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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
PIONEER CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
723646105**
(CUSIP Number)
DECEMBER 31, 2006
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
** The Issuer's application to withdraw the subject class of securities from
listing and registration on the New York Stock Exchange, Inc. was granted by the
U.S. Securities and Exchange Commission on January 23, 2006, and the Issuer
filed a Certification and Notice of Termination of Registration under Section
12(g) of the Act on Form 15 on December 18, 2006. Accordingly, the reporting
persons below are no longer subject to Schedule 13G reporting requirements with
respect to their holding of the securities.
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CUSIP NO. 723646105
-----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Financial Group, Inc.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
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NUMBER OF 5 SOLE VOTING POWER
SHARES 11,466,392
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 11,466,392
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,466,392
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.6%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
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Page 2 of 23
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CUSIP NO. 723646105
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 6,490,793
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 6,490,793
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,490,793
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
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Page 3 of 23
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CUSIP NO. 723646105
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Trust and Banking Corporation
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,048,560
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 3,048,560
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,048,560
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.8%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 4 of 23
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CUSIP NO. 723646105
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Securities Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 719,939
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 719,939
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
719,939
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 5 of 23
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CUSIP NO. 723646105
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--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Securities International plc
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
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NUMBER OF 5 SOLE VOTING POWER
SHARES 36,412
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 36,412
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,412
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 6 of 23
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CUSIP NO. 723646105
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--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
Mitsubishi UFJ Asset Management Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,179,900
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 1,179,900
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,179,900
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
Page 7 of 23
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CUSIP NO. 723646105
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
MU Investments Co., Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions) (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 27,200
------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 27,200
------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
27,200
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
[_]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (See Instructions)
CO
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Page 8 of 23
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CUSIP NO. 723646105
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ITEM 1
(a) NAME OF ISSUER
Pioneer Corporation
The Issuer's application to withdraw the subject class of
securities from listing and registration on the New York Stock
Exchange, Inc. was granted by the U.S. Securities and Exchange
Commission on January 23, 2006, and the Issuer filed a
Certification and Notice of Termination of Registration under
Section 12(g) of the Act on Form 15 on December 18, 2006.
Accordingly, the reporting persons below are no longer subject
to Schedule 13G reporting requirements with respect to their
holding of the securities.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
4-1 Meguro 1-chome, Meguro-ku, Tokyo 153-8654, Japan
ITEM 2
(a) NAMES OF PERSONS FILING
Mitsubishi UFJ Financial Group, Inc. ("MUFG")
The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU")
Mitsubishi UFJ Trust and Banking Corporation ("MUTB")
Mitsubishi UFJ Securities Co., Ltd. ("MUS")
Mitsubishi UFJ Securities International plc ("MUSI")
Mitsubishi UFJ Asset Management Co., Ltd. ("MUAM")
MU Investments Co., Ltd. ("MUI")
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
MUFG:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
BTMU:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8388, Japan
MUTB:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
MUS:
4-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo, 100-6317, Japan
Page 9 of 23
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CUSIP NO. 723646105
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MUSI:
6 Broadgate, London EC2M 2AA
United Kingdom
MUAM:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
MUI:
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
Tokyo 103-0022, Japan
(c) CITIZENSHIP
Not applicable.
(d) TITLE OF CLASS OF SECURITIES
Common Stock
The Issuer's application to withdraw the subject class of
securities from listing and registration on the New York Stock
Exchange, Inc. was granted by the U.S. Securities and Exchange
Commission on January 23, 2006, and the Issuer filed a
Certification and Notice of Termination of Registration under
Section 12(g) of the Act on Form 15 on December 18, 2006.
Accordingly, the reporting persons above are no longer subject
to Schedule 13G reporting requirements with respect to their
holding of the securities.
(e) CUSIP NUMBER
723646105
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
MUFG: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
Page 10 of 23
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CUSIP NO. 723646105
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(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
BTMU: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUTB: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
Page 11 of 23
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CUSIP NO. 723646105
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MUS: (a) [X] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUSI: (a) [X] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [X] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [ ] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUAM: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
Page 12 of 23
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CUSIP NO. 723646105
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(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
MUI: (a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as fined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance with section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) [ ] Group, in accordance with section
240.13d-1(b)(1)(ii)(J).
