For For
1.4 Elect Roger W. Einiger Mgmt For For For
1.5 Elect Paul Hackwell Mgmt For For For
1.6 Elect Joshua L. Nash Mgmt For For For
1.7 Elect Jonathan M. Mgmt For For For
Pertchik
1.8 Elect Michael F. Mgmt For For For
Profenius
1.9 Elect Aaron D. Ratner Mgmt For For For
1.10 Elect Joel M. Simon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Coombs Mgmt For For For
1.2 Elect Daniel E. Knutson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banca Finnat Euramerica S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BFE CINS T92884112 04/27/2018 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 List Presented by Mgmt N/A For N/A
Arturo
Nattino
6 Directors' Fees Mgmt For Abstain Against
7 Election of Honorary Mgmt For Abstain Against
Chair
8 Honorary Chair's Term Mgmt For For For
9 Honorary Chair's Fees Mgmt For Abstain Against
10 List Presented by Mgmt N/A Against N/A
Arturo
Nattino
11 Statutory Auditors' Mgmt For Abstain Against
Fees
12 Remuneration Policy Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bankinter SA
Ticker Security ID: Meeting Date Meeting Status
BKT CINS E2116H880 03/22/2018 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Ratify Co-option and Mgmt For For For
Elect Teresa
Martin-Retortillo
Rubio
7 Elect Alfonso Mgmt For For For
Botin-Sanz de
Sautuola
8 Board Size Mgmt For For For
9 Creation of Mgmt For For For
Capitalisation
Reserve
10 Directors' Fees Mgmt For For For
11 Remuneration Policy Mgmt For For For
(Binding)
12 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to
Remuneration
Plan
13 Maximum Variable Mgmt For For For
Remuneration
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Barnes & Noble Education Inc
Ticker Security ID: Meeting Date Meeting Status
BNED CUSIP 06777U101 09/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Golden Mgmt For For For
1.2 Elect Jerry Sue Mgmt For For For
Thornton
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bel Fuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
BELFB CUSIP 077347300 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Tweedy Mgmt For For For
1.2 Elect Mark B. Segall Mgmt For For For
1.3 Elect Eric Nowling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Abstain Against Against
Regarding Conversion
Right
________________________________________________________________________________
BioCryst Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCRX CUSIP 09058V103 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy J. Hutson Mgmt For For For
1.2 Elect Robert A. Ingram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony J. Conti Mgmt For For For
2 Elect Kirk E. Gorman Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Blue Hills Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHBK CUSIP 095573101 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony LaCava Mgmt For For For
1.2 Elect Brian G. Leary Mgmt For For For
1.3 Elect Ronald K. Perry Mgmt For For For
1.4 Elect Pamela C. Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Broadcom Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y09827109 04/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect James V. Diller, Mgmt For For For
Sr.
3 Elect Gayla J. Delly Mgmt For For For
4 Elect Lewis C. Mgmt For For For
Eggebrecht
5 Elect Kenneth Y. Hao Mgmt For For For
6 Elect Eddy W. Mgmt For For For
Hartenstein
7 Elect Check Kian Low Mgmt For For For
8 Elect Donald Macleod Mgmt For For For
9 Elect Peter J. Marks Mgmt For For For
10 Elect Dr. Henry S. Mgmt For For For
Samueli
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Ordinary and Special
Preference
Shares
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect John K. Mgmt For For For
McGillicuddy
1.5 Elect Krishna G. Palepu Mgmt For For For
1.6 Elect Kirk P. Pond Mgmt For For For
1.7 Elect Stephen S. Mgmt For For For
Schwartz
1.8 Elect Alfred Mgmt For For For
Woollacott
III
1.9 Elect Mark S. Wrighton Mgmt For For For
1.10 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BRT Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BRT CUSIP 055645303 03/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan H. Ginsburg Mgmt For For For
2 Elect Jeffrey A. Gould Mgmt For For For
3 Elect Jonathan H. Simon Mgmt For For For
4 2018 Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francis J. Leto Mgmt For For For
1.2 Elect Britton H. Mgmt For For For
Murdoch
1.3 Elect F. Kevin Tylus Mgmt For For For
1.4 Elect Diego F. Calderin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BSQUARE Corporation
Ticker Security ID: Meeting Date Meeting Status
BSQR CUSIP 11776U300 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry D. Chase Mgmt For For For
1.2 Elect William D. Savoy Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burnham Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
BURCA CUSIP 122295108 04/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas S. Mgmt For For For
Brossman
1.2 Elect Christopher R. Mgmt For For For
Drew
1.3 Elect George W. Hodges Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calamp Corp.
Ticker Security ID: Meeting Date Meeting Status
CAMP CUSIP 128126109 07/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert J. Moyer Mgmt For For For
2 Elect Kimberly Alexy Mgmt For For For
3 Elect Michael Burdiek Mgmt For For For
4 Elect Jeffery Gardner Mgmt For For For
5 Elect Amal Johnson Mgmt For For For
6 Elect Jorge Titinger Mgmt For For For
7 Elect Larry Wolfe Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to 2004 Mgmt For For For
Stock
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canaccord Genuity Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 134801109 08/03/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Charles N. Mgmt For For For
Bralver
2.2 Elect Massimo C. Mgmt For For For
Carello
2.3 Elect Daniel J. Daviau Mgmt For For For
2.4 Elect Kalpana Desai Mgmt For For For
2.5 Elect Michael D. Harris Mgmt For For For
2.6 Elect David J. Kassie Mgmt For For For
2.7 Elect Terrence A. Lyons Mgmt For For For
2.8 Elect Dipesh Shah Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Mgmt For For For
Limbacher
1.6 Elect William C. Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Care.com Inc
Ticker Security ID: Meeting Date Meeting Status
CRCM CUSIP 141633107 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Harris,
Jr.
1.2 Elect Daniel S. Yoo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CareDx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNA CUSIP 14167L103 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George W. Mgmt For For For
Bickerstaff
1.2 Elect Ralph Snyderman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Boor Mgmt For For For
1.2 Elect Joseph H. Mgmt For For For
Stegmayer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Mgmt For For For
DeGroote
2 Elect Gina D. France Mgmt For For For
3 Elect Todd J. Slotkin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Central Garden & Pet Company
Ticker Security ID: Meeting Date Meeting Status
CENT CUSIP 153527106 02/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Balousek Mgmt For For For
1.2 Elect William E. Brown Mgmt For For For
1.3 Elect Thomas Colligan Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Edwards
1.5 Elect Brooks M. Mgmt For For For
Pennington
III
1.6 Elect John R. Ranelli Mgmt For For For
1.7 Elect George C. Roeth Mgmt For For For
1.8 Elect M. Beth Springer Mgmt For For For
1.9 Elect Andrew K. Woeber Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Central Steel & Wire Company
Ticker Security ID: Meeting Date Meeting Status
CSTW CUSIP 155411101 04/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen E. Mgmt For Withhold Against
Fuhrman
1.2 Elect Kevin G. Powers Mgmt For Withhold Against
1.3 Elect Michael J. Mgmt For For For
Sullivan
1.4 Elect Ronald V. Kazmar Mgmt For For For
1.5 Elect Hugh J. Barger Mgmt For For For
III
2 Ratification of Auditor Mgmt For Abstain Against
________________________________________________________________________________
Centric Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CHH CUSIP 15641A100 05/09/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yazdi Bharucha Mgmt For For For
1.2 Elect Kevin Dalton Mgmt For For For
1.3 Elect Ingrid Davis Mgmt For For For
1.4 Elect Rik Ganderton Mgmt For For For
1.5 Elect Dr. Robert S. Mgmt For For For
Hollinshead
1.6 Elect Jack Shevel Mgmt For For For
1.7 Elect Darren Youngleson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 RSU Plan Renewal Mgmt For Against Against
5 Approval of the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erwin Haitzmann Mgmt For For For
2 Elect Gottfried Mgmt For For For
Schellmann
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CES Energy Solutions Corp.
Ticker Security ID: Meeting Date Meeting Status
CEU CUSIP 15713J104 06/14/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rodney L. Mgmt For For For
Carpenter
2.2 Elect Stella Cosby Mgmt For For For
2.3 Elect John M. Hooks Mgmt For For For
2.4 Elect Kyle D. Kitagawa Mgmt For For For
2.5 Elect Thomas J. Simons Mgmt For For For
2.6 Elect D. Michael G. Mgmt For For For
Stewart
2.7 Elect Burton J. Ahrens Mgmt For For For
2.8 Elect Philip J. Mgmt For For For
Scherman
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Chembio Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEMI CUSIP 163572209 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine L. Mgmt For For For
Davis
1.2 Elect Gail S. Page Mgmt For For For
1.3 Elect John Potthoff Mgmt For For For
1.4 Elect John J. Sperzel Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Adjourn Mgmt For For For
Meeting
5 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Chemung Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Mgmt For For For
Dalrymple
1.2 Elect Denise V. Gonick Mgmt For For For
1.3 Elect Kevin B. Tully Mgmt For For For
1.4 Elect Thomas R. Tyrrell Mgmt For For For
1.5 Elect Larry Becker Mgmt For For For
1.6 Elect David M. Buicko Mgmt For For For
1.7 Elect Jeffery B. Mgmt For For For
Streeter
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
China Huarong Asset Management Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
2799 CINS ADPV30665 04/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Fixed Asset Budget for Mgmt For For For
2018
4 Final Financial Mgmt For For For
Account
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Chugai Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4519 CINS J06930101 03/22/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Osamu Nagayama Mgmt For Against Against
4 Elect Motoo Ueno Mgmt For For For
5 Elect Tatsuroh Kosaka Mgmt For For For
6 Elect Yasuo Ikeda Mgmt For For For
7 Elect Sophie Mgmt For For For
Kornowski-Bonnet
________________________________________________________________________________
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David F. Dietz Mgmt For For For
1.2 Elect Tina Donikowski Mgmt For For For
1.3 Elect Douglas M. Hayes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Civeo Corporation
Ticker Security ID: Meeting Date Meeting Status
CVEO CUSIP 17878Y108 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Ronald Mgmt For For For
Blankenship
1.2 Elect Charles Mgmt For For For
Szalkowski
1.3 Elect Ronald J. Mgmt For For For
Gilbertson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to 2014 Mgmt For For For
Equity Participantion
Plan
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/10/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Abstain Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect James W.J. Mgmt For For For
Hughes-Hallett
5 Elect Andi Case Mgmt For For For
6 Elect Peter M. Anker Mgmt For For For
7 Elect Jeff Woyda Mgmt For For For
8 Elect Peter Backhouse Mgmt For For For
9 Elect Birger Nergaard Mgmt For For For
10 Elect Marie-Louise Mgmt For For For
Clayton
11 Elect Edmond Warner Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Clarus Corporation
Ticker Security ID: Meeting Date Meeting Status
CLAR CUSIP 18270P109 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren B. Kanders Mgmt For For For
1.2 Elect Donald L. House Mgmt For For For
1.3 Elect Nicholas Sokolow Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Henning
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clearfield, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLFD CUSIP 18482P103 02/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cheryl Beranek Mgmt For For For
1.2 Elect Ronald G. Roth Mgmt For For For
1.3 Elect Patrick Goepel Mgmt For For For
1.4 Elect Roger Harding Mgmt For For For
1.5 Elect Charles N. Mgmt For For For
Hayssen
1.6 Elect Donald R. Hayward Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 03/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Ambroseo Mgmt For For For
2 Elect Jay T. Flatley Mgmt For For For
3 Elect Pamela Fletcher Mgmt For For For
4 Elect Susan M. James Mgmt For For For
5 Elect L. William Krause Mgmt For For For
6 Elect Garry W. Rogerson Mgmt For For For
7 Elect Steve Skaggs Mgmt For For For
8 Elect Sandeep S. Vij Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Collectors Universe, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLCT CUSIP 19421R200 12/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robert G. Deuster Mgmt For For For
1.3 Elect Deborah A. Mgmt For For For
Farrington
1.4 Elect David G. Hall Mgmt For For For
1.5 Elect Joseph R. Martin Mgmt For For For
1.6 Elect Albert J. Moyer Mgmt For For For
1.7 Elect Joseph J. Orlando Mgmt For For For
1.8 Elect Van D. Simmons Mgmt For For For
1.9 Elect Bruce A. Stevens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbus McKinnon Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest R. Mgmt For For For
Verebelyi
1.2 Elect Mark D. Morelli Mgmt For For For
1.3 Elect Richard H. Mgmt For For For
Fleming
1.4 Elect Stephen Mgmt For For For
Rabinowitz
1.5 Elect Nicholas T. Mgmt For For For
Pinchuk
1.6 Elect Liam G. McCarthy Mgmt For For For
1.7 Elect R. Scott Trumbull Mgmt For For For
1.8 Elect Heath A. Mitts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Computer Modelling Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 205249105 07/13/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Judith J. Athaide Mgmt For For For
2.2 Elect Kenneth M. Mgmt For For For
Dedeluk
2.3 Elect Christopher L. Mgmt For For For
Fong
2.4 Elect Patrick R. Mgmt For For For
Jamieson
2.5 Elect Peter H. Kinash Mgmt For For For
2.6 Elect Robert F. M. Mgmt For For For
Smith
2.7 Elect John B. Zaozirny Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 PSU and RSU Plan Mgmt For For For
________________________________________________________________________________
CompX International Inc.
Ticker Security ID: Meeting Date Meeting Status
CIX CUSIP 20563P101 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Barry Mgmt For For For
1.2 Elect David A. Bowers Mgmt For For For
1.3 Elect Loretta J. Feehan Mgmt For For For
1.4 Elect Robert D. Graham Mgmt For For For
1.5 Elect Terri L. Mgmt For For For
Herrington
1.6 Elect Ann Manix Mgmt For For For
1.7 Elect Cecil H. Moore, Mgmt For For For
Jr.
1.8 Elect Mary A. Tidlund Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment of the Mgmt For For For
Certificate of
Incorporation
Regarding Dual Class
Stock
________________________________________________________________________________
comScore, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCOR CUSIP 20564W105 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale Fuller Mgmt For For For
1.2 Elect Robert Norman Mgmt For For For
1.3 Elect Jacques Kerrest Mgmt For For For
1.4 Elect Michelle Mgmt For For For
McKenna-Doyle
1.5 Elect Paul Reilly Mgmt For For For
1.6 Elect William Livek Mgmt For For For
1.7 Elect Brent Rosenthal Mgmt For For For
1.8 Elect Bryan Wiener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Equity and Incentive
Compensation
Plan
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Conduent Incorporated
Ticker Security ID: Meeting Date Meeting Status
CNDT CUSIP 206787103 05/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Galant Mgmt For For For
2 Elect Nicholas F. Mgmt For For For
Graziano
3 Elect Joie Gregor Mgmt For For For
4 Elect Courtney R. Mgmt For For For
Mather
5 Elect Michael Nevin Mgmt For For For
6 Elect Michael A. Nutter Mgmt For For For
7 Elect William G. Mgmt For For For
Parrett
8 Elect Ashok Vemuri Mgmt For For For
9 Elect Virginia M. Mgmt For For For
Wilson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Connecture Inc
Ticker Security ID: Meeting Date Meeting Status
CNXR CUSIP 20786J106 04/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Corium International Inc
Ticker Security ID: Meeting Date Meeting Status
CORI CUSIP 21887L107 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bhaskar Chaudhuri Mgmt For For For
1.2 Elect Ronald Eastman Mgmt For For For
1.3 Elect Paul Goddard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CPI Aerostructures, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVU CUSIP 125919308 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter Paulick Mgmt For For For
1.2 Elect Eric S. Rosenfeld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cray Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAY CUSIP 225223304 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Prithviraj Mgmt For For For
Banerjee
2 Elect Catriona M. Mgmt For For For
Fallon
3 Elect Stephen C. Kiely Mgmt For For For
4 Elect Sally G. Narodick Mgmt For For For
5 Elect Daniel C. Regis Mgmt For For For
6 Elect Max L. Schireson Mgmt For For For
7 Elect Brian V. Turner Mgmt For For For
8 Elect Peter J. Ungaro Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CRH Medical Corporation
Ticker Security ID: Meeting Date Meeting Status
CRH CUSIP 12626F105 06/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony F. Holler Mgmt For For For
1.2 Elect David Johnson Mgmt For For For
1.3 Elect Todd Patrick Mgmt For For For
1.4 Elect Ian Webb Mgmt For For For
1.5 Elect Edward Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Crimson Wine Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CWGL CUSIP 22662X100 07/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Cumming Mgmt For For For
1.2 Elect Ian M. Cumming Mgmt For For For
1.3 Elect Joseph S. Mgmt For For For
Steinberg
1.4 Elect Avraham M. Mgmt For For For
Neikrug
1.5 Elect Douglas M. Mgmt For For For
Carlson
1.6 Elect Craig D. Williams Mgmt For For For
1.7 Elect Francesca H. Mgmt For For For
Schuler
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Grubbs Mgmt For For For
1.2 Elect W. Larry Cash Mgmt For For For
1.3 Elect Thomas C. Dircks Mgmt For For For
1.4 Elect Gale S. Mgmt For For For
Fitzgerald
1.5 Elect Richard M. Mgmt For For For
Mastaler
1.6 Elect Mark C. Perlberg Mgmt For For For
1.7 Elect Joseph A. Trunfio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Crafts, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRWS CUSIP 228309100 08/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald Ratajczak Mgmt For For For
2 Elect Patricia Stensrud Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mgmt For For For
Ackerman
1.2 Elect Daniel J. Mgmt For For For
Bevevino
1.3 Elect James W. Bullock Mgmt For For For
1.4 Elect Jeffrey H. Mgmt For For For
Burbank
1.5 Elect J. Patrick Mackin Mgmt For For For
1.6 Elect Ronald D. McCall Mgmt For For For
1.7 Elect Harvey Morgan Mgmt For For For
1.8 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Equity and Cash
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CULP CUSIP 230215105 09/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Culp, Mgmt For For For
III
1.2 Elect Patrick B. Flavin Mgmt For For For
1.3 Elect Fred A. Jackson Mgmt For For For
1.4 Elect Kenneth R. Larson Mgmt For For For
1.5 Elect Kenneth W. Mgmt For For For
McAllister
1.6 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Currency Exchange International, Corp.
Ticker Security ID: Meeting Date Meeting Status
CXI CUSIP 23131B307 03/15/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph W. Pinna Mgmt For For For
1.2 Elect Joseph August Mgmt For For For
1.3 Elect Mark Mgmt For For For
Mickleborough
1.4 Elect V. James Sardo Mgmt For For For
1.5 Elect Chitwant S. Kohli Mgmt For For For
1.6 Elect Chirag Bhavsar Mgmt For For For
1.7 Elect Linda A. Stromme Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Incentive Stock
Option
Plan
________________________________________________________________________________
CyberOptics Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBE CUSIP 232517102 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig D. Gates Mgmt For For For
1.2 Elect Subodh Kulkarni Mgmt For For For
1.3 Elect Irene M. Qualters Mgmt For For For
1.4 Elect Michael M. Mgmt For For For
Selzer,
Jr.
1.5 Elect Vivek Mohindra Mgmt For For For
2 Amendment to the 1992 Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dawson Geophysical Company
Ticker Security ID: Meeting Date Meeting Status
DWSN CUSIP 239360100 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Barrett
1.2 Elect Craig W. Cooper Mgmt For For For
1.3 Elect Gary M. Hoover Mgmt For For For
1.4 Elect Stephen C. Jumper Mgmt For For For
1.5 Elect Michael L. Klofas Mgmt For For For
1.6 Elect Ted R. North Mgmt For For For
1.7 Elect Mark A. Vander Mgmt For For For
Ploeg
1.8 Elect Wayne A. Whitener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Del Taco Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
TACO CUSIP 245496104 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph N. Stein Mgmt For For For
1.2 Elect Patrick Walsh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Destination Maternity Corporation
Ticker Security ID: Meeting Date Meeting Status
DEST CUSIP 25065D100 05/23/2018 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Erdos Mgmt For N/A N/A
1.2 Elect Peter P. Longo Mgmt For N/A N/A
1.3 Elect Pierre-Andre Mgmt For N/A N/A
Mestre
1.4 Elect Melissa Mgmt For N/A N/A
Payner-Gregor
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Mgmt For N/A N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against N/A N/A
Regarding Incremental
Repeal of
Bylaws
________________________________________________________________________________
Destination Maternity Corporation
Ticker Security ID: Meeting Date Meeting Status
DEST CUSIP 25065D100 05/23/2018 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Holly N. Alden ShrHoldr N/A For N/A
1.2 Elect Christopher B. ShrHoldr N/A For N/A
Morgan
1.3 Elect Marla A. Ryan ShrHoldr N/A For N/A
1.4 Elect Anne-Charlotte ShrHoldr N/A For N/A
Windal
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Incremental
Repeal of
Bylaws
3 Ratification of Auditor Mgmt N/A For N/A
4 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
________________________________________________________________________________
Destination Maternity Corporation
Ticker Security ID: Meeting Date Meeting Status
DEST CUSIP 25065D100 10/19/2017 Unvoted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt N/A N/A N/A
Blitzer
2 Elect Barry Erdos Mgmt N/A N/A N/A
3 Elect Melissa Mgmt N/A N/A N/A
Payner-Gregor
4 Elect B. Allen Mgmt N/A N/A N/A
Weinstein
5 Ratification of Auditor Mgmt N/A N/A N/A
6 Amendment to the 2005 Mgmt N/A N/A N/A
Equity Incentive
Plan
7 Advisory Vote on Mgmt N/A N/A N/A
Executive
Compensation
8 Frequency of Advisory Mgmt N/A N/A N/A
Vote on Executive
Compensation
________________________________________________________________________________
Destination Maternity Corporation
Ticker Security ID: Meeting Date Meeting Status
DEST CUSIP 25065D100 10/19/2017 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Blitzer
2 Elect Barry Erdos Mgmt For For For
3 Elect Melissa Mgmt For For For
Payner-Gregor
4 Elect B. Allen Mgmt For For For
Weinstein
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Destination XL Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DXLG CUSIP 25065K104 08/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Seymour Holtzman Mgmt For For For
2 Elect David A. Levin Mgmt For For For
3 Elect Jack Boyle Mgmt For For For
4 Elect John E. Kyees Mgmt For For For
5 Elect Willem Mesdag Mgmt For For For
6 Elect Ward K. Mooney Mgmt For For For
7 Elect Mitchell S. Mgmt For For For
Presser
8 Elect Ivy Ross Mgmt For For For
9 Elect Oliver Walsh Mgmt For For For
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamond Hill Investment Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R.H. Dillon Mgmt For For For
2 Elect Randolph J. Mgmt For For For
Fortener
3 Elect James F. Laird Mgmt For For For
4 Elect Paul A. Reeder Mgmt For For For
III
5 Elect Bradley C. Shoup Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DIRTT Environmental Solutions Ltd
Ticker Security ID: Meeting Date Meeting Status
DRT CUSIP 25490H106 06/26/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Wayne Boulais Mgmt For For For
2.2 Elect Ronald Kaplan Mgmt For For For
2.3 Elect John F. Elliott Mgmt For For For
2.4 Elect Richard Haray Mgmt For For For
2.5 Elect Todd W. Mgmt For For For
Lillibridge
2.6 Elect Denise Karkkainen Mgmt For For For
2.7 Elect Christine Mgmt For For For
McGinley
2.8 Elect Steve Parry Mgmt For For For
2.9 Elect Mogens Smed Mgmt For For For
3 Amendments to Advance Mgmt For For For
Notice
Policy
________________________________________________________________________________
Donnelley Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
DFIN CUSIP 25787G100 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel N. Leib Mgmt For For For
2 Elect Lois M. Martin Mgmt For For For
3 Elect Charles Drucker Mgmt For For For
4 Elect Gary G. Mgmt For For For
Greenfiield
5 Elect Oliver R. Mgmt For For For
Sockwell
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dorchester Minerals, L.P.
Ticker Security ID: Meeting Date Meeting Status
DMLP CUSIP 25820R105 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allen D. Lassiter Mgmt For For For
1.2 Elect C.W. ("Bill") Mgmt For For For
Russell
1.3 Elect Ronald P. Trout Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Mgmt For For For
Partnership
Agreement
________________________________________________________________________________
Dorian LPG Ltd.
Ticker Security ID: Meeting Date Meeting Status
LPG CUSIP Y2106R110 09/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Coleman Mgmt For For For
1.2 Elect Christina Tan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Poison
Pill
________________________________________________________________________________
Dundee Corporation
Ticker Security ID: Meeting Date Meeting Status
DC.A CUSIP 264901109 06/04/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Jonathan Goodman Mgmt For For For
2.2 Elect Garth A.C. MacRae Mgmt For For For
2.3 Elect Robert McLeish Mgmt For For For
2.4 Elect Andrew T. Molson Mgmt For For For
2.5 Elect A. Murray Mgmt For For For
Sinclair
2.6 Elect K. Barry Sparks Mgmt For For For
________________________________________________________________________________
eMagin Corporation
Ticker Security ID: Meeting Date Meeting Status
EMAN CUSIP 29076N206 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Brody
1.2 Elect Paul C. Cronson Mgmt For For For
1.3 Elect Leslie G. Polgar Mgmt For For For
1.4 Elect Ellen B. Mgmt For For For
Richstone
1.5 Elect Andrew G. Sculley Mgmt For For For
1.6 Elect Stephen M. Seay Mgmt For For For
1.7 Elect Jill Wittels Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
EMCORE Corporation
Ticker Security ID: Meeting Date Meeting Status
EMKR CUSIP 290846203 03/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen L. Mgmt For For For
Domenik
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Amendment Regarding Mgmt For For For
Board
Size
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Extension of Tax Mgmt For For For
Benefits Preservation
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emirates Telecommunications Group Co PJSC
Ticker Security ID: Meeting Date Meeting Status
ETISALAT CINS M4040L103 03/21/2018 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Auditor's Report Mgmt For For For
3 Financial Statemens Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Auditor's
Acts
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For Abstain Against
9 Election of Directors Mgmt For Abstain Against
10 Charitable Donations Mgmt For For For
11 Amendments to Articles Mgmt For Abstain Against
12 Authority to Mgmt For For For
Repurchase and
Reissue Shares;
Authorisation of
Legal
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emirates Telecommunications Group Co PJSC
Ticker Security ID: Meeting Date Meeting Status
ETISALAT CINS M4040L103 03/21/2018 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Auditor's Report Mgmt For For For
3 Financial Statemens Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Auditor's
Acts
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For Abstain Against
9 Election of Directors Mgmt For Abstain Against
10 Charitable Donations Mgmt For For For
11 Amendments to Articles Mgmt For Abstain Against
12 Authority to Mgmt For For For
Repurchase and
Reissue Shares;
Authorisation of
Legal
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emirates Telecommunications Group Co PJSC
Ticker Security ID: Meeting Date Meeting Status
ETISALAT CINS M4040L103 03/21/2018 Voted
Meeting Type Country of Trade
Annual United Arab Emirates
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For Abstain Against
2 Auditor's Report Mgmt For For For
3 Financial Statemens Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Mgmt For For For
Auditor's
Acts
7 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
8 Directors' Fees Mgmt For Abstain Against
9 Election of Directors Mgmt For Abstain Against
10 Charitable Donations Mgmt For For For
11 Amendments to Articles Mgmt For Abstain Against
12 Authority to Mgmt For For For
Repurchase and
Reissue Shares;
Authorisation of
Legal
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Mgmt For For For
Courtney
1.2 Elect Gregory J. Fisher Mgmt For For For
1.3 Elect Daniel L. Jones Mgmt For For For
1.4 Elect William R. Mgmt For For For
Thomas
III
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Envirostar, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVI CUSIP 29414M100 12/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry M. Nahmad Mgmt For For For
1.2 Elect Michael S. Mgmt For For For
Steiner
1.3 Elect Dennis Mack Mgmt For For For
1.4 Elect David Blyer Mgmt For For For
1.5 Elect Timothy P. Mgmt For For For
LaMacchia
1.6 Elect Alan M. Grunspan Mgmt For For For
1.7 Elect Hal M. Lucas Mgmt For For For
1.8 Elect Todd Oretsky Mgmt For For For
2 Approval of 2017 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
ePlus Inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Norton Mgmt For For For
1.2 Elect Bruce M. Bowen Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Terrence Mgmt For For For
O'Donnell
1.5 Elect Lawrence S. Mgmt For For For
Herman
1.6 Elect Ira A. Hunt, III Mgmt For For For
1.7 Elect John E. Callies Mgmt For For For
1.8 Elect Eric D. Hovde Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 2017 Non-Employee Mgmt For For For
Director Long-Term
Incentive
Plan
________________________________________________________________________________
EQT Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EQT CINS Q35952102 10/27/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James (Jim) Minto Mgmt For For For
3 Re-Elect Jeffrey Mgmt For For For
Kennett
4 Equity Grant - LTI (MD Mgmt For For For
Michael
O'Brien)
5 Equity Grant - STI (MD Mgmt For For For
Michael
O'Brien)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Era Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ERA CUSIP 26885G109 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Bradshaw
1.3 Elect Ann Fairbanks Mgmt For For For
1.4 Elect Blaine Fogg Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Papouras
1.6 Elect Yueping Sun Mgmt For For For
1.7 Elect Steven Webster Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Certificate of
Incorporation
4 Adopt Majority Voting Mgmt For For For
for the Election of
Directors
5 Removal of Directors Mgmt For For For
With or Without
Cause
________________________________________________________________________________
Ethan Allen Interiors Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Farooq Mgmt For For For
Kathwari
2 Elect James B. Carlson Mgmt For For For
3 Elect John J. Dooner, Mgmt For For For
Jr.
