UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)
Craftmade International, Inc.
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(Name of Issuer)
Common Stock, $0.01 par value per share
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(Title of Class of Securities)
22413E-10-4
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(CUSIP Number)
Mr. Neall W. Humphrey
1380 Whisper Rock Way
Reno, Nevada 85923
(775) 240-4410
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 19, 2004
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of section 240.13d-1(e), (f) or (g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
CUSIP No. 22413E-10-4 Page 2 of 5 Pages
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Neall W. Humphrey
1 Leslie D. Humphrey
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X] The Reporting Persons are husband and wife and hold the
shares jointly as community property.
2
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SEC USE ONLY
3
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SOURCE OF FUNDS
4 Not applicable
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR 2(e)[ ]
5
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CITIZENSHIP OR PLACE OF ORGANIZATION
6 United States of America
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NUMBER OF SOLE VOTING POWER
SHARES
BENEFICIALLY 7 -0-
OWNED BY ---------------------------------------------------------
EACH
REPORTING SHARED VOTING POWER
PERSON
WITH 8 260,070
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SOLE DISPOSITIVE POWER
9 -0-
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SHARED DISPOSITIVE POWER
10 260,070
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
11 260,070
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
12
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13 4.9%
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TYPE OF REPORTING PERSON
14 IN; IN
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AMENDMENT NO. 5 TO SCHEDULE 13D
The Schedule 13D relating to shares of Common Stock, par value $0.01 per
share ("Common Stock"), of Craftmade International, Inc., a Delaware corporation
("Company"), as filed by Neall W. Humphrey and Leslie D. Humphrey (collectively,
"Humphrey"), is hereby amended as set forth below. Unless otherwise indicated,
all terms referred to herein shall have the meaning as set forth in the Schedule
13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended by adding the following thereto:
(a) Aggregate Number and Percentage of Shares Beneficially Owned by
Humphrey:
260,070 shares; 4.9%
(b) 1. Shares that Humphrey has sole power to vote or direct vote:
-0-
2. Shares that Humphrey has shared power to vote or direct vote:
260,070
3. Shares that Humphrey has sole power to dispose or direct the
disposition:
-0-
4. Shares that Humphrey has shared power to dispose or direct the
disposition:
260,070
(c) Since October 23, 1998, the date of the initial filing by Humphrey on
Schedule 13D, Humphrey has sold Common Stock in the manner, in the amounts, on
the dates and at the prices set forth on Schedule 1 attached hereto and
incorporated by reference.
Page 3 of 5
SIGNATURE
After reasonable inquiry to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: March 19, 2004
/s/ Neall W. Humphrey
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Neall W. Humphrey
/s/ Leslie D. Humphrey
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Leslie D. Humphrey
Page 4 of 5
SCHEDULE 1
Humphrey has engaged in the following transactions in Common Stock since
October 23, 1998, the date of the initial filing by Humphrey on Schedule 13D.
Where and How
Transaction was
Transaction Date Number of Shares Price Per Share Effected
---------------- ---------------- --------------- -------------------
December 6, 1999 5,000 N/A (1) Private transaction
November 21, 2000 5,000 N/A (1) Private transaction
September 28, 2001 10,000 $12.75 Open market
transaction
October 25, 2001 7,000 N/A (1) Private transaction
December 4, 2001 2,100 $12.35 Open market
transaction
December 5, 2001 17,900 $12.44 Open market
transaction
December 7, 2001 17,000 $12.84 Open market
transaction
December 10, 2001 7,000 $14.02 Open market
transaction
December 18, 2001 2,300 N/A (1) Private transaction
March 1, 2002 300 $16.10 Open market
transaction
March 4, 2002 5,700 $16.19 Open market
transaction
March 5, 2002 1,100 $16.10 Open market
transaction
March 8, 2002 2,900 $16.35 Open market
transaction
March 11, 2002 5,130 $16.60 Open market
transaction
March 27, 2002 767 $16.82 Open market
transaction
March 28, 2002 7,700 $16.73 Open market
transaction
May 15, 2002 1,100 $16.00 Open market
transaction
May 16, 2002 4,600 $16.00 Open market
transaction
May 17, 2002 1,300 $16.00 Open market
transaction
October 31, 2002 7,000 N/A (1) Private transaction
November 4, 2002 4,000 $14.14 Open market
transaction
November 5, 2002 3,400 $14.59 Open market
transaction
November 6, 2002 400 $14.67 Open market
transaction
March 25, 2003 400 $14.41 Open market
transaction
April 24, 2003 4,005 $14.65 Open market
transaction
April 25, 2003 5,595 $14.65 Open market
transaction
May 8, 2003 6,100 $14.98 Open market
transaction
May 9, 2003 3,383 $15.01 Open market
transaction
May 19, 2003 7,700 $16.25 Open market
transaction
May 20, 2003 7,100 $16.23 Open market
transaction
May 21, 2003 4,677 $16.26 Open market
transaction
May 22, 2003 523 $16.25 Open market
transaction
June 23, 2003 2,700 $17.08 Open market
transaction
June 27, 2003 7,300 $17.49 Open market
transaction
September 11, 2003 911 $22.55 Open market
transaction
September 12, 2003 2,500 $22.04 Open market
transaction
September 15, 2003 1,989 $22.09 Open market
transaction
September 16, 2003 4,600 $22.17 Open market
transaction
November 10, 2003 50,000 $24.00 Open market
transaction
December 9, 2003 4,000 N/A (1) Private transaction
January 16, 2004 8,500 $27.4329 Open market
transaction
January 20, 2004 23,800 $27.5647 Open market
transaction
March 8, 2004 2,000 $27.1451 Open market
transaction
March 9, 2004 200 $27.20 Open market
transaction
March 10, 2004 6,600 $27.1297 Open market
transaction
March 11, 2004 5,100 $27.1468 Open market
transaction
March 11, 2004 50,000 $27.00 Open market
transaction
(1) These shares were gifted by Humphrey to a third party.
Page 5 of 5