UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 9, 2005
NEW YORK MORTGAGE TRUST, INC.
(Exact name of registrant as specified in its charter)
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| Maryland
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001-32216
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47-0934168 |
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| (State or other jurisdiction of
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(Commission File Number)
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(IRS Employer Identification No.) |
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1301 Avenue of the Americas
New York, New York 10019
(Address and zip code of
principal executive offices)
Registrant’s telephone number, including area code: (212) 634-9400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02. Results of Operations and Financial Condition.
This Current Report on Form 8-K and the exhibit attached hereto are being furnished by New York
Mortgage Trust, Inc. (the “Company”) pursuant to Item 7.01 of Form 8-K in satisfaction of the
public disclosure requirements of Regulation FD and Item 2.02 of Form 8-K, insofar as they disclose
historical information regarding the Company’s results of operations or financial condition for the
three and nine months ended September 30, 2005.
On November 9, 2005, the Company issued a press release announcing its financial results for the
three and nine months ended September 30, 2005. A copy of the press release is furnished herewith
as Exhibit 99.1 to this report on Form 8-K and is incorporated herein by reference.
In accordance with General Instructions B.2 and B.6 of Form 8-K, the information included in this
Current Report on Form 8-K (including Exhibit 99.1 hereto), shall not be deemed “filed” for the
purposes of Section 18 of the Securities Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed incorporated by reference into
any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except
as shall be expressly set forth by specific reference in such a filing.
Item 7.01. Regulation FD Disclosure.
The disclosure contained in Item 2.02 is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
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(c) Exhibits.
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The following exhibit is being furnished herewith this Current Report on Form 8-K. |
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99.1
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Press Release dated November 9, 2005. |
[signature on following page]