4 Elect Domenick J. Mgmt For For For
Esposito
5 Elect Mary Garrett Mgmt For For For
6 Elect James W. Mgmt For For For
Schmotter
7 Elect Tara J. Stacom Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Etsy Inc
Ticker Security ID: Meeting Date Meeting Status
ETSY CUSIP 29786A106 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary S. Briggs Mgmt For For For
2 Elect Edith W. Cooper Mgmt For For For
3 Elect Melissa Reiff Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Everspin Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
MRAM CUSIP 30041T104 05/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Conley Mgmt For For For
1.2 Elect Lawrence Finch Mgmt For For For
1.3 Elect Ronald C. Foster Mgmt For For For
1.4 Elect Michael B Mgmt For For For
Gustafson
1.5 Elect Peter Hebert Mgmt For For For
1.6 Elect Stephen J Socolof Mgmt For For For
1.7 Elect Geoffrey R Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Exactech Inc.
Ticker Security ID: Meeting Date Meeting Status
EXAC CUSIP 30064E109 02/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Exco Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
XTC CUSIP 30150P109 01/31/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurie T.F Mgmt For For For
Bennett
1.2 Elect Edward H. Mgmt For For For
Kernaghan
1.3 Elect Nicole Kirk Mgmt For For For
1.4 Elect Robert B. Magee Mgmt For For For
1.5 Elect Philip B. Mgmt For For For
Matthews
1.6 Elect Colleen M. Mgmt For For For
McMorrow
1.7 Elect Paul R. Riganelli Mgmt For For For
1.8 Elect Brian A. Robbins Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Seamus Grady Mgmt For For For
1.2 Elect Thomas F. Kelly Mgmt For For For
1.3 Elect Frank H. Levinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Performance Incentive
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Allison M. Mgmt For For For
Boersma
1.2 Elect David W. Mgmt For For For
Ritterbush
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
FARO Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FARO CUSIP 311642102 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Brubaker Mgmt For For For
1.2 Elect Jeffrey A. Graves Mgmt For For For
1.3 Elect Simon Raab Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2014 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Fauji Fertilizer Company Limited
Ticker Security ID: Meeting Date Meeting Status
FFC CINS Y24695101 03/13/2018 Voted
Meeting Type Country of Trade
Annual Pakistan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Minutes of Meetings Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Transaction of Other Mgmt For Abstain Against
Business
________________________________________________________________________________
Fauquier Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBSS CUSIP 312059108 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Adams, Mgmt For For For
Jr.
1.2 Elect Randolph D. Mgmt For For For
Frostick
1.3 Elect Jay B. Keyser Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fiera Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
FSZ CUSIP 31660A103 06/07/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gary M. Collins Mgmt For For For
1.3 Elect Martin Gagnon Mgmt For For For
1.4 Elect David R. Shaw Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Security Mgmt For Against Against
Based Compensation
Plans
4 Amendment to the Stock Mgmt For Against Against
Option
Plan
________________________________________________________________________________
Firan Technology Group Corp
Ticker Security ID: Meeting Date Meeting Status
FTG CUSIP 318093101 04/17/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Beutel Mgmt For For For
1.2 Elect Bradley C. Bourne Mgmt For For For
1.3 Elect Edward C. Hanna Mgmt For For For
1.4 Elect David F. Masotti Mgmt For For For
1.5 Elect Mike Andrade Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Flex Pharma Inc
Ticker Security ID: Meeting Date Meeting Status
FLKS CUSIP 33938A105 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Barton Hutt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flexsteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karel K. Mgmt For For For
Czanderna
1.2 Elect Thomas M. Levine Mgmt For Withhold Against
1.3 Elect Robert J. Mgmt For For For
Maricich
2 Amendments to Bylaws Mgmt For For For
________________________________________________________________________________
FLYHT Aerospace Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
FLY CUSIP 30252U303 05/04/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect John Belcher Mgmt For For For
2.2 Elect Michael Brown Mgmt For For For
2.3 Elect Barry Eccleston Mgmt For For For
2.4 Elect Jacques Kavafian Mgmt For For For
2.5 Elect Douglas G. Marlin Mgmt For For For
2.6 Elect Jack Olcott Mgmt For For For
2.7 Elect Mark Rosenker Mgmt For For For
2.8 Elect Paul Takalo Mgmt For For For
2.9 Elect William T. Mgmt For For For
Tempany
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of 2018 Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard DeLateur Mgmt For For For
2 Elect Edward Rogas, Jr. Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Founders Advantage Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
FCF CUSIP 350507109 06/14/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Reid Mgmt For For For
1.2 Elect James Bell Mgmt For For For
1.3 Elect Peter C. McRae Mgmt For For For
1.4 Elect J.R. Kingsley Mgmt For For For
Ward
1.5 Elect Anthony Lacavera Mgmt For For For
1.6 Elect Ron Gratton Mgmt For For For
1.7 Elect Gary Mauris Mgmt For For For
1.8 Elect Chris Kayat Mgmt For For For
1.9 Elect Dennis Sykora Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dennison Mgmt For For For
1.2 Elect Ted Waitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Franklin Covey Co.
Ticker Security ID: Meeting Date Meeting Status
FC CUSIP 353469109 01/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne H. Chow Mgmt For For For
1.2 Elect Clayton M. Mgmt For For For
Christensen
1.3 Elect Michael Fung Mgmt For For For
1.4 Elect Dennis G. Heiner Mgmt For For For
1.5 Elect Donald J. Mgmt For For For
McNamara
1.6 Elect Joel C. Peterson Mgmt For For For
1.7 Elect E. Kay Stepp Mgmt For For For
1.8 Elect Robert A. Whitman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
4 Approve 2017 Employee Mgmt For For For
Stock Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James D. Cirar Mgmt For For For
1.2 Elect Malcolm F. Moore Mgmt For For For
1.3 Elect James R. Meyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of 2018 Mgmt For Against Against
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FRP Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 05/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
4.1 Elect John D. Baker II Mgmt For For For
4.2 Elect Charles E. Mgmt For For For
Commander
III
4.3 Elect H.W. Shad III Mgmt For For For
4.4 Elect Martin E. Stein, Mgmt For For For
Jr.
4.5 Elect William H. Mgmt For For For
Walton
III
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FTD Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTD CUSIP 30281V108 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mir Aamir Mgmt For For For
1.2 Elect James T. Mgmt For For For
Armstrong
1.3 Elect Candace H. Duncan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For Abstain Against
Incentive
Compensation
Plan
________________________________________________________________________________
Futurefuel Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 36116M106 09/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul M. Manheim Mgmt For For For
1.2 Elect Jeffrey L. Mgmt For For For
Schwartz
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For Abstain Against
Omnibus Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gaia Inc
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect Chris Jaeb Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For For For
1.6 Elect Wendy Schoppert Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For For For
________________________________________________________________________________
GAIN Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
GCAP CUSIP 36268W100 07/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Quick Mgmt For Against Against
2 Elect Glenn H. Stevens Mgmt For Against Against
3 Elect Thomas Bevilacqua Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
GenMark Diagnostics Inc.
Ticker Security ID: Meeting Date Meeting Status
GNMK CUSIP 372309104 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hany Massarany Mgmt For For For
1.2 Elect Kevin C. O'Boyle Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Geospace Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
GEOS CUSIP 37364X109 02/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tina M. Langtry Mgmt For For For
2 Elect Michael J. Sheen Mgmt For For For
3 Elect Charles H. Still Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 04/23/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Sale of Stake in Aquis Mgmt For For For
Exchange
Limited
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Supervisory Board
Members
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Management Board
President
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 05/22/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Management Board
President
8 Sale of Stake in Aquis Mgmt For For For
Exchange
Limited
9 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Election of
Supervisory Board
Members
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 06/19/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Management Board
Report
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Supervisory Board
Report
(Management Board)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Financial
Statements )
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Profit
Allocation)
11 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Company's
Standing)
13 Presentation of Mgmt For For For
Supervisory Board
Report (Corporate
Governance)
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Accounts and Reports Mgmt For For For
(Consolidated)
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Ratification of Mgmt For For For
Management Board
Acts
19 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicki L. Avril Mgmt For For For
2 Elect Donald L. Marsh Mgmt For For For
3 Elect Bradford T. Ray Mgmt For For For
4 Elect John H. Walker Mgmt For For For
5 Elect John J. Wasz Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Elect Ronald C. Mgmt For For For
Whitaker
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Water Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRS CUSIP 379463102 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Trevor T. Hill Mgmt For For For
1.2 Elect William S. Levine Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Alexander
1.4 Elect David C. Tedesco Mgmt For For For
1.5 Elect Cindy M. Bowers Mgmt For For For
1.6 Elect Ron L. Fleming Mgmt For For For
1.7 Elect Debra G. Coy Mgmt For For For
1.8 Elect Brett Mgmt For For For
Huckelbridge
2 Ratification of Auditor Mgmt For For For
3 Approval of 2018 Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Gluskin Sheff & Associates Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 37989N106 11/16/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Beeston Mgmt For For For
1.2 Elect V. Ann Davis Mgmt For For For
1.3 Elect Wilfred A. Gobert Mgmt For For For
1.4 Elect Stephen Halperin Mgmt For Withhold Against
1.5 Elect Nancy H.O. Mgmt For For For
Lockhart
1.6 Elect Jeffrey W Moody Mgmt For For For
1.7 Elect Pierre-Andre Mgmt For For For
Themens
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
GMP Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
GMP CUSIP 380134106 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David G. Brown Mgmt For For For
1.2 Elect David C. Ferguson Mgmt For For For
1.3 Elect Harris A. Fricker Mgmt For For For
1.4 Elect Fiona L. Mgmt For For For
MacDonald
1.5 Elect Eugene C. Mgmt For For For
McBurney
1.6 Elect Donald V. Solman Mgmt For For For
1.7 Elect Kevin Sullivan Mgmt For For For
1.8 Elect Donald A. Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Common Share Option
Plan
4 Amendments to Bylaws Mgmt For For For
Regarding the Quorum
for General
Meetings
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 08/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Barber Mgmt For For For
1.2 Elect Gerard T. Mgmt For For For
Mazurkiewicz
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Great Elm Capital Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GEC CUSIP 39036P209 10/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard S. Mgmt For For For
Chernicoff
2 Elect Matthew A. Mgmt For For For
Drapkin
3 Elect James P. Parmelee Mgmt For For For
4 Elect Peter A. Reed Mgmt For For For
5 Elect Jeffrey S. Serota Mgmt For For For
6 Elect Mark Alan Snell Mgmt For For For
7 Elect Hugh S. Wilson Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Remove Fixed Mgmt For For For
Expiration Date for
Protective
Amendment
10 NOL Shareholder Rights Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Griffin Industrial Realty, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRIF CUSIP 398231100 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Bechtel Mgmt For For For
1.2 Elect Edgar M. Mgmt For For For
Cullman,
Jr.
1.3 Elect Frederick M. Mgmt For For For
Danziger
1.4 Elect Michael S. Gamzon Mgmt For For For
1.5 Elect Thomas C. Israel Mgmt For For For
1.6 Elect Jonathan P. May Mgmt For For For
1.7 Elect Albert H. Small, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hallador Energy Company
Ticker Security ID: Meeting Date Meeting Status
HNRG CUSIP 40609P105 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent K. Bilsland Mgmt For For For
1.2 Elect David C. Hardie Mgmt For For For
1.3 Elect Steven Hardie Mgmt For For For
1.4 Elect Bryan H. Lawrence Mgmt For For For
1.5 Elect Sheldon B. Lubar Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Hallmark Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALL CUSIP 40624Q203 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Schwarz Mgmt For For For
1.2 Elect Scott T. Berlin Mgmt For For For
1.3 Elect James H. Graves Mgmt For For For
1.4 Elect Mark E. Pape Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hamilton Lane Inc
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Berkman Mgmt For For For
1.2 Elect O. Griffith Mgmt For For For
Sexton
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect David A. Krall Mgmt For For For
1.4 Elect E. Floyd Kvamme Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2002 Mgmt For For For
Director Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James .F. Earl Mgmt For For For
2 Elect Kathy G. Eddy Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect F. Nicholas Mgmt For For For
Grasberger,
III
5 Elect Elaine La Roche Mgmt For For For
6 Elect Mario Longhi Mgmt For For For
7 Elect Edgar M. Purvis Mgmt For For For
8 Elect Phillip C. Widman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Allison Dukes Mgmt For For For
1.2 Elect Fred L. Mgmt For For For
Schuermann
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Mark Comerford Mgmt For For For
3 Elect John C. Corey Mgmt For For For
4 Elect Robert H. Getz Mgmt For For For
5 Elect Dawne S. Hickton Mgmt For For For
6 Elect Michael L. Shor Mgmt For For For
7 Elect William P. Wall Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to Provide Mgmt For For For
for Removal of
Directors Without
Cause
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Clare M. Chapman Mgmt For For For
1.3 Elect Gary E. Knell Mgmt For For For
1.4 Elect Lyle Logan Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect Krishnan Mgmt For For For
Rajagopalan
1.7 Elect Adam Warby Mgmt For For For
1.8 Elect Tracy R. Mgmt For For For
Wolstencroft
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2012 Mgmt For For For
GlobalShare
Program
________________________________________________________________________________
Heritage Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTG CUSIP 42727J102 06/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Lucas Mgmt For For For
1.2 Elect Richard Mgmt For For For
Widdiecombe
1.3 Elect Pete Apostolou Mgmt For For For
1.4 Elect Irini Barlas Mgmt For For For
1.5 Elect Trifon Houvardas Mgmt For For For
1.6 Elect Steven Martindale Mgmt For For For
1.7 Elect James Masiello Mgmt For For For
1.8 Elect Nicholas Pappas Mgmt For For For
1.9 Elect Joseph Mgmt For For For
Vattamattam
1.10 Elect Vijay Walvekar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred Fehsenfeld, Mgmt For For For
Jr.
1.2 Elect Jim Schumacher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
HG Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
STLY CUSIP 854305208 03/02/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Hornbeck Offshore Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOS CUSIP 440543106 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry D. Hornbeck Mgmt For For For
1.2 Elect Steven W. Krablin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Houston Wire & Cable Company
Ticker Security ID: Meeting Date Meeting Status
HWCC CUSIP 44244K109 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Mgmt For For For
Pokluda,
III
1.2 Elect Michael T. Mgmt For For For
Campbell
1.3 Elect Roy W. Haley Mgmt For For For
1.4 Elect Wiiliam H. Mgmt For For For
Sheffield
1.5 Elect G. Gary Yetman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2017 Stock Plan Mgmt For For For
________________________________________________________________________________
Hudbay Minerals Inc.
