UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (1) | Class A common stock | 39,144 | $ (1) | D | Â |
IPO Units | Â (2) | Â (2) | Class A common stock | 80,000 | $ (2) | D | Â |
Stock Option (right to buy) | Â (3) | 09/15/2013 | Class A common stock | 60,000 | $ 3.4 | D | Â |
Stock Option (right to buy) | Â (3) | 09/30/2014 | Class A common stock | 60,000 | $ 4.65 | D | Â |
Stock Option (right to buy) | Â (3) | 09/30/2015 | Class A common stock | 60,000 | $ 5.1 | D | Â |
Stock Option (right to buy) | Â (3) | 09/10/2017 | Class A common stock | 70,000 | $ 10.2 | D | Â |
Stock Option (right to buy) | Â (3) | 11/01/2017 | Class A common stock | 76,000 | $ 10.2 | D | Â |
Stock Option (right to buy) | 01/07/2014 | 01/07/2019 | Class A common stock | 100,000 | $ 6.4 | D | Â |
Stock Option (right to buy) | 09/08/2014 | 09/08/2019 | Class A common stock | 50,000 | $ 8.25 | D | Â |
Stock Option (right to buy) | 09/14/2015 | 09/14/2020 | Class A common stock | 120,000 | $ 9.2 | D | Â |
Stock Option (right to buy) | 12/03/2015 | 12/03/2020 | Class A common stock | 21,700 | $ 9.2 | D | Â |
Stock Option (right to buy) | 09/22/2016 | 09/22/2021 | Class A common stock | 190,000 | $ 10.5 | D | Â |
Stock Option (right to buy) | 01/10/2017 | 01/10/2022 | Class A common stock | 37,500 | $ 10.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shaefer Peter 2 PARK AVENUE NEW YORK, NY 10016 |
 |  |  SVP, Strat. Bus. Development |  |
/s/ Michelle Garcia, Attorney-in-Fact | 06/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. 37,500 Restricted Stock Units vest on September 25, 2017, and 1,644 Restricted Stock Units vest on January 17, 2018. |
(2) | Upon vesting, each IPO Unit will settle for one share of Class A common stock of Coty Inc. 40,000 IPO Units vest on June 13, 2013, and 40,000 IPO Units vest on June 13, 2014. |
(3) | The stock options are currently exercisable. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |