o | Rule 13d-1(b) | |
x | Rule 13d-1(c) | |
o | Rule 13d-1(d) |
CUSIP No. 010658667
|
SCHEDULE 13G/A
|
Page 2 of 7
|
1
|
NAME OF REPORTING
PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Trellus
Management Company, LLC (13-3807183)
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
o
(b)
o
|
||
3
|
SEC
USE ONLY
|
|||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
DELAWARE
LIMITED LIABILITY COMPANY
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
||
6
|
SHARED
VOTING POWER
1,090,094
|
|||
7
|
SOLE
DISPOSITIVE POWER
0
|
|||
8
|
SHARED
DISPOSITIVE POWER
1,090,094
|
|||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,090,094
|
|||
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See
Instructions)
|
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.77%
|
|||
12
|
TYPE
OF REPORTING PERSON (See Instructions)
OO
|
CUSIP
No. 010658667
|
SCHEDULE 13G/A
|
Page 3
of 7
|
1
|
NAME OF REPORTING
PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Adam
Usdan
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
o
(b)
o
|
||
3
|
SEC
USE ONLY
|
|||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
||
6
|
SHARED
VOTING POWER
1,090,094
|
|||
7
|
SOLE
DISPOSITIVE POWER
0
|
|||
8
|
SHARED
DISPOSITIVE POWER
1,090,094
|
|||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,090,094
|
|||
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See
Instructions)
|
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.77%
|
|||
12
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
Item 1.
|
(a)
|
Name of Issuer:
|
(b)
|
Address of Issuer’s Principal Executive
Offices:
|
Item 2.
|
(a)
|
Name of Person Filing:
|
(b)
|
Address of
Principal Business Office or, if none,
Residence:
|
(c)
|
Citizenship:
|
(d)
|
Title of
Class of Securities:
|
(e)
|
CUSIP
Number: 010658667
|
Item
3.
|
If this
statement is being filed pursuant to Rule 13d-1(b) or (c), or 13d-2(b),
check whether the person filing is:
|
(a)
|
o
Broker or dealer registered under Section 15 of the
Act
|
(b)
|
o
Bank as defined in section 3(a)(6) of the
Act
|
(c)
|
o Insurance company as
defined in section 3(a)(19) of the
Act
|
(d)
|
o
Investment company registered under section 8 of the Investment Company
Act of 1940
|
(e)
|
o
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E)
|
(f)
|
o
An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F)
|
(g)
|
o
A parent holding company or control person in accordance with Rule
13d-1(b)(ii)(G)
|
(h)
|
o
A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act
|
(i)
|
o
A
church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company Act of
1940
|
(j)
|
o
Group, in accordance with
13d-1(b)(1)(ii)(J)
|
Item 4.
|
Ownership:
|
(a)
|
Amount Beneficially Owned: |
1,090,094*
|
(b)
|
Percent of Class: |
4.77%
|
(c)
|
Number of Shares as to which such person
has:
|
(i)
|
Sole power to vote or direct the vote: |
0
|
(ii)
|
Shared power to vote or direct the vote: |
1,090,094*
|
(iii)
|
Sole power to dispose or direct the disposition of: |
0
|
(iv)
|
Shared power to dispose or direct the disposition of: |
1,090,094*
|
Item 5.
|
Ownership of Five Percent or Less of a
Class:
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another
Person:
|
Item 7.
|
Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on By the Parent
Holding Company
|
Item 8.
|
Identification and Classification of Members of the
Group
|
Item 9.
|
Notice of Dissolution of
Group
|
Item 10.
|
Certification
|
By:Trellus Management Company, LLC | ||||
|
|
/s/ Anthony G. Miller | ||
Name: | Anthony G. Miller | |||
Title: | Chief Financial Officer | |||
/s/ Adam Usdan | ||||
Adam Usdan |
By:Trellus Management Company, LLC | ||||
|
|
/s/ Anthony G. Miller | ||
Name: | Anthony G. Miller | |||
Title: | Chief Financial Officer | |||
/s/ Adam Usdan | ||||
Adam Usdan |