Ticker Security ID: Meeting Date Meeting Status
HBM CUSIP 443628102 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol T. Banducci Mgmt For For For
1.2 Elect Igor A. Gonzales Mgmt For For For
1.3 Elect Alan Hair Mgmt For For For
1.4 Elect Alan R. Hibben Mgmt For For For
1.5 Elect W. Warren Holmes Mgmt For For For
1.6 Elect Sarah B. Kavanagh Mgmt For For For
1.7 Elect Carin S. Knickel Mgmt For For For
1.8 Elect Alan J. Lenczner Mgmt For For For
1.9 Elect Colin Osborne Mgmt For For For
1.10 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendments to Articles Mgmt For For For
- Registered
Office
4 Repeal and Adoption of Mgmt For For For
By-laws
5 Say on Pay Advisory Mgmt For For For
Vote
________________________________________________________________________________
Hudson Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDSN CUSIP 444144109 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominic J. Mgmt For For For
Monetta
1.2 Elect Richard Parrillo Mgmt For For For
1.3 Elect Eric A. Prouty Mgmt For For For
1.4 Elect Kevin J. Zugibe Mgmt For For For
2 Approval of the 2018 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hurco Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Aaro Mgmt For For For
1.2 Elect Robert W. Mgmt For For For
Cruickshank
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Timothy J. Mgmt For For For
Gardner
1.5 Elect Jay C. Longbottom Mgmt For For For
1.6 Elect Andrew Niner Mgmt For For For
1.7 Elect Richard Porter Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IBI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
IBG CUSIP 44925L103 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott E. Stewart Mgmt For For For
1.2 Elect David M. Thom Mgmt For For For
1.3 Elect Dale E. Richmond Mgmt For For For
1.4 Elect Lorraine Bell Mgmt For For For
1.5 Elect Claudia Krywiak Mgmt For For For
1.6 Elect John O. Reid Mgmt For For For
1.7 Elect Michael Nobrega Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Idera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDRA CUSIP 45168K306 01/04/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Amendment to Mgmt For For For
Authorized Common
Stock
________________________________________________________________________________
Idera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDP CUSIP 45168K306 05/09/2018 Unvoted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Merger Proposal: Mgmt For N/A N/A
To adopt the
Agreement and Plan of
Merger, dated as of
January 21, 2018, by
and among BioCryst
Pharmaceuticals,
Inc., Idera
Pharmaceuticals, Inc.
( Idera ), Nautilus
Holdco, Inc., Island
Merger Sub, Inc. and
Boat Merger Sub,
Inc.
2 The Merger-Related Mgmt For N/A N/A
Compensation
Proposal: To approve,
on a non-binding
advisory basis, the
compensation that may
become payable to
Idera s named
executive officers
that is based on or
otherwise relates to
the
mergers.
________________________________________________________________________________
Idera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDRA CUSIP 45168K306 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Julian C. Baker Mgmt For For For
1.2 Elect James A. Geraghty Mgmt For For For
1.3 Elect Maxine Gowen Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IES Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 44951W106 02/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd M. Cleveland Mgmt For For For
1.2 Elect Joseph L. Mgmt For For For
Dowling,
III
1.3 Elect David B. Gendell Mgmt For For For
1.4 Elect Jeffrey L. Mgmt For For For
Gendell
1.5 Elect Joe D. Koshkin Mgmt For For For
1.6 Elect Robert W. Lewey Mgmt For For For
1.7 Elect Donald L. Luke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Imdex Limited
Ticker Security ID: Meeting Date Meeting Status
IMD CINS Q4878M104 10/19/2017 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ivan Gustavino Mgmt For For For
3 Elect Sally-Anne Layman Mgmt For For For
4 REMUNERATION REPORT Mgmt For For For
5 Equity Grant (MD Mgmt For For For
Bernie
Ridgeway)
________________________________________________________________________________
Impax Laboratories Inc.
Ticker Security ID: Meeting Date Meeting Status
IPXL CUSIP 45256B101 03/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 2018 Incentive Award Mgmt For For For
Plan
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Independence Contract Drilling Inc
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect Byron A. Dunn Mgmt For For For
1.3 Elect James Crandell Mgmt For For For
1.4 Elect Matthew D. Mgmt For For For
Fitzgerald
1.5 Elect Daniel F. McNease Mgmt For For For
1.6 Elect Tighe A. Noonan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inficon Holding AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 04/12/2018 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
Acts
4 Allocation of Profits; Mgmt For TNA N/A
Dividends from
Reserves
5 Elect Beat E. Luthi as Mgmt For TNA N/A
Board
Chair
6 Elect Richard Fischer Mgmt For TNA N/A
7 Elect Richard Fischer Mgmt For TNA N/A
as Compensation
Committee
Member
8 Elect Vanessa Frey Mgmt For TNA N/A
9 Elect Beat Siegrist Mgmt For TNA N/A
10 Elect Beat Siegrist as Mgmt For TNA N/A
Compensation
Committee
Member
11 Elect Thomas Staehelin Mgmt For TNA N/A
12 Elect Thomas Staehelin Mgmt For TNA N/A
as Compensation
Committee
Member
13 Appointment of Mgmt For TNA N/A
Independent
Proxy
14 Appointment of Auditor Mgmt For TNA N/A
15 Compensation Report Mgmt For TNA N/A
16 Board Compensation Mgmt For TNA N/A
17 Executive Compensation Mgmt For TNA N/A
18 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Innergex Renewable Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
INE CUSIP 45790B104 05/15/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean La Couture Mgmt For For For
1.2 Elect Ross J. Beaty Mgmt For For For
1.3 Elect Nathalie Mgmt For For For
Francisci
1.4 Elect Richard Gagnon Mgmt For For For
1.5 Elect Daniel L. Mgmt For For For
Lafrance
1.6 Elect Michel Letellier Mgmt For For For
1.7 Elect Dalton McGuinty Mgmt For For For
1.8 Elect Monique Mercier Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Reduction of Stated Mgmt For For For
Capital
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Innerworkings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INWK CUSIP 45773Y105 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric D. Belcher Mgmt For For For
2 Elect Jack M. Greenberg Mgmt For For For
3 Elect Richard S. Mgmt For For For
Stoddart
4 Elect Charles K. Mgmt For For For
Bobrinskoy
5 Elect David Fisher Mgmt For For For
6 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
7 Elect Julie M. Howard Mgmt For For For
8 Elect Linda S. Wolf Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innodata Inc.
Ticker Security ID: Meeting Date Meeting Status
INOD CUSIP 457642205 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack S. Abuhoff Mgmt For For For
1.2 Elect David B. Atkinson Mgmt For For For
1.3 Elect Louise C. Mgmt For For For
Forlenza
1.4 Elect Brian Kardon Mgmt For For For
1.5 Elect Douglas J. Manoni Mgmt For For For
1.6 Elect Stewart R. Massey Mgmt For For For
1.7 Elect Michael J. Opat Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Innovative Solutions and Support, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSC CUSIP 45769N105 04/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Geoffrey S. M. Mgmt For For For
Hedrick
3 Elect Winston J. Mgmt For For For
Churchill
4 Elect Robert H. Rau Mgmt For For For
5 Elect Roger A. Carolin Mgmt For For For
6 Elect Robert E. Mgmt For For For
Mittelstaedt,
Jr.
7 Elect Glen R. Bressner Mgmt For For For
8 Elect Geoffrey S. M. Mgmt For For For
Hedrick
9 Elect Winston J. Mgmt For For For
Churchill
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inogen Inc
Ticker Security ID: Meeting Date Meeting Status
INGN CUSIP 45780L104 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Scott Greer Mgmt For For For
1.2 Elect Heather Rider Mgmt For For For
1.3 Elect Scott Beardsley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Insteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIIN CUSIP 45774W108 02/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles B. Mgmt For Withhold Against
Newsome
1.2 Elect G. Kennedy Mgmt For For For
Thompson
1.3 Elect H.O. Woltz III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intermolecular Inc.
Ticker Security ID: Meeting Date Meeting Status
IMI CUSIP 45882D109 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marvin D. Burkett Mgmt For For For
1.2 Elect Christian F. Mgmt For For For
Kramer
1.3 Elect Jonathan Schultz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David S. Dury Mgmt For For For
1.2 Elect Wendell T. Mgmt For For For
Blonigan
1.3 Elect Kevin D. Barber Mgmt For For For
1.4 Elect Mark P. Popovich Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For Withhold Against
1.6 Elect John F. Schaefer Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock
Purchase
Plan
3 Amendment to the 2004 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul G. Anderson Mgmt For For For
1.2 Elect Scott J. Branch Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Edward J. Mgmt For For For
Grzybowski
1.5 Elect Daryl K. Henze Mgmt For For For
1.6 Elect Steven Kass Mgmt For For For
1.7 Elect Bruce Krehbiel Mgmt For For For
1.8 Elect Sean M. O'Connor Mgmt For For For
1.9 Elect Eric Parthemore Mgmt For For For
1.10 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan H. Mgmt For For For
Alexander
1.2 Elect Barbara W. Bodem Mgmt For For For
1.3 Elect Marc M. Gibeley Mgmt For For For
1.4 Elect C. Martin Harris Mgmt For For For
1.5 Elect Matthew E. Mgmt For For For
Monaghan
1.6 Elect Clifford D. Mgmt For For For
Nastas
1.7 Elect Baiju R. Shah Mgmt For For For
2 Approval of 2018 Mgmt For For For
Equity Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invitae Corp
Ticker Security ID: Meeting Date Meeting Status
NVTA CUSIP 46185L103 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randal W. Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Invuity Inc
Ticker Security ID: Meeting Date Meeting Status
IVTY CUSIP 46187J205 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William W. Burke Mgmt For For For
1.2 Elect Randall A. Lipps Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IRB-BrasilResseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 03/14/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
IXYS Corporation
Ticker Security ID: Meeting Date Meeting Status
IXYS CUSIP 46600W106 01/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
IXYS Corporation
Ticker Security ID: Meeting Date Meeting Status
IXYS CUSIP 46600W106 08/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald L. Feucht Mgmt For For For
1.2 Elect Samuel Kory Mgmt For For For
1.3 Elect S. Joon Lee Mgmt For For For
1.4 Elect Timothy A. Mgmt For Withhold Against
Richardson
1.5 Elect Uzi Sasson Mgmt For Withhold Against
1.6 Elect James M. Thorburn Mgmt For For For
1.7 Elect Kenneth D. Wong Mgmt For For For
1.8 Elect Nathan Zommer Mgmt For For For
2 Amendment to the 1999 Mgmt For For For
Employee Stock
Purchase
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 11/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
JZ Capital Partners
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/26/2018 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Remuneration Report Mgmt For For For
(Advisory)
5 Elect David Macfarlane Mgmt For For For
6 Elect Patrick Firth Mgmt For For For
7 Elect James Jordan Mgmt For For For
8 Elect Tanja Tibaldi Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase Shares
Off-Market (CFC
Buyback
Arrangement)
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
JZ Capital Partners
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/26/2018 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
(Deflecto)
2 Related Party Mgmt For For For
Transactions (JZI
Fund
IV)
________________________________________________________________________________
Kadant Inc.
Ticker Security ID: Meeting Date Meeting Status
KAI CUSIP 48282T104 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Tully Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of RSU Grants Mgmt For For For
to Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keryx Biopharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
KERX CUSIP 492515101 06/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Rogers Mgmt For For For
1.2 Elect Kevin J. Cameron Mgmt For For For
1.3 Elect Steven Gilman Mgmt For For For
1.4 Elect Daniel P. Regan Mgmt For For For
1.5 Elect Michael T. Mgmt For For For
Heffernan
1.6 Elect Jodie P. Morrison Mgmt For For For
1.7 Elect Mark J. Enyedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Dunkel Mgmt For For For
1.2 Elect Mark F. Furlong Mgmt For For For
1.3 Elect Randall A. Mehl Mgmt For For For
1.4 Elect N. John Simmons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kindred Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIN CUSIP 494577109 06/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond Townsend Mgmt For For For
2 Elect Ervin Veszpremi Mgmt For For For
3 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2014 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kindred Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIN CUSIP 494577109 07/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Mgmt For For For
Montgomery
2 Adoption of Mgmt For Against Against
Shareholder Rights
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven J. Collins Mgmt For For For
2 Elect R. Wilson Orr, Mgmt For For For
III
3 Elect Miles T. Kirkland Mgmt For For For
4 Elect Gregory A. Mgmt For For For
Sandfort
5 Elect Chris Shimojima Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knight Therapeutics Inc
Ticker Security ID: Meeting Date Meeting Status
GUD CUSIP 499053106 05/08/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Gale Mgmt For For For
1.2 Elect Jonathan Ross Mgmt For For For
Goodman
1.3 Elect Samira Sakhia Mgmt For For For
1.4 Elect Robert Lande Mgmt For For For
1.5 Elect Sylvie Tendler Mgmt For For For
1.6 Elect Meir Jakobsohn Mgmt For For For
1.7 Elect Sarit Assouline Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kopin Corporation
Ticker Security ID: Meeting Date Meeting Status
KOPN CUSIP 500600101 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C.C. Fan Mgmt For For For
1.2 Elect James K. Mgmt For For For
Brewington
1.3 Elect David E. Brook Mgmt For For For
1.4 Elect Andrew H. Chapman Mgmt For For For
1.5 Elect Morton Collins Mgmt For For For
1.6 Elect Chi-Chia Hsieh Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Landine
2 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Kornit Digital
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 08/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ofer Ben-Zur Mgmt For For For
2 Elect Gabi Seligsohn Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 CEO Employment Mgmt For Abstain Against
Agreement
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 CEO Cash Bonus Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Kornit Digital Ltd
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Eli Blatt Mgmt For Against Against
3 Elect Marc Lesnick Mgmt For Against Against
4 Elect Lauri A. Hanover Mgmt For For For
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Elect Yehoshua Nir Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Equity Grants of Mgmt For For For
Directors
________________________________________________________________________________
Kortek Corporation
Ticker Security ID: Meeting Date Meeting Status
052330 CINS Y49617106 03/22/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect KIM Young Dal Mgmt For For For
3 Elect JEONG Tae Young Mgmt For For For
4 Election of Corporate Mgmt For For For
Auditor
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kulicke and Soffa Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLIC CUSIP 501242101 03/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter T. Kong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Dirk Junge Mgmt For For For
1.4 Elect Diane B. Owen Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Purgason
1.6 Elect William H. Mgmt For For For
Rackoff
1.7 Elect Suzanne B. Mgmt For For For
Rowland
1.8 Elect Bradley S. Vizi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2006 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert D. Bolles Mgmt For For For
1.2 Elect Deborah Carosella Mgmt For For For
1.3 Elect Tonia L. Pankopf Mgmt For For For
1.4 Elect Robert Tobin Mgmt For For For
1.5 Elect Molly A. Hemmeter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 06/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Leaf Group Ltd
Ticker Security ID: Meeting Date Meeting Status
LFGR CUSIP 52177G102 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victor E. Parker Mgmt For For For
1.2 Elect Mitchell Stern Mgmt For For For
1.3 Elect John Pleasants Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
LeMaitre Vascular, Inc.
Ticker Security ID: Meeting Date Meeting Status
LMAT CUSIP 525558201 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence J. Mgmt For For For
Jasinski
1.2 Elect John J. O'Connor Mgmt For For For
1.3 Elect Joseph P. Mgmt For For For
Pellegrino,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Leucrotta Exploration Inc.
Ticker Security ID: Meeting Date Meeting Status
LXE CUSIP 52728X208 05/30/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Zakresky Mgmt For For For
2.2 Elect Donald Cowie Mgmt For For For
2.3 Elect Daryl H. Gilbert Mgmt For For For
2.4 Elect Brian Krausert Mgmt For For For
2.5 Elect Tom Medvedic Mgmt For For For
2.6 Elect Kelvin Johnston Mgmt For For For
2.7 Elect John A. Brussa Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Extension of Option Mgmt For For For
Expiration
Dates
5 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Liberty Tax, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAX CUSIP 53128T102 05/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. William Mgmt For For For
Minner,
Jr.
