UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report
of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of April, 2007
Commission File Number 001-13908
AMVESCAP PLC
(Translation of registrants name into English)
30 Finsbury Square
London EC2A 1AG
England
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether by furnishing the information contained in this Form, the registrant
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b): 82- N/A
TABLE OF CONTENTS
On April 17, 2007, AMVESCAP PLC (the Company) issued and sold $300 million aggregate
principal amount of 5.625% Senior Notes due 2012 (the Notes) pursuant to an underwriting
agreement, dated April 11, 2007, between the Company, A I M Management Group Inc., A I M Advisors,
Inc., INVESCO Institutional (N.A.), Inc. and INVESCO North American Holdings, Inc. (collectively,
the Guarantors), and Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith
Incorporated, and UBS Securities LLC as representatives of the underwriters. The Notes are
registered under the Companys shelf registration statement on Form F-3 (Registration No.
333-141995).
The Notes were issued under the base indenture, dated as of April 17, 2007, between the
Company, the Guarantors and The Bank of New York Trust Company, N.A., as trustee (the Trustee),
and a supplemental indenture dated as of April 17, 2007, between the Company, the Guarantors and
the Trustee (the supplemental indenture and the base indenture are referred to herein as the
Indenture). Interest on the Notes will be payable semiannually on April 17 and October 17 of
each year, beginning on October 17, 2007. The Notes will mature on April 17, 2012.
The Company intends to use the net proceeds from the offering to repay amounts outstanding
under its revolving credit facility and for general corporate purposes.
The Indenture contains customary events of default including the failure to pay any principal
of (or any premium on) the Notes, failure to pay interest within 30 days of its due date, and
certain bankruptcy related events, upon the occurrence of which the Trustee or the holders of 25%
in principal amount of the Notes may accelerate the entire principal amount of the Notes to be
immediately due and payable.
The contents and exhibits of this Form 6-K are hereby incorporated by reference to the
Companys registration statement on Form F-3 filed on April 10, 2007.
The following exhibits are filed herewith:
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Exhibit No. |
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Description |
99.1
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Indenture dated April 17,
2007, by and among AMVESCAP PLC, A I M Management Group Inc., A I M Advisors, Inc., INVESCO
Institutional (N.A.), Inc. and INVESCO North American
Holdings, Inc. and The Bank of New York Trust Company, N.A.,
as trustee. |
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99.2
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First Supplemental Indenture dated April 17, 2007, by and
among AMVESCAP PLC, A I M Management Group Inc., A I M
Advisors, Inc., INVESCO Institutional (N.A.), Inc. and INVESCO
North American Holdings, Inc. and The Bank of New York Trust
Company, N.A., as trustee. |
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99.3
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Global Note |
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99.4
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Guarantee |
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99.5
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Opinion of Alston & Bird LLP |
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99.6
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Opinion of Linklaters LLP |
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99.7
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Press Release dated April 17, 2007 |