CUSIP No. |
90136Q100 |
SCHEDULE 13G/A1 | Page | 2 |
of | 5 Pages |
1 | NAME OF REPORTING PERSON Lloyd I. Miller, III |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 250,532 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 525,277 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 250,532 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
525,277 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
775,809 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.8% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN-IA-OO** |
Item 1(a).
|
Name of Issuer: | 21st Century Holding Company |
Item 1(b).
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Address of Issuerss Principal Executive Offices: | 3661 West Oakland Park Boulevard | ||
Suite 300 | ||||
Lauderdale Lakes, Florida 33311 |
Item 2(a).
|
Name of Person Filing: | Lloyd I. Miller, III |
Item 2(b). |
Address of Principal Business Office or, if None, Residence: | 4550 Gordon Drive, Naples, Florida | ||
34102 |
Item 2(c).
|
Citizenship: | U.S.A. |
Item 2(d).
|
Title of Class of Securities: | Common Stock |
Item 2(e).
|
CUSIP Number: | 90136Q100 |
Item 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE
PERSON FILING IS A: Not Applicable, this statement is filed pursuant to 13d-1(c) |
Item 4. | OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 250,532 of the reported securities as (i) a manager of a limited liability company that is the general partner of certain limited partnerships, and (ii) an individual. The reporting person has shared voting and dispositive power with respect to 525,277 of the reported securities as (i) an investment advisor to the trustee of a certain family trust, and (ii) co-trustee of a certain trust. |
(a) | 775,809 | |||||
(b) | 9.8% | |||||
(c) | (i) sole voting power: 250,532 | |||||
(ii) shared voting power: 525,277 | ||||||
(iii) sole dispositive power: 250,532 | ||||||
(iv) shared dispositive power: 525,277 |
Item 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |
Not Applicable |
Item 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: |
Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities. |
Item 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY: |
Not Applicable |
Item 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: |
Not Applicable |
Item 9. | NOTICE OF DISSOLUTION OF GROUP: |
Not Applicable |
Item 10. | CERTIFICATION: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Dated: February 9, 2011 | /s/ Lloyd I. Miller, III | |||
Lloyd I. Miller, III | ||||