1.2 Elect Thomas Herskovits Mgmt For For For
1.3 Elect Patrick A. Cozza Mgmt For For For
1.4 Elect Lawrence Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Tax, Inc.
Ticker Security ID: Meeting Date Meeting Status
TAX CUSIP 53128T102 09/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Garel Mgmt For For For
1.2 Elect Steven Ibbotson Mgmt For For For
1.3 Elect Ross N. Longfield Mgmt For For For
1.4 Elect George T. Robson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lifetime Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCUT CUSIP 53222Q103 02/28/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Lifetime Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCUT CUSIP 53222Q103 06/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Siegel Mgmt For For For
1.2 Elect Ronald Shiftan Mgmt For For For
1.3 Elect Robert B. Kay Mgmt For For For
1.4 Elect Craig Phillips Mgmt For For For
1.5 Elect Bruce G. Pollack Mgmt For For For
1.6 Elect Michael J. Jeary Mgmt For For For
1.7 Elect John Koegel Mgmt For For For
1.8 Elect Cherrie Nanninga Mgmt For For For
1.9 Elect Dennis E. Reaves Mgmt For For For
1.10 Elect Michael J. Regan Mgmt For For For
1.11 Elect Sara Genster Mgmt For For For
Robling
1.12 Elect Michael Schnabel Mgmt For For For
1.13 Elect William U. Mgmt For For For
Westerfield
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2000 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Lightpath Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPTH CUSIP 532257805 10/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis Leeburg Mgmt For For For
1.2 Elect Craig Dunham Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Ein Mgmt For For For
1.2 Elect Sven-Olof Mgmt For For For
Lindblad
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Brunner Mgmt For For For
1.2 Elect Timothy L. Mgmt For For For
Hassinger
1.3 Elect Michael D. Walter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tzau-Jin Chung Mgmt For For For
2 Elect Cary T. Fu Mgmt For For For
3 Elect Anthony Grillo Mgmt For For For
4 Elect David W. Mgmt For For For
Heinzmann
5 Elect Gordon Hunter Mgmt For For For
6 Elect John E. Major Mgmt For For For
7 Elect William P. Mgmt For For For
Noglows
8 Elect Ronald L. Schubel Mgmt For For For
9 Elect Nathan Zommer Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Howard K. Landis Mgmt For Withhold Against
III
1.5 Elect James S. Mahan Mgmt For For For
III
1.6 Elect Miltom E. Petty Mgmt For For For
1.7 Elect Jerald L. Pullins Mgmt For For For
1.8 Elect Neil L. Underwood Mgmt For For For
1.9 Elect William L. Mgmt For For For
Williams
III
2 Amendment to the 2015 Mgmt For Abstain Against
Omnibus Stock
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Right to Adjourn Mgmt For Abstain Against
Meeting
________________________________________________________________________________
LRAD Corporation
Ticker Security ID: Meeting Date Meeting Status
LRAD CUSIP 50213V109 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott L. Anchin Mgmt For For For
1.2 Elect Laura M. Clague Mgmt For For For
1.3 Elect John G. Coburn Mgmt For For For
1.4 Elect Richard S. Mgmt For For For
Danforth
1.5 Elect Daniel H. Mgmt For For For
McCollum
1.6 Elect Richard H. Mgmt For For For
Osgood
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Genender Mgmt For For For
1.2 Elect Barry H. Golsen Mgmt For For For
1.3 Elect Richard W. Roedel Mgmt For For For
1.4 Elect Lynn F. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
LSI Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
LYTS CUSIP 50216C108 11/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Beech Mgmt For For For
1.2 Elect Gary P. Kreider Mgmt For For For
1.3 Elect John K. Morgan Mgmt For For For
1.4 Elect Wilfred T. O'Gara Mgmt For For For
1.5 Elect James P. Sferra Mgmt For For For
1.6 Elect Robert A. Steele Mgmt For For For
1.7 Elect Dennis W. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP G5698W116 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Alok Maskara Mgmt For For For
5 Elect Adam L. Cohn Mgmt For For For
6 Elect Clive J. Snowdon Mgmt For For For
7 Elect Joseph A. Bonn Mgmt For For For
8 Elect Brian Kushner Mgmt For For For
9 Elect David F. Landless Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale G. Barnhart Mgmt For For For
1.2 Elect David G. Bills Mgmt For For For
1.3 Elect Kathleen Burdett Mgmt For For For
1.4 Elect James J. Cannon Mgmt For For For
1.5 Elect Matthew T. Mgmt For For For
Farrell
1.6 Elect Marc T. Giles Mgmt For For For
1.7 Elect William D. Gurley Mgmt For For For
1.8 Elect Suzanne Hammett Mgmt For For For
1.9 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect Richard P. Clark Mgmt For For For
1.3 Elect Richard Mgmt For For For
Colterjohn
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Daniel T. Mgmt For For For
MacInnis
1.6 Elect George Paspalas Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Derek C. White Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Policy Mgmt For For For
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/08/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect Jean Desrosiers Mgmt For For For
1.3 Elect Fred J. Dyment Mgmt For For For
1.4 Elect David Fennell Mgmt For For For
1.5 Elect Denis Larocque Mgmt For For For
1.6 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.7 Elect Janice Rennie Mgmt For For For
1.8 Elect David B. Tennant Mgmt For For For
1.9 Elect Jo Mark Zurel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mammoth Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TUSK CUSIP 56155L108 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc McCarthy Mgmt For For For
1.2 Elect Arty Straehla Mgmt For For For
1.3 Elect Paul Heerwagen Mgmt For For For
1.4 Elect Arthur L. Smith Mgmt For For For
1.5 Elect James D. Palm Mgmt For For For
1.6 Elect Matthew Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Manning & Napier, Inc.
Ticker Security ID: Meeting Date Meeting Status
MN CUSIP 56382Q102 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joel Domino Mgmt For For For
1.2 Elect Edward George Mgmt For For For
1.3 Elect Richard Goldberg Mgmt For For For
1.4 Elect Barbara Goodstein Mgmt For For For
1.5 Elect William Manning Mgmt For For For
1.6 Elect Kenneth A. Mgmt For For For
Marvald
1.7 Elect Edward J. Mgmt For For For
Pettinella
1.8 Elect Geoffrey Mgmt For For For
Rosenberger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marcus & Millichap, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMI CUSIP 566324109 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas F. Mgmt For For For
McClanahan
1.2 Elect William A. Mgmt For For For
Millichap
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marinemax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Mgmt For For For
McGill,
Jr.
2 Elect Charles R. Mgmt For For For
Oglesby
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect G. Larry Owens Mgmt For For For
1.7 Elect Ronald R. Booth Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Matrix Service Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 10/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Z. Carnes Mgmt For For For
2 Elect John D. Chandler Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect John R. Hewitt Mgmt For For For
5 Elect Tom E. Maxwell Mgmt For For For
6 Elect James H. Miller Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
McClatchy Company
Ticker Security ID: Meeting Date Meeting Status
MNI CUSIP 579489303 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth Mgmt For For For
Ballantine
1.2 Elect Anjali Joshi Mgmt For For For
1.3 Elect Maria Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mercury Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 10/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa S. Disbrow Mgmt For For For
1.2 Elect Mark Aslett Mgmt For For For
1.3 Elect Mary Louise Mgmt For For For
Krakauer
1.4 Elect William K. Mgmt For For For
O'Brien
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meritz Fire & Marine Insurance CO., Ltd
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y5945N109 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Yong Bum Mgmt For For For
3 Elect LEE Bum Jin Mgmt For For For
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Dong
Seok
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 11/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael T. Brooks Mgmt For For For
1.2 Elect H. Stuart Mgmt For For For
Campbell
1.3 Elect Robert V. Dwyer Mgmt For For For
1.4 Elect Evan C. Guillemin Mgmt For For For
1.5 Elect David M. Kelly Mgmt For For For
1.6 Elect John B. Schmieder Mgmt For For For
1.7 Elect John J. Sullivan Mgmt For For For
1.8 Elect Gary M. Owens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mindbody Inc
Ticker Security ID: Meeting Date Meeting Status
MB CUSIP 60255W105 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Mgmt For For For
Stollmeyer
1.2 Elect Katherine Blair Mgmt For For For
Christie
1.3 Elect Graham V. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Mirati Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRTX CUSIP 60468T105 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Baum Mgmt For For For
1.2 Elect Bruce L.A. Carter Mgmt For For For
1.3 Elect Henry J. Fuchs Mgmt For For For
1.4 Elect Michael Grey Mgmt For For For
1.5 Elect Craig Johnson Mgmt For For For
1.6 Elect Rodney W. Lappe Mgmt For For For
1.7 Elect Neil Reisman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Model N, Inc.
Ticker Security ID: Meeting Date Meeting Status
MODN CUSIP 607525102 02/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Baljit Dail Mgmt For For For
1.2 Elect Melissa Fisher Mgmt For For For
1.3 Elect Alan S. Henricks Mgmt For For For
2 Amendment to the 2013 Mgmt For Abstain Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monotype Imaging Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
TYPE CUSIP 61022P100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Landers Mgmt For For For
2 Elect Pamela F. Lenehan Mgmt For For For
3 Elect Timothy B. Yeaton Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MoSys, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOSY CUSIP 619718208 12/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Domenik Mgmt For For For
1.2 Elect Daniel J. O'Neil Mgmt For For For
1.3 Elect Daniel Lewis Mgmt For For For
1.4 Elect Leonard Perham Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Amendment to the 2010 Mgmt For Abstain Against
Equity Incentive
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Motorcar Parts of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPAA CUSIP 620071100 12/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Selwyn Joffe Mgmt For For For
2 Elect Scott J. Adelson Mgmt For For For
3 Elect David Bryan Mgmt For For For
4 Elect Rudolph Borneo Mgmt For For For
5 Elect Joseph Ferguson Mgmt For For For
6 Elect Philip Gay Mgmt For For For
7 Elect Duane Miller Mgmt For For For
8 Elect Jeffrey Mirvis Mgmt For For For
9 Elect Timothy D. Vargo Mgmt For For For
10 Elect Barbara L. Mgmt For For For
Whittaker
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 10/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Phillip Goldstein Mgmt For For For
1.3 Elect Gerald Hellerman Mgmt For For For
1.4 Elect Warren Holtsberg Mgmt For For For
1.5 Elect Robert Knapp Mgmt For For For
1.6 Elect William Taylor Mgmt For For For
1.7 Elect Michael T. Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Restricting
New
Investments
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect James R. Crane Mgmt For For For
1.3 Elect John P. Kotts Mgmt For For For
1.4 Elect Michael C. Linn Mgmt For For For
1.5 Elect Anthony G. Mgmt For For For
Petrello
1.6 Elect Dag Skattum Mgmt For For For
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Nanometrics Incorporated
Ticker Security ID: Meeting Date Meeting Status
NANO CUSIP 630077105 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Thomas Bentley Mgmt For For For
1.2 Elect Edward J. Brown Mgmt For For For
Jr.
1.3 Elect Robert G. Deuster Mgmt For For For
1.4 Elect Pierre-Yves Mgmt For For For
Lesaicherre
1.5 Elect Bruce C. Rhine Mgmt For For For
1.6 Elect Christopher A. Mgmt For For For
Seams
1.7 Elect Timothy J. Stultz Mgmt For For For
1.8 Elect Christine A. Mgmt For For For
Tsingos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Research Corp
Ticker Security ID: Meeting Date Meeting Status
NRCIB CUSIP 637372301 04/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Recapitalization Mgmt For For For
2 Amendment Regarding Mgmt For For For
Elimination of Dual
Class
Stock
________________________________________________________________________________
National Research Corp
Ticker Security ID: Meeting Date Meeting Status
NRC CUSIP 637372301 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Hays Mgmt For For For
1.2 Elect John N. Nunnelly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2004 Mgmt For Abstain Against
Non-Employee Director
Stock
Plan
________________________________________________________________________________
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald P. Badie Mgmt For For For
1.2 Elect Bruce M. Cazenave Mgmt For For For
1.3 Elect Richard A. Horn Mgmt For For For
1.4 Elect M. Carl Johnson, Mgmt For For For
III
1.5 Elect Anne G. Saunders Mgmt For For For
1.6 Elect Marvin G. Siegert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect Bruce K. Crowther Mgmt For For For
6 Elect Lynn A. Tetrault Mgmt For For For
7 Elect Allison L. Hannah Mgmt For For For
8 Elect Stephen M. Mgmt For For For
Kanovsky
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bandel L. Carano Mgmt For For For
1.2 Elect Charles J. Abbe Mgmt For For For
1.3 Elect Michael J. Sophie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Media Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurence Tarica Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
1.7 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Brunner Mgmt For For For
1.2 Elect Richard D. Holder Mgmt For For For
1.3 Elect David L. Pugh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
North American Energy Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
NOA CUSIP 656844107 04/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin Ferron Mgmt For For For
1.2 Elect Ronald A. Mgmt For For For
McIntosh
1.3 Elect William C. Oehmig Mgmt For For For
1.4 Elect Bryan Pinney Mgmt For For For
1.5 Elect John Pollesel Mgmt For For For
1.6 Elect Thomas P. Stan Mgmt For For For
1.7 Elect Jay W. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Share Option Plan Mgmt For For For
Renewal
4 Company Name Change Mgmt For For For
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Larson Mgmt For For For
1.2 Elect Richard Roman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CUSIP M7516K103 04/26/2018 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brunstein Mgmt For For For
2 Elect Avi Cohen Mgmt For For For
3 Elect Raanan Cohen Mgmt For For For
4 Elect Eli Fruchter Mgmt For For For
5 Elect Miron Kenneth Mgmt For For For
6 Elect Dafna Gruber Mgmt For For For
7 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
8 Revised Employment Mgmt For For For
Agreement with
CEO
9 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
10 Amendments to Articles Mgmt For For For
of
Association
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novanta Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Lonny J. Mgmt For For For
Carpenter
1.3 Elect Dennis J. Fortino Mgmt For For For
1.4 Elect Matthijs Glastra Mgmt For For For
1.5 Elect Brian D. King Mgmt For For For
1.6 Elect Ira J. Lamel Mgmt For For For
1.7 Elect Dominic A. Romeo Mgmt For For For
1.8 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
NV5 Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVEE CUSIP 62945V109 06/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dickerson Wright Mgmt For For For
1.2 Elect Alexander A. Mgmt For For For
Hockman
1.3 Elect MaryJo O'Brien Mgmt For For For
1.4 Elect Jeffrey A. Liss Mgmt For For For
1.5 Elect William D. Pruitt Mgmt For For For
1.6 Elect Gerald J. Mgmt For For For
Salontai
1.7 Elect Francois Tardan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oclaro, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCLR CUSIP 67555N206 11/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward B. Collins Mgmt For For For
1.2 Elect Denise Haylor Mgmt For For For
1.3 Elect William L. Smith Mgmt For For For
2 Amendment to the 2001 Mgmt For For For
Long-Term Stock
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OHA Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
OHAI CUSIP 67091U102 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank V. Tannura Mgmt For For For
2 Elect Alan M. Schrager Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Wolfort Mgmt For For For
1.2 Elect Ralph M. Della Mgmt For For For
Ratta
1.3 Elect Howard L. Mgmt For For For
Goldstein
1.4 Elect Dirk A. Mgmt For For For
Kempthorne
1.5 Elect Idalene F. Kesner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OraSure Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSUR CUSIP 68554V108 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Celano Mgmt For For For
2 Elect Charles W. Mgmt For For For
Patrick
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ORBCOMM Inc.
Ticker Security ID: Meeting Date Meeting Status
ORBC CUSIP 68555P100 04/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerome B. Mgmt For For For
Eisenberg
1.2 Elect Marco Fuchs Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For For For
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Elect Avner Hermoni Mgmt For For For
and Approve
Compensation
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Appointment of Auditor Mgmt For For For
12 Potential Cash and Mgmt For For For
Equity-Based
Retention Incentives
to
CEO
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Potential Cash and Mgmt For For For
Equity-Based
Retention Incentives
to President and
COO
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Accelerated Vesting of Mgmt For For For
Equity Awards Granted
to the Company's
Directors
________________________________________________________________________________
Orion Energy Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OESX CUSIP 686275108 08/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Potts Mgmt For For For
1.2 Elect Anthony L. Otten Mgmt For For For
1.3 Elect Ellen B. Mgmt For For For
Richstone
1.4 Elect Kenneth M. Young Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OrthoPediatrics Corp.
Ticker Security ID: Meeting Date Meeting Status
KIDS CUSIP 68752L100 06/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernie B. Berry Mgmt For For For
1.2 Elect Stephen F. Burns Mgmt For For For
1.3 Elect Marie C. Infante Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pacific Ethanol, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEIX CUSIP 69423U305 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William L. Jones Mgmt For For For
1.2 Elect Neil M. Koehler Mgmt For For For
1.3 Elect Michael D. Mgmt For For For
Kandris
1.4 Elect Terry L. Stone Mgmt For For For
1.5 Elect John L. Prince Mgmt For For For
1.6 Elect Douglas L. Kieta Mgmt For For For
1.7 Elect Larry D. Layne Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Stock Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Panhandle Oil and Gas Inc.
Ticker Security ID: Meeting Date Meeting Status
PHX CUSIP 698477106 03/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee M. Canaan Mgmt For For For
1.2 Elect Peter B. Delaney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAR Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PAR CUSIP 698884103 06/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald H. Foley Mgmt For For For
1.2 Elect Douglas G. Rauch Mgmt For For For
1.3 Elect Cynthia A. Russo Mgmt For For For
1.4 Elect John W. Sammon Mgmt For For For
1.5 Elect Savneet Singh Mgmt For For For
1.6 Elect James C. Stoffel Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patrick Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATK CUSIP 703343103 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Cerulli Mgmt For For For
1.2 Elect Todd M. Cleveland Mgmt For For For
1.3 Elect John A. Forbes Mgmt For For For
1.4 Elect Paul E. Hassler Mgmt For For For
1.5 Elect Michael A. Kitson Mgmt For For For
1.6 Elect Andy L. Nemeth Mgmt For For For
1.7 Elect M. Scott Welch Mgmt For For For
1.8 Elect Walter E. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment Regarding Mgmt For For For
Shareholder Ability
to Amend
Bylaws
________________________________________________________________________________
Patriot Transportation Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATI CUSIP 70338W105 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Anderson Mgmt For For For
1.2 Elect Edward L. Baker Mgmt For For For
1.3 Elect Thompson S. Mgmt For For For
Baker
III
1.4 Elect Luke E. Mgmt For For For
Fichthorn
III
1.5 Elect Charles D. Hyman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect Joseph Baute Mgmt For For For
1.4 Elect David Mgmt For For For
Beffa-Negrini
1.5 Elect Barbara Duckett Mgmt For For For
1.6 Elect Jack Ferguson Mgmt For For For
2 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PC-Tel Inc
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cindy K. Mgmt For For For
Andreotti
1.2 Elect Cynthia A. Keith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 05/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kimon Michaels Mgmt For For For
1.2 Elect Gerald Z. Yin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Peapack-Gladstone Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PGC CUSIP 704699107 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carmen M. Bowser Mgmt For For For
1.2 Elect Susan A. Cole Mgmt For For For
1.3 Elect Anthony J. Consi Mgmt For For For
II
1.4 Elect Richard Mgmt For For For
Daingerfield
1.5 Elect Edward A. Mgmt For For For
Gramigna,
Jr.
1.6 Elect Steven Kass Mgmt For For For
1.7 Elect Douglas L. Mgmt For For For
Kennedy
1.8 Elect John D. Kissel Mgmt For For For
1.9 Elect James R. Lamb Mgmt For For For
1.10 Elect F. Duffield Mgmt For For For
Meyercord
1.11 Elect Philip W. Smith Mgmt For For For
III
1.12 Elect Tony Spinelli Mgmt For For For
1.13 Elect Beth Welsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perceptron, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRCP CUSIP 71361F100 11/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Bryant Mgmt For For For
1.2 Elect W. Richard Marz Mgmt For For For
1.3 Elect C. Richard Neely Mgmt For For For
1.4 Elect Robert S. Oswald Mgmt For For For
1.5 Elect James A. Ratigan Mgmt For For For
1.6 Elect Terryll R. Smith Mgmt For For For
1.7 Elect William C. Taylor Mgmt For For For
2 Amendment to the 2004 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For For For
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PICO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Bylinsky Mgmt For For For
2 Elect Dorothy Mgmt For For For
Timian-Palmer
3 Elect Eric H. Speron Mgmt For For For
4 Elect Maxim C.W. Webb Mgmt For For For
5 Elect Nicole Weymouth Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Ratification of the Mgmt For For For
Shareholder Rights
Agreement
________________________________________________________________________________
Pioneer Energy Services Corp.
Ticker Security ID: Meeting Date Meeting Status
PES CUSIP 723664108 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wm. Stacy Locke Mgmt For For For
1.2 Elect C. John Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Porto Seguro S.A.
Ticker Security ID: Meeting Date Meeting Status
PSSA3 CINS P7905C107 03/29/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Distribution of
Interest on
Capital
6 Interest on Capital Mgmt For For For
and Dividend
Distribution Payment
Date
7 Election of Directors Mgmt For Against Against
8 Recasting of Votes for Mgmt N/A Against N/A
Amended
Slate
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Votes to Mgmt N/A Abstain N/A
Jayme Brasil
Garfinkel
11 Allocate Votes to Mgmt N/A Abstain N/A
Marco Ambrogio Crespi
Bonomi
12 Allocate Votes to Mgmt N/A Abstain N/A
Bruno Campos
Garfinkel
13 Allocate Votes to Mgmt N/A Abstain N/A
Fabio
Luchetti
14 Allocate Votes to Luiz Mgmt N/A Abstain N/A
Alberto
Pomarole
15 Allocate Votes to Mgmt N/A Abstain N/A
Marcio de Andrade
Schettini
16 Allocate Votes to Mgmt N/A Abstain N/A
Pedro Luiz
Cerize
17 Remuneration Policy Mgmt For Against Against
18 Request Election of Mgmt N/A Abstain N/A
Minority Candidate to
the Board of
Directors
19 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Powell Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James W. McGill Mgmt For For For
1.2 Elect John D. White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Precision Drilling Corporation
Ticker Security ID: Meeting Date Meeting Status
PD CUSIP 74022D308 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Culbert
1.2 Elect William T. Mgmt For For For
Donovan
1.3 Elect Brian J. Gibson Mgmt For For For
1.4 Elect Allen R. Hagerman Mgmt For For For
1.5 Elect Steven W. Krablin Mgmt For For For
1.6 Elect Susan M. Mgmt For For For
MacKenzie
1.7 Elect Kevin O. Meyers Mgmt For For For
1.8 Elect Kevin A. Neveu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Preformed Line Products Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenn E. Corlett Mgmt For For For
1.2 Elect Michael E. Mgmt For For For
Gibbons
1.3 Elect R. Steven Kestner Mgmt For For For
1.4 Elect Robert G. Ruhlman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.6 Elect David S. Smith Mgmt For For For
2.7 Elect Faheem Tejani Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Primo Water Corporation
Ticker Security ID: Meeting Date Meeting Status
PRMW CUSIP 74165N105 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Malcolm McQuilkin Mgmt For For For
1.2 Elect Matthew T. Mgmt For For For
Sheehan
1.3 Elect David L. Warnock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Psychemedics Corporation
Ticker Security ID: Meeting Date Meeting Status
PMD CUSIP 744375205 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond C. Mgmt For For For
Kubacki
1.2 Elect A. Clinton Allen Mgmt For For For
1.3 Elect Harry F. Connick Mgmt For For For
1.4 Elect Walter S. Mgmt For For For
Tomenson,
Jr.
1.5 Elect Fred J. Weinert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 04/09/2018 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Piyasvasti Mgmt For For For
Amranand
6 Elect Pakorn Nilprapunt Mgmt For Against Against
7 Elect Somkit Mgmt For Against Against
Lertpaithoon
8 Elect Nithi Mgmt For Against Against
Chungcharoen
9 Elect Boobpha Mgmt For Against Against
Amorkniatkajorn
10 Directors' Fees Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Pzena Investment Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZN CUSIP 74731Q103 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard S. Pzena Mgmt For For For
1.2 Elect John P. Goetz Mgmt For For For
1.3 Elect William L. Lipsey Mgmt For For For
1.4 Elect Steven M. Mgmt For For For
Galbraith
1.5 Elect Joel M. Mgmt For For For
Greenblatt
1.6 Elect Richard P. Mgmt For For For
Meyerowich
1.7 Elect Charles D. Mgmt For For For
Johnston
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Barry Mgmt For For For
1.2 Elect Donald R. Mgmt For For For
Caldwell
1.3 Elect Jeffry D. Frisby Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 09/07/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eliminate Time-Phase Mgmt For For For
Voting
Structure
2 Share Issuance Mgmt For For For
Pursuant to
Merger
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Quanterix Corporation
Ticker Security ID: Meeting Date Meeting Status
QTRX CUSIP 74766Q101 06/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Connolly Mgmt For For For
1.2 Elect Martin D. Madaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Queen City Investments Inc.
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 05/10/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry C Gross Mgmt For For For
1.2 Elect R. Whitney Mgmt For For For
Latimer
1.3 Elect Randall Nicholson Mgmt For For For
1.4 Elect Darrel R Van Es Mgmt For For For
1.5 Elect Daniel K. Walker Mgmt For For For
________________________________________________________________________________
Queen City Investments Inc.
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 08/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry C Gross Mgmt For For For
1.2 Elect R. Whitney Mgmt For For For
Latimer
1.3 Elect Randall Nicholson Mgmt For For For
1.4 Elect Darrel R Van Es Mgmt For For For
1.5 Elect Daniel K. Walker Mgmt For For For
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 10/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robin Josephs Mgmt For Withhold Against
1.2 Elect John G. McDonald Mgmt For Withhold Against
1.3 Elect Gregory Sands Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Andringa Mgmt For For For
1.2 Elect David L. Chicoine Mgmt For For For
1.3 Elect Thomas S. Everist Mgmt For For For
1.4 Elect Kevin T. Kirby Mgmt For For For
1.5 Elect Marc E. LeBaron Mgmt For For For
1.6 Elect Richard W. Parod Mgmt For For For
1.7 Elect Daniel A. Rykhus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rayonier Advanced Materials Inc
Ticker Security ID: Meeting Date Meeting Status
RYAM CUSIP 75508B104 05/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Adair Mgmt For For For
2 Elect Julie Dill Mgmt For For For
3 Elect James F. Kirsch Mgmt For For For
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Incentive Stock
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Real Matters Inc
Ticker Security ID: Meeting Date Meeting Status
REAL CUSIP 75601Y100 02/13/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason Smith Mgmt For For For
1.2 Elect Blaine Hobson Mgmt For For For
1.3 Elect Robert Corteau Mgmt For For For
1.4 Elect Garry Foster Mgmt For For For
1.5 Elect William T. Mgmt For For For
Holland
1.6 Elect Frank McMahon Mgmt For For For
1.7 Elect Lisa Melchior Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Realnetworks, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNWK CUSIP 75605L708 09/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janice Roberts Mgmt For For For
1.2 Elect Michael B. Slade Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Red Lion Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
RLH CUSIP 756764106 05/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond R. Mgmt For For For
Brandstrom
2 Elect James P. Evans Mgmt For For For
3 Elect Enrico Marini Mgmt For For For
Fichera
4 Elect Joseph B. Megibow Mgmt For For For
5 Elect Gregory T. Mount Mgmt For For For
6 Elect Bonny W Simi Mgmt For For For
7 Elect Michael Vernon Mgmt For For For
8 Elect Alexander Mgmt For For For
Washburn
9 Elect Robert G. Wolfe Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Redknee Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
RKN CUSIP 757524301 03/28/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christina Jones Mgmt For For For
1.2 Elect Farhan Thawar Mgmt For For For
1.3 Elect Robert Stabile Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Company Name Change Mgmt For For For
4 Share Consolidation Mgmt For For For
________________________________________________________________________________
Redknee Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
RKN CUSIP 757524301 07/25/2017 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Offering and Mgmt For For For
Related
Transactions
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert F. Mgmt For For For
Kistinger
2 Elect Jolene Sarkis Mgmt For For For
3 Elect Anne Shih Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Revolution Lighting Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
RVLT CUSIP 76155G206 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert V. LaPenta Mgmt For For For
1.2 Elect James A. DePalma Mgmt For Withhold Against
1.3 Elect William D. Ingram Mgmt For For For
1.4 Elect Dennis McCarthy Mgmt For For For
1.5 Elect Stephen G. Virtue Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Richardson Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 10/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Mgmt For For For
Richardson
1.2 Elect Paul J. Plante Mgmt For For For
1.3 Elect Jacques Belin Mgmt For For For
1.4 Elect James Benham Mgmt For For For
1.5 Elect Kenneth Halverson Mgmt For For For
1.6 Elect Robert H. Kluge Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Rockwool International
Ticker Security ID: Meeting Date Meeting Status
ROCKB CINS K8254S144 04/11/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
7 Directors' Fees Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Elect Carsten Bjerg Mgmt For For For
10 Elect Henrik Brandt Mgmt For For For
11 Elect Soren Kahler Mgmt For For For
12 Elect Thomas Kahler Mgmt For For For
13 Elect Andreas Ronken Mgmt For For For
14 Elect Jorgen Mgmt For For For
Tang-Jensen
15 Appointment of Auditor Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect Ganesh Moorthy Mgmt For For For
1.6 Elect Jeffrey J. Owens Mgmt For For For
1.7 Elect Helene Simonet Mgmt For For For
1.8 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rudolph Technologies, Inc
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 05/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leo Berlinghieri Mgmt For For For
2 Elect Michael P. Mgmt For For For
Plisinsky
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2018 Mgmt For For For
Stock
Plan
5 Approval of the 2018 Mgmt For For For
Employee Stock
purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/23/2018 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect KIM Jeong Hoon Mgmt For For For
3 Elect KIM Sun Uk Mgmt For For For
4 Elect PARK Byung Gook Mgmt For For For
5 Elect LEE Sang Hoon Mgmt For For For
6 Elect KIM Ki Nam Mgmt For For For
7 Elect KIM Hyun Suk Mgmt For For For
8 Elect KOH Dong Jin Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member: KIM
Sun
Uk
10 Directors' Fees Mgmt For For For
11 Stock Split and Mgmt For For For
Amendments to
Articles
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sangamo Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGMO CUSIP 800677106 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Stewart Parker Mgmt For For For
2 Elect Robert F. Carey Mgmt For For For
3 Elect Stephen G. Dilly Mgmt For For For
4 Elect Roger Jeffs Mgmt For For For
5 Elect Alexander D. Mgmt For For For
Macrae
6 Elect Steven J. Mento Mgmt For For For
7 Elect Saira Ramasastry Mgmt For For For
8 Elect Joseph Zakrzewski Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of 2018 Mgmt For For For
Equity Incentive
Plan
11 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SeaChange International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP 811699107 07/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas F. Olson Mgmt For For For
2 Elect Edward Terino Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2011 Mgmt For For For
Compensation and
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SEACOR Marine Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
SMHI CUSIP 78413P101 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect John Gellert Mgmt For For For
1.3 Elect Andrew R. Morse Mgmt For For For
1.4 Elect R. Christopher Mgmt For For For
Regan
1.5 Elect Evan Behrens Mgmt For For For
1.6 Elect Robert Mgmt For For For
Abendschein
1.7 Elect Julie Persily Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sears Hometown and Outlet Stores Inc.
Ticker Security ID: Meeting Date Meeting Status
SHOS CUSIP 812362101 05/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E. J. Bird Mgmt For For For
1.2 Elect James F. Gooch Mgmt For For For
1.3 Elect Josephine Linden Mgmt For For For
1.4 Elect Kevin Longino Mgmt For For For
1.5 Elect William K. Phelan Mgmt For For For
1.6 Elect Will Powell Mgmt For For For
1.7 Elect David Robbins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seneca Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
SENEA CUSIP 817070501 07/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter R. Call Mgmt For For For
1.2 Elect Samuel T. Mgmt For For For
Hubbard,
Jr.
1.3 Elect Arthur S. Wolcott Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kent A. Mgmt For For For
Kleeberger
2 Elect Joseph W. Wood Mgmt For For For
3 Elect Charles B. Tomm Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SIFCO Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIF CUSIP 826546103 01/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey P. Mgmt For For For
Gotschall
1.2 Elect Peter W. Knapper Mgmt For For For
1.3 Elect Donald C. Mgmt For Withhold Against
Molten,
Jr.
1.4 Elect Alayne L. Reitman Mgmt For Withhold Against
1.5 Elect Mark J. Silk Mgmt For Withhold Against
1.6 Elect Hudson D. Smith Mgmt For Withhold Against
1.7 Elect Norman E. Wells, Mgmt For Withhold Against
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sigma Designs, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGM CUSIP 826565103 08/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Michael Dodson Mgmt For For For
1.2 Elect Martin Manniche Mgmt For For For
1.3 Elect Pete Thompson Mgmt For For For
1.4 Elect Thinh Q. Tran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Silicon Motion Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 09/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lien-chun Liu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silvercrest Asset Management Group Inc
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Winthrop B. Mgmt For Withhold Against
Conrad,
Jr
1.2 Elect Richard R. Hough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Skyline Corporation
Ticker Security ID: Meeting Date Meeting Status
SKY CUSIP 830830105 05/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Board Size Mgmt For For For
4 Reverse Merger Mgmt For For For
5 Advisory Vote on Mgmt For For For
Golden
Parachutes
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Solium Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
SUM CUSIP 83425Q105 05/31/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marcos A. Lopez Mgmt For For For
1.2 Elect Michael G. Mgmt For For For
Broadfoot
1.3 Elect Brian N. Craig Mgmt For For For
1.4 Elect Colleen J. Mgmt For For For
Moorehead
1.5 Elect Tom P. Muir Mgmt For For For
1.6 Elect Shawn Abbott Mgmt For For For
1.7 Elect Laura A. Cillis Mgmt For For For
1.8 Elect Joanne Rohde Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For Against Against
Option
Plan
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/11/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack C. Lee Mgmt For For For
1.2 Elect Ronald Dewhurst Mgmt For For For
1.3 Elect Peter Grosskopf Mgmt For For For
1.4 Elect Sharon Ranson Mgmt For For For
1.5 Elect Arthur R. Rule IV Mgmt For For For
1.6 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advance Notice Mgmt For For For
Provision
4 Share Consolidation Mgmt For For For
________________________________________________________________________________
Stage Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSI CUSIP 85254C305 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan J. Barocas Mgmt For For For
2 Elect Elaine D. Crowley Mgmt For For For
3 Elect Diane M. Ellis Mgmt For For For
4 Elect Michael L. Glazer Mgmt For For For
5 Elect Earl J. Mgmt For For For
Hesterberg,
Jr.
6 Elect Lisa R. Kranc Mgmt For For For
7 Elect William J. Mgmt For For For
Montgoris
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stamps.com Inc.
Ticker Security ID: Meeting Date Meeting Status
STMP CUSIP 852857200 06/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Bradford Jones Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Standard Motor Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMP CUSIP 853666105 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Gethin Mgmt For For For
1.2 Elect Pamela Forbes Mgmt For For For
Lieberman
1.3 Elect Patrick S. Mgmt For For For
McClymont
1.4 Elect Joseph W. Mgmt For For For
McDonnell
1.5 Elect Alisa C. Norris Mgmt For For For
1.6 Elect Eric P. Sills Mgmt For For For
1.7 Elect Lawrence I. Sills Mgmt For For For
1.8 Elect Frederick D. Mgmt For For For
Sturdivant
1.9 Elect William H. Turner Mgmt For For For
1.10 Elect Richard S. Ward Mgmt For For For
1.11 Elect Roger M. Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
State Auto Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STFC CUSIP 855707105 05/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Fiorile
1.2 Elect Michael E. Mgmt For For For
LaRocco
1.3 Elect Eileen A. Mgmt For For For
Mallesch
1.4 Elect Setareh Mgmt For For For
Pouraghabagher
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
StealthGas, Inc.
Ticker Security ID: Meeting Date Meeting Status
GASS CUSIP Y81669106 09/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lambros Babilis Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Directors' Restricted
Shares
Plan
________________________________________________________________________________
Stratec Biomedical AG
Ticker Security ID: Meeting Date Meeting Status
SBS CINS D8171G205 05/30/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Stock Option Plan; Mgmt For Abstain Against
Increase in
Conditional
Capital
11 Change of Legal Form Mgmt For For For
12 Elect Fred K Bruckner Mgmt For For For
13 Elect Stefanie Remmele Mgmt For For For
14 Elect Rainer Baule Mgmt For For For
________________________________________________________________________________
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wolfgang H. Mgmt For For For
Dangel
1.2 Elect David W. Grzelak Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunOpta Inc.
Ticker Security ID: Meeting Date Meeting Status
STKL CUSIP 8676EP108 05/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret Shan Mgmt For For For
Atkins
2 Elect Albert D. Bolles Mgmt For For For
3 Elect Derek Briffett Mgmt For For For
4 Elect David J. Colo Mgmt For For For
5 Elect Michael Detlefsen Mgmt For For For
6 Elect R. Dean Hollis Mgmt For For For
7 Elect Katrina Houde Mgmt For For For
8 Elect Brendan B. Mgmt For For For
Springstubb
9 Elect Gregg A. Tanner Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Support.com Inc.
Ticker Security ID: Meeting Date Meeting Status
SPRT CUSIP 86858W200 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Bloom Mgmt For For For
1.2 Elect Brian J. Kelley Mgmt For For For
1.3 Elect Bradley L. Radoff Mgmt For For For
1.4 Elect Joshua E. Mgmt For For For
Schechter
1.5 Elect Eric Singer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Support.com Inc.
Ticker Security ID: Meeting Date Meeting Status
SPRT CUSIP 86858W200 07/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Bloom Mgmt For For For
1.2 Elect Brian J. Kelley Mgmt For For For
1.3 Elect Bradley L. Radoff Mgmt For For For
1.4 Elect Joshua E. Mgmt For For For
Schechter
1.5 Elect Eric Singer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Dantzker Mgmt For For For
1.2 Elect Lisa W. Heine Mgmt For For For
1.3 Elect Gary R. Maharaj Mgmt For For For
2 Change in Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tabula Rasa HealthCare Inc
Ticker Security ID: Meeting Date Meeting Status
TRHC CUSIP 873379101 06/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samira Beckwith Mgmt For For For
1.2 Elect Dennis Helling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Team, Inc.
Ticker Security ID: Meeting Date Meeting Status
TISI CUSIP 878155100 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amerino Gatti Mgmt For For For
1.2 Elect Brian K. Mgmt For For For
Ferraioli
1.3 Elect Michael A. Lucas Mgmt For For For
1.4 Elect Craig L. Martin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Issuance of Common Mgmt For For For
Stock
5 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
TearLab Corporation
Ticker Security ID: Meeting Date Meeting Status
TEAR CUSIP 878193200 06/21/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elias Vamvakas Mgmt For For For
1.2 Elect Anthony E. Altig Mgmt For For For
1.3 Elect Joseph Jensen Mgmt For For For
1.4 Elect Paul M. Karpecki Mgmt For For For
1.5 Elect Richard L. Mgmt For For For
Lindstrom
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TearLab Corporation
Ticker Security ID: Meeting Date Meeting Status
TEAR CUSIP 878193200 10/12/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common
Stock
2 Issuance of Common Mgmt For Against Against
Stock in One or More
Potential Non-Public
Capital Raising
Transactions or Debt
to Equity Conversion
Transactions
________________________________________________________________________________
Tejon Ranch Co.
Ticker Security ID: Meeting Date Meeting Status
TRC CUSIP 879080109 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoffrey L. Stack Mgmt For For For
1.2 Elect Michael H. Winer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Azita Arvani Mgmt For For For
1.2 Elect Steven A. Mgmt For For For
Sonnenberg
1.3 Elect David S. Wichmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TerraVest Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
TVK CUSIP 88104J108 02/12/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Pellerin Mgmt For For For
1.2 Elect Blair A. Cook Mgmt For For For
1.3 Elect Dale H. Laniuk Mgmt For For For
1.4 Elect Dustin Haw Mgmt For For For
1.5 Elect Rocco Rossi Mgmt For For For
1.6 Elect Mick MacBean Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 12/01/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
The Bank of N.T. Butterfield & Son Limited
Ticker Security ID: Meeting Date Meeting Status
NTB CUSIP G0772R208 04/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Board Size Mgmt For For For
4 Elect Michael Collins Mgmt For For For
5 Elect Alastair W.S. Mgmt For For For
Barbour
6 Elect James Burr Mgmt For For For
7 Elect Michael Covell Mgmt For For For
8 Elect Caroline Foulger Mgmt For For For
9 Elect Conor O'Dea Mgmt For For For
10 Elect Meroe Park Mgmt For For For
11 Elect Pamela Mgmt For For For
Thomas-Graham
12 Elect John R. Wright Mgmt For For For
13 Elect David K. Zwiener Mgmt For For For
14 Authority to Fill Mgmt For For For
Board
Vacancies
15 Authority to Issue Mgmt For For For
Treasury Shares and
Unissued Authorized
Capital
________________________________________________________________________________
The Eastern Company
Ticker Security ID: Meeting Date Meeting Status
EML CUSIP 276317104 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Everets Mgmt For For For
1.2 Elect Michael A. Mgmt For For For
McManus,
Jr.
1.3 Elect James A. Mgmt For For For
Mitarotonda
1.4 Elect August M. Vlak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hackett Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCKT CUSIP 404609109 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David N. Dungan Mgmt For For For
1.2 Elect Richard N. Hamlin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The RMR Group Inc.
Ticker Security ID: Meeting Date Meeting Status
RMR CUSIP 74967R106 03/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann Logan Mgmt For For For
2 Elect Rosen Plevneliev Mgmt For For For
3 Elect Adam D. Portnoy Mgmt For For For
4 Elect Barry M. Portnoy Mgmt For For For
(Candidate
Withdrawn)
5 Elect Walter C. Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 03/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William E. Mgmt For For For
Bennett
1.2 Elect Amy Woods Mgmt For For For
Brinkley
1.3 Elect Brian C. Ferguson Mgmt For For For
1.4 Elect Colleen A. Mgmt For For For
Goggins
1.5 Elect Mary Jo Haddad Mgmt For For For
1.6 Elect Jean-Rene Halde Mgmt For For For
1.7 Elect David E. Kepler Mgmt For For For
1.8 Elect Brian M. Levitt Mgmt For For For
1.9 Elect Alan N. MacGibbon Mgmt For For For
1.10 Elect Karen E. Maidment Mgmt For For For
1.11 Elect Bharat B. Masrani Mgmt For For For
1.12 Elect Irene R. Miller Mgmt For For For
1.13 Elect Nadir H. Mohamed Mgmt For For For
1.14 Elect Claude Mongeau Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Company's
Response to Proxy
Access
Proposal
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reimbursement of
Solicitation
Expenses
________________________________________________________________________________
Theratechnologies Inc.
Ticker Security ID: Meeting Date Meeting Status
TH CUSIP 88338H100 05/16/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald A. Lacoste Mgmt For For For
1.2 Elect Dale Mgmt For For For
MacCandlish-Well
1.3 Elect Paul Pommier Mgmt For For For
1.4 Elect Dawn Svoronos Mgmt For For For
1.5 Elect Jean-Denis Talon Mgmt For For For
1.6 Elect Luc Tanguay Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Theravance Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 05/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eran Broshy Mgmt For For For
2 Elect Laurie Mgmt For For For
Smaldone-Alsup
3 Elect Burton G. Malkiel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Adoption of Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Titan International, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP 88830M102 06/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Mgmt For For For
Cashin,
Jr.
1.2 Elect Gary L. Cowger Mgmt For For For
1.3 Elect Albert J. Febbo Mgmt For For For
1.4 Elect Peter B. McNitt Mgmt For For For
1.5 Elect Mark H. Rachesky Mgmt For For For
1.6 Elect Paul G. Reitz Mgmt For For For
1.7 Elect Anthony L. Soave Mgmt For For For
1.8 Elect Maurice M. Mgmt For For For
Taylor,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Total Energy Services Inc.