ITEM 4 OWNERSHIP
Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer
identified in Item 1.
For MUFG
Page 13 of 23
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CUSIP NO. 723646105
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(a) Amount Beneficially Owned: 11,466,392
(b) Percent of Class: 6.57%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 11,466,392
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 11,466,392
(iv) Shared power to dispose or to direct the
disposition of: -0-
For BTMU
(a) Amount Beneficially Owned: 6,490,793
(b) Percent of Class: 3.72%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 6,490,793
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 6,490,793
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUTB
(a) Amount Beneficially Owned: 3,048,560
(b) Percent of Class: 1.75%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 3,048,560
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 3,048,560
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUS
(a) Amount Beneficially Owned: 719,939
(b) Percent of Class: 0.41%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 719,939
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 719,939
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUSI
Page 14 of 23
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CUSIP NO. 723646105
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(a) Amount Beneficially Owned: 36,412
(b) Percent of Class: 0.02%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 36,412
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 36,412
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUAM
(a) Amount Beneficially Owned: 1,179,900
(b) Percent of Class: 0.68%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 1,179,900
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 1,179,900
(iv) Shared power to dispose or to direct the
disposition of: -0-
For MUI
(a) Amount Beneficially Owned: 27,200
(b) Percent of Class: 0.02%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 27,200
(ii) Shared power to vote or to direct the vote: -0-
(iii) Sole power to dispose or to direct the
disposition of: 27,200
(iv) Shared power to dispose or to direct the
disposition of: -0-
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of
December 31, 2006, the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [X]
The Issuer's application to withdraw the suject class of
securities from listing and registration on the New York Stock
Exchange, Inc. was granted by the U.S. Securities and Exchange
Commission on January 23, 2006, and the Issuer filed a
Certification and Notice of Termination of Registration under
Section 12(g) of the Act on Form 15 on December 18, 2006.
Accordingly, the reporting persons above are no longer subject
to Schedule 13G reporting requirements with respect to their
holding of the securities.
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Page 15 of 23
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CUSIP NO. 723646105
-----------------------
Not applicable.
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
As of December 31, 2006, MUFG beneficially owns 11,466,392
shares indirectly through its subsidiaries as follows: BTMU
holds 6,490,793 shares; MUTB holds 3,048,560 shares; MUS holds
719,939 shares (including 36,412 shares indirectly held
through MUS's subsidiary, MUSI); MUAM holds 1,179,900 shares;
and MUI holds 27,200 shares.
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10 CERTIFICATION
By signing below the filers certify that, to the extent of
their best knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any
transaction having that purpose or effect.
Page 16 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ FINANCIAL GROUP, INC.
By: /s/ Takami Onodera
-------------------------------
Name: Takami Onodera
Title: General Manager, Credit &
Investment Management Division
Page 17 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
By: /s/ Takami Onodera
--------------------------------
Name: Takami Onodera
Title: General Manager, Credit Policy
& Planning Division
Page 18 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
By: /s/ Koji Kawakami
--------------------------------------
Name: Koji Kawakami
Title: Deputy General Manager of Trust
Assets Planning Division
Page 19 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ SECURITIES CO., LTD.
By: /s/ Akio Sashida
-------------------------------------
Name: Akio Sashida
Title: Executive Officer & General Manager
Page 20 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC
By: /s/ Kenichi Yamana
-------------------------------------
Name: Kenichi Yamana
Title: Managing Director
Page 21 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
By: /s/ Yasushi Inoue
-----------------------------------
Name: Yasushi Inoue
Title: General Manager of Risk Management
Division
Page 22 of 23
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CUSIP NO. 723646105
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 2007
MU INVESTMENTS CO., LTD.
By: /s/ Kenji Fujii
----------------------------
Name: Kenji Fujii
Title: General Manager of Risk
Management Dept.
Page 23 of 23