UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K/A
Amendment
No. 1
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) February 7, 2007
CNA FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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| Delaware
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1-5823
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36-6169860 |
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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| 333 S. Wabash, Chicago, Illinois
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60604 |
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| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code (312) 822-5000
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
TABLE OF CONTENTS
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On February 12, 2007, the Registrant issued a press release and posted a financial supplement
providing information on its results of operations for the fourth quarter and year-ended 2006. The
press release is furnished as Exhibit 99.1 and the financial supplement is furnished as Exhibit
99.2 to this Form 8-K.
The
information under this Item 2.02 and, except as otherwise
provided below, in Exhibits 99.1 and 99.2 in this Current Report are being
furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information
under Item 2.02 and, except as otherwise provided below, in Exhibits 99.1 and 99.2 in this Current Report shall not be incorporated by
reference into any registration statement or other document pursuant to the Securities Act of 1933,
as amended.
ITEM
5.02(d). DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF
DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS
OF CERTAIN OFFICERS.
The
information contained in Exhibit No. 99.1 under the subheading
“Election of Jose Montemayor as Director” is hereby
incorporated by reference into this Item 5.02(d).
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits:
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| Exhibit No. |
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Description |
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99.1
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CNA Financial Corporation press release, issued
February 12, 2007, providing information on the
fourth quarter and year-ended 2006 results of operations. |
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99.2
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CNA Financial Corporation financial supplement, posted
February 12, 2007, providing supplemental financial
information on the fourth quarter and year-ended 2006. |
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