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89154B102 05/17/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George K. Chow Mgmt For For For
1.2 Elect Gregory K. Mgmt For For For
Melchin
1.3 Elect Bruce L. Mgmt For For For
Pachkowski
1.4 Elect Glenn Dagenais Mgmt For For For
1.5 Elect Daniel K. Halyk Mgmt For For For
1.6 Elect Andrew B. Wiswell Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Barr Mgmt For For For
1.2 Elect William Dries Mgmt For For For
1.3 Elect Mervin Dunn Mgmt For For For
1.4 Elect Michael Graff Mgmt For For For
1.5 Elect Sean P. Hennessy Mgmt For For For
1.6 Elect W. Nicholas Mgmt For For For
Howley
1.7 Elect Raymond Mgmt For For For
Laubenthal
1.8 Elect Gary E. Mgmt For For For
McCullough
1.9 Elect Douglas W. Mgmt For For For
Peacock
1.10 Elect Robert J. Small Mgmt For For For
1.11 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Barr Mgmt For For For
1.2 Elect William Dries Mgmt For For For
1.3 Elect Mervin Dunn Mgmt For For For
1.4 Elect Michael Graff Mgmt For For For
1.5 Elect Sean P. Hennessy Mgmt For For For
1.6 Elect W. Nicholas Mgmt For For For
Howley
1.7 Elect Raymond Mgmt For For For
Laubenthal
1.8 Elect Gary E. Mgmt For For For
McCullough
1.9 Elect Douglas W. Mgmt For For For
Peacock
1.10 Elect Robert J. Small Mgmt For For For
1.11 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Barr Mgmt For For For
1.2 Elect William Dries Mgmt For For For
1.3 Elect Mervin Dunn Mgmt For For For
1.4 Elect Michael Graff Mgmt For For For
1.5 Elect Sean P. Hennessy Mgmt For For For
1.6 Elect W. Nicholas Mgmt For For For
Howley
1.7 Elect Raymond Mgmt For For For
Laubenthal
1.8 Elect Gary E. Mgmt For For For
McCullough
1.9 Elect Douglas W. Mgmt For For For
Peacock
1.10 Elect Robert J. Small Mgmt For For For
1.11 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Transdigm Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDG CUSIP 893641100 03/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Barr Mgmt For For For
1.2 Elect William Dries Mgmt For For For
1.3 Elect Mervin Dunn Mgmt For For For
1.4 Elect Michael Graff Mgmt For For For
1.5 Elect Sean P. Hennessy Mgmt For For For
1.6 Elect W. Nicholas Mgmt For For For
Howley
1.7 Elect Raymond Mgmt For For For
Laubenthal
1.8 Elect Gary E. Mgmt For For For
McCullough
1.9 Elect Douglas W. Mgmt For For For
Peacock
1.10 Elect Robert J. Small Mgmt For For For
1.11 Elect John St?r Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trecora Resources
Ticker Security ID: Meeting Date Meeting Status
TREC CUSIP 894648104 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary K. Adams Mgmt For For For
1.2 Elect Karen A. Mgmt For For For
Twitchell
1.3 Elect Simon Mgmt For For For
Upfill-Brown
1.4 Elect Nicholas N. Mgmt For For For
Carter
1.5 Elect Joseph P. Palm Mgmt For For For
1.6 Elect Pamela R. Butcher Mgmt For For For
1.7 Elect John R. Townsend Mgmt For For For
2 Amendments to Charter Mgmt For For For
-
Bundled
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Trican Well Service Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCW CUSIP 895945103 05/10/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Allen Brooks Mgmt For For For
2.2 Elect Murray L. Cobbe Mgmt For For For
2.3 Elect Dale Dusterhoft Mgmt For For For
2.4 Elect Bradley P.D. Mgmt For For For
Fedora
2.5 Elect Kevin Nugent Mgmt For For For
2.6 Elect Alexander J. Mgmt For For For
Pourbaix
2.7 Elect Deborah Stein Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Trupanion Inc
Ticker Security ID: Meeting Date Meeting Status
TRUP CUSIP 898202106 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robin Ferracone Mgmt For For For
1.2 Elect H. Hays Lindsley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Concrete, Inc.
Ticker Security ID: Meeting Date Meeting Status
USCR CUSIP 90333L201 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Mgmt For For For
Sandbrook
2 Elect Kurt M. Cellar Mgmt For For For
3 Elect Michael D. Lundin Mgmt For For For
4 Elect Robert M. Rayner Mgmt For For For
5 Elect Colin M. Mgmt For For For
Sutherland
6 Elect Theodore P. Rossi Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
U.S. Physical Therapy, Inc.
Ticker Security ID: Meeting Date Meeting Status
USPH CUSIP 90337L108 05/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerald L. Pullins Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Reading
1.3 Elect Lawrance W. Mgmt For For For
McAfee
1.4 Elect Mark J. Brookner Mgmt For For For
1.5 Elect Harry S. Chapman Mgmt For For For
1.6 Elect Kathleen A. Mgmt For For For
Gilmartin
1.7 Elect Bernard A. Mgmt For For For
Harris,
Jr.
1.8 Elect Edward L. Kuntz Mgmt For For For
1.9 Elect Reginald E. Mgmt For For For
Swanson
1.10 Elect Clayton K. Trier Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Physical Therapy, Inc.
Ticker Security ID: Meeting Date Meeting Status
USPH CUSIP 90337L108 10/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerald L. Pullins Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Reading
1.3 Elect Lawrance W. Mgmt For For For
McAfee
1.4 Elect Mark J. Brookner Mgmt For For For
1.5 Elect Harry S. Chapman Mgmt For For For
1.6 Elect Bernard A. Mgmt For For For
Harris,
Jr.
1.7 Elect Edward L. Kuntz Mgmt For For For
1.8 Elect Reginald E. Mgmt For For For
Swanson
1.9 Elect Clayton K. Trier Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
UFP Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPT CUSIP 902673102 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Jeffrey Bailly Mgmt For For For
1.2 Elect Marc Kozin Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Leonid Mezhvinsky Mgmt For For For
5 Elect Emily Maddox Mgmt For For For
Liggett
6 Elect Thomas T. Edman Mgmt For For For
7 Elect Barbara V. Mgmt For For For
Scherer
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Uni-Select Inc.
Ticker Security ID: Meeting Date Meeting Status
UNS CUSIP 90457D100 05/03/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Bibby Mgmt For For For
1.2 Elect Henry Buckley Mgmt For For For
1.3 Elect Michelle A. Mgmt For For For
Cormier
1.4 Elect Andre Courville Mgmt For For For
1.5 Elect Jeffrey Ian Hall Mgmt For For For
1.6 Elect George E. Heath Mgmt For For For
1.7 Elect Robert Molenaar Mgmt For For For
1.8 Elect Richard G. Roy Mgmt For For For
1.9 Elect Dennis M. Mgmt For For For
Welvaert
1.10 Elect Michael Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Unique Fabricating, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFAB CUSIP 90915J103 06/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Weinhardt Mgmt For For For
1.2 Elect Richard L. Baum, Mgmt For Withhold Against
Jr.
1.3 Elect James Illikman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Arling Mgmt For For For
1.2 Elect Satjiv S. Chahil Mgmt For For For
1.3 Elect William C. Mgmt For For For
Mulligan
1.4 Elect J.C. Sparkman Mgmt For For For
1.5 Elect Gregory P. Mgmt For For For
Stapleton
1.6 Elect Carl E. Vogel Mgmt For For For
1.7 Elect Edward K. Zinser Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2018 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Logistics Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULH CUSIP 91388P105 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Grant E. Belanger Mgmt For For For
1.2 Elect Frederick P. Mgmt For For For
Calderone
1.3 Elect Joseph J. Mgmt For For For
Casaroll
1.4 Elect Daniel J. Deane Mgmt For For For
1.5 Elect Manuel J. Moroun Mgmt For For For
1.6 Elect Matthew T. Moroun Mgmt For For For
1.7 Elect Michael A. Regan Mgmt For For For
1.8 Elect Jefferey A. Mgmt For For For
Rogers
1.9 Elect Daniel C. Mgmt For For For
Sullivan
1.10 Elect Richard P. Urban Mgmt For For For
1.11 Elect H.E. Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect M. David Mgmt For For For
Kornblatt
1.3 Elect Dennis M. Oates Mgmt For For For
1.4 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Technical Institute, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTI CUSIP 913915104 03/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Mgmt For For For
Lennox,
Jr.
2 Elect Roger S. Penske Mgmt For For For
3 Elect Linda J. Srere Mgmt For For For
4 Elect John C. White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Urbana Corporation
Ticker Security ID: Meeting Date Meeting Status
URB CUSIP 91707P109 05/09/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas S. Mgmt For For For
Caldwell
1.2 Elect Bethann Colle Mgmt For For For
1.3 Elect George D. Elliott Mgmt For For For
1.4 Elect Michael B.C. Mgmt For For For
Gundy
1.5 Elect Charles A.V. Mgmt For For For
Pennock
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
USA Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAT CUSIP 90328S500 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven D. Mgmt For For For
Barnhart
1.2 Elect Joel Brooks Mgmt For For For
1.3 Elect Stephen P. Mgmt For For For
Herbert
1.4 Elect Robert L. Metzger Mgmt For For For
1.5 Elect Albin F. Moschner Mgmt For For For
1.6 Elect William J. Mgmt For For For
Reilly,
Jr.
1.7 Elect William J. Schoch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of 2018 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Utah Medical Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTMD CUSIP 917488108 05/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin L. Cornwell Mgmt For For For
1.2 Elect Paul O. Richins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Value Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
VALU CUSIP 920437100 10/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard A. Brecher Mgmt For For For
1.2 Elect Stephen R. Mgmt For For For
Anastasio
1.3 Elect Mary Bernstein Mgmt For For For
1.4 Elect Alfred R. Fiore Mgmt For For For
1.5 Elect Stephen P. Davis Mgmt For For For
1.6 Elect Glenn J. Muenzer Mgmt For For For
2 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 04/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gili Iohan Mgmt For For For
1.2 Elect Ofer Segev Mgmt For For For
1.3 Elect Rona Segev-Gal Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard A. Mgmt For For For
D'Amore
1.2 Elect Keith D. Jackson Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Victoria Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP 92625W101 09/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Terence S. Harvey Mgmt For For For
2.2 Elect John McConnell Mgmt For For For
2.3 Elect Christopher Hill Mgmt For For For
2.4 Elect Leendert Krol Mgmt For For For
2.5 Elect Michael D. Mgmt For For For
McInnis
2.6 Elect Heather White Mgmt For For For
2.7 Elect Patrick Downey Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Abizaid Mgmt For For For
1.2 Elect John D. Nixon Mgmt For For For
1.3 Elect Michael T. Viola Mgmt For For For
________________________________________________________________________________
Virtusa Corporation
Ticker Security ID: Meeting Date Meeting Status
VRTU CUSIP 92827P102 09/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William K. Mgmt For For For
O'Brien
1.2 Elect Al-Noor Ramji Mgmt For For For
1.3 Elect Joseph G. Doody Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Vishay Precision Group Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Janet M. Clarke Mgmt For For For
1.3 Elect Wesley Cummins Mgmt For For For
1.4 Elect Bruce Lerner Mgmt For For For
1.5 Elect Saul V. Reibstein Mgmt For For For
1.6 Elect Timothy V. Mgmt For For For
Talbert
1.7 Elect Ziv Shoshani Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Vocera Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
VCRA CUSIP 92857F107 06/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John N. McMullen Mgmt For For For
2 Elect Sharon L. O'Keefe Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year Abstain Against
Vote on Executive
Compensation
6 Amendment to the 2012 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNVSDB CINS W9897B107 05/16/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Board Size; Number of Mgmt For For For
Auditors
11 Directors and Mgmt For Against Against
Auditors'
Fees
12 Election of Directors; Mgmt For Against Against
Appointment of
Auditor
13 Nomination Committee Mgmt For For For
14 Remuneration Principles Mgmt For Against Against
15 Long-Term Incentive Mgmt For For For
Program
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
West Marine, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMAR CUSIP 954235107 09/12/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Westaim Corporation
Ticker Security ID: Meeting Date Meeting Status
WED CUSIP 956909303 05/17/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen R. Cole Mgmt For For For
1.2 Elect Ian W. Delaney Mgmt For For For
1.3 Elect John Gildner Mgmt For For For
1.4 Elect J. Cameron Mgmt For For For
MacDonald
1.5 Elect Bruce V. Walter Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Incentive Stock Option Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Westport Fuel Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
WPRT CUSIP 960908309 05/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michele J. Mgmt For For For
Buchignani
1.2 Elect Brenda J. Eprile Mgmt For For For
1.3 Elect Nancy S. Gougarty Mgmt For For For
1.4 Elect Daniel M. Hancock Mgmt For For For
1.5 Elect Anthony Harris Mgmt For For For
1.6 Elect Colin S. Johnston Mgmt For For For
1.7 Elect Scott Mackie Mgmt For For For
1.8 Elect Wade Nesmith Mgmt For For For
1.9 Elect Rodney T. Nunn Mgmt For For For
1.10 Elect Peter M. Yu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Westwood Holdings Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHG CUSIP 961765104 04/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian O. Casey Mgmt For For For
1.2 Elect Richard M. Frank Mgmt For For For
1.3 Elect Susan M. Byrne Mgmt For For For
1.4 Elect Ellen H. Mgmt For For For
Masterson
1.5 Elect Robert D. McTeer Mgmt For For For
1.6 Elect Geoffrey R. Mgmt For For For
Norman
1.7 Elect Martin J. Weiland Mgmt For For For
1.8 Elect Raymond E. Mgmt For For For
Wooldridge
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Weyco Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEYS CUSIP 962149100 05/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Florsheim Mgmt For For For
1.2 Elect Frederick P. Mgmt For For For
Stratton,
Jr.
1.3 Elect Cory L. Nettles Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xcerra Corporation
Ticker Security ID: Meeting Date Meeting Status
XCRA CUSIP 98400J108 10/12/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Yatra Online Inc
Ticker Security ID: Meeting Date Meeting Status
YTRA CUSIP G98338109 12/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
YGM Trading Limited
Ticker Security ID: Meeting Date Meeting Status
0375 CINS Y98250106 09/20/2017 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Shirley CHAN Suk Mgmt For For For
Ling
6 Elect CHAN Wing To Mgmt For For For
7 Elect LIN Keping Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Zafgen Inc
Ticker Security ID: Meeting Date Meeting Status
ZFGN CUSIP 98885E103 06/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas O. Daniel Mgmt For For For
1.2 Elect Cameron Geoffrey Mgmt For For For
McDonough
1.3 Elect Robert J. Perez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ZAIS Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
ZAIS CUSIP 98887G106 05/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2.1 Elect Christian Zugel Mgmt For For For
2.2 Elect Daniel A. Curry Mgmt For For For
2.3 Elect John Burke Mgmt For For For
2.4 Elect Paul B. Guenther Mgmt For For For
2.5 Elect James Zinn Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Zealand Pharma AS
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 04/19/2018 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Rosemary A. Crane Mgmt For For For
10 Elect Catherine Mgmt For For For
Moukheibir
11 Elect Alain Munoz Mgmt For For For
12 Elect Martin Nicklasson Mgmt For For For
13 Elect Michael J. Owen Mgmt For For For
14 Elect Kirsten Aarup Mgmt For N/A N/A
Drejer
15 Appointment of Auditor Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Remuneration Guidelines Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Abolishment of the Mgmt For For For
Nomination
Committee
20 Amendments to Articles Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zealand Pharma AS
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 07/31/2017 Voted
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Amendments to Articles Mgmt For For For
Regarding Voting
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Indemnification of Mgmt For For For
Directors
9 Indemnification of Mgmt For For For
Executive
Management
10 Amendment to the Mgmt For For For
Remuneration
Guidelines
11 Amendments to Articles Mgmt For For For
Regarding Document
Language
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Christopher D. Clark
Name Christopher D. Clark
Title President
Date 08/20/2018