UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
Commission File Number 000-27012
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(Check one):
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o Form 10-K
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o Form 20-F
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o Form 11-K
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ý Form 10-Q
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o Form 10-D
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oForm N-SAR |
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o Form N-CSR |
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For Period Ended:
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September 30, 2005 |
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o Transition Report on Form 10-K |
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o Transition Report on Form 20-F |
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o Transition Report on Form 11-K |
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o Transition Report on Form 10-Q |
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o Transition Report on Form N-SAR |
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For the Transition Period |
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Ended: |
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Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which
the notification relates:
PART I REGISTRANT INFORMATION
INSIGNIA SOLUTIONS plc
Full Name of Registrant
Former Name if Applicable
41300 Christy Street
Address of Principal Executive Office (Street and Number)
Fremont, CA 94538
City, State and Zip Code
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant
seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if
appropriate)
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(a)
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The reason described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expense |
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(b)
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The subject annual report, semi-annual report, transition
report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form
N-CSR, or portion thereof, will be filed on or before the
fifteenth calendar day following the prescribed due date; or
the subject quarterly report or transition report on Form 10-Q
or subject distribution report on Form 10-D, or portion
thereof, will be filed on or before the fifth calendar day
following the prescribed due date; and |
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(c)
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The accountants statement or other exhibit required by Rule
12b-25(c) has been attached if applicable. |
PART III NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR,
or the transition report or portion thereof, could not be filed within the prescribed time period.
The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarter ended September
30, 2005 (the Form 10-Q) by the prescribed due date primarily due to the time and effort that was
required to prepare the Registration Statement on Form S-1, as
amended, filed with the Securities and Exchange Commission in October 2005,
which delayed the preparation of the Companys quarterly results, as well as an unforeseen delay in
processing results from the Companys overseas operations. The Registrant seeks relief pursuant to
Rule 12b-25(b) with respect to the Form 10-Q. The Form 10-Q will be filed on or before the fifth
calendar day following the prescribed due date.
PART IV OTHER INFORMATION
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(1) |
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Name and telephone number of person to contact in regard to this notification |
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Richard M. Noling |
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(510) |
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360-3700 |
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(Name) |
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(Area Code) |
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(Telephone Number) |
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(2) |
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Have all other periodic reports required under Section 13 or 15(d) of the Securities
Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the registrant was required to file
such report(s) been filed? If answer is no, identify report(s). |
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Yes o No |
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(3) |
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Is it anticipated that any significant change in results of operations from the
corresponding period for the last fiscal year will be reflected by the earnings
statements to be included in the subject report or portion thereof? |
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Yes o No |
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If so, attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the
results cannot be made. |
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Please see Attachment A. |
INSIGNIA SOLUTIONS plc
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: November 15, 2005 |
By: |
/s/ Richard M. Noling
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Richard M. Noling Interim Chief Financial Officer |
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Attachment A
As reported in the Registrants press release issued on November 10, 2005, the Registrant
anticipates total revenues for its third quarter of 2005 to be approximately $800,000 as compared
to $107,000 for the same period in 2004. The Registrants
preliminary expectations for its operating expenses for its third
quarter of 2005 are between approximately $1.95 million and $2.30 million as compared to $1.84 million for the same period in 2004.
The Registrants results of operations for the quarter ended September 30, 2005 include the results
of Mi4e Device Management AB, which the Registrant acquired on March 16, 2005.