8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) October 10, 2006
(October 6, 2006)
(Exact name of registrant as specified in its charter)
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Maryland
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001-32136
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20-0057959 |
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(State or other
jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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333 Earle Ovington Boulevard, Suite 900 Uniondale, New York 11553 |
(Address of principal executive offices) (Zip Code)
(516) 832-8002
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Arbor Realty Trust, Inc.
Current Report on Form 8-K
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer
of Listing.
On October 6, 2006, Arbor Realty Trust, Inc. (the Company) received a notice from the New
York Stock Exchange (NYSE) that the Companys proxy statement relating to its 2006 annual meeting
of shareholders did not state how interested parties could communicate with non-management
directors, as required by Section 303A.03 of the NYSE Listed Company Manual. In response to this
notice, the Company is filing this Form 8-K. The Company has been advised by the NYSE that, upon
the filing of this Form 8-K, the Company will be in compliance with the technical requirements of
Section 303A.03 of the NYSE Listed Company Manual.
Interested parties and stockholders may contact any member of the board (or all members),
including non-management directors, by mail. To communicate with the board of directors, any
individual director or any group or committee of directors, correspondence should be addressed to
the board of directors or any such individual director or group or committee of directors by either
name or title. All such correspondence should be sent in care of General Counsel and Corporate
Secretary at Arbor Realty Trust, Inc., 333 Earle Ovington Boulevard, Suite 900, Uniondale, New
York, 11553.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: October 10, 2006 |
ARBOR REALTY TRUST, INC.
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By: |
/s/ Walter K. Horn
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Name: |
Walter K. Horn |
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Title: |
General Counsel, Secretary and Director of
Compliance |
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