SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 3, 2003
BRANTLEY CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
(Commission File Number)
(I.R.S. Employer Identification No.)
3201 Enterprise Parkway
Cleveland, OH 44122
(Address of principal executive offices and zip code)
Registrants telephone number, including area code: (216) 464-8400
Item 5. Other Events
On January 3, 2003, the Company filed objections to the report and recommendation issued by Magistrate Judge Jack B. Streepy in Goldstein v. Brantley Capital Corp. et al., a civil action pending in the United States District Court for the Northern District of Ohio (1: 02CV1903). Plaintiff Goldstein also filed objections with the court.
Item 7. Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
|99.1||Brantley Capital Corporation, Robert P. Pinkas, James P. Oliver and Benjamin F. Bryans Objections to Magistrates Report and Recommendation.|
|99.2||Plaintiffs Limited Objections to Portions of Magistrates Report and Recommendation|
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: January 7, 2002||BRANTLEY CAPITAL CORPORATION|
/s/ Tab A. Keplinger
Tab A. Keplinger
Vice President and
Chief Financial Officer