.
.
.
Form 13F Report for the Calendar Year or Quarter Ended: 9/30/2003
Check here if Amendment [ ]; Amendment Number: ----
This Amendment (check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Horizon Bancorp
Address: 515 Franklin Square
Michigan City, IN 46360
Form 13F File Number 28-6479
Person Signing this Report on Behalf of Reporting Manager:
Name: James H. Foglesong
Title: Chief Financial Officer
Phone: 219-873-2608
Signature, Place, and Date of Signing:
/s/ James H. Foglesong, Chief Financial Officer Michigan City, IN
----------------------------------------------- -----------------
Place
10/14/2003
----------
Date
Report Type (check only one):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: Horizon Trust & Investment Management
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 97
Form 13F Information Table Value Total: $64,199,060
List of Other Included Managers: Horizon Trust & Investment Management
-----------------------------
INVESTMENT DIRECTION (6)
-----------------------------
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) SOLE SHARED NONE
------------------ -------- --------- ---------- ------------- -----------------------------
AOL Time Warner Equity 00184A105 247819 16401 8411 7040 950
Abbott Laboratories Equity 2824100 1016179 23882 13845 8102 1935
ADR Abbey Natl PLC 7.25% Pfd Preferred Stock 2920502 204960 8000 800 5200 2000
ABN Amro 5.90% PFD Preferred Stock 00372P203 437940 18000 2600 14600 800
Alcoa Inc Com Stk Equity 13817101 404643 15468 6295 8673 500
Alltel Corp Equity 20039103 376095 8116 4295 3821 0
Altria Group, Inc. Equity 02209S103 1416010 32329 12570 16504 3255
Ambac Financial Group 5.875% PFD Preferred Stock 23139603 302206 12240 8640 3600 0
America Movil - ADR Series L Equity 02364W105 730276 31600 1600 0 30000
American Express Company Equity 25816109 342141 7593 0 7293 300
American International Group Inc Equity 26874107 1117418 19366 7696 9796 1874
Ameristock Mutual Fund Equity 03071F104 543216 15010 5829 9181 0
Amgen Inc Equity 31162100 278597 4318 1418 2400 500
Bac Cap Trust III 7.00% PFD Preferred Stock 05518E202 393324 14600 3200 11400 0
BP Amoco PLC, ADR's Equity 55622104 1877955 44607 23358 19771 1478
Bellsouth Corp Equity 79860102 541751 22878 12050 7220 3608
Berkshire Hathaway Inc Del Cl A Equity 84670108 675000 9 0 8 1
Berkshire Hathaway, Inc. Cl B Equity 84670207 606528 243 5 228 10
Best Buy Inc Equity 86516101 852176 17933 7452 9731 750
Bluegreen Corp Equity 96231105 566660 97700 0 0 97700
Burlington Northern/Santa Fe Equity 12189T104 288296 9986 110 6876 3000
Cardinal Health Inc Equity 14149Y108 633882 10856 5086 5084 686
Carnival Corp Equity 143658300 269073 8181 1594 6587 0
Cendant Corp. Equity 151313103 613929 32848 14810 18038 0
ChevronTexaco Corp Equity 166764100 913560 12786 5065 6428 1293
Chiron Corp Equity 170040109 322528 6224 2875 3349 0
Cisco Systems Inc Equity 17275R102 1474951 75291 26538 44742 4011
Citigroup, Inc. Equity 172967101 1419684 31195 14067 15958 1170
Coca-Cola Company Equity 191216100 410612 9558 3100 3712 2746
Continental Airlines Cl B Equity 210795308 364760 22000 0 0 22000
Corning Inc Com Equity 219350105 95321 10119 1825 7894 400
Cytyc Equity 232946103 646931 43100 0 0 43100
DNP Select Income Fund Inc. Equity 23325P104 3605374 341095 112371 207699 21025
Dell Inc. Equity 24702R101 506046 15142 5477 9070 595
Du Pont DE Nemours Equity 263534109 678610 16961 8451 8000 510
EMC Corporation Equity 268648102 427664 33861 12125 20855 881
Epoch Pharmaceuticals Inc Equity 294273107 48400 20000 0 0 20000
Exxon Mobil Corp Equity 30231G102 687421 18782 6950 7536 4296
Federal-Mogul Corporation Equity 313549107 4400 20000 0 0 20000
Fedex Corporation Equity 31428X106 286714 4450 1350 2350 750
Fifth Third Bancorp Equity 316773100 336517 6059 0 2807 3252
Furrs Bishops Inc Equity 361115603 125 12500 0 0 12500
General Electric Company Equity 369604103 2923914 98085 40446 48384 9255
-------------------------------
VOTING AUTHORITY (8)
-------------------------------
NAME OF ISSUER (1) OTHER MANAGERS (7) SOLE SHARED OTHER
------------------ ------------------ -------------------------------
AOL Time Warner Not Applicable 5199 0 11202
Abbott Laboratories 3950 0 19932
ADR Abbey Natl PLC 7.25% Pfd 0 0 8000
ABN Amro 5.90% PFD 1200 0 16800
Alcoa Inc Com Stk 1635 0 13833
Alltel Corp 1295 50 6771
Altria Group, Inc. 3530 0 28799
Ambac Financial Group 5.875% PFD 0 0 12240
America Movil - ADR Series L 1600 0 30000
American Express Company 0 0 7593
American International Group Inc 2920 0 16446
Ameristock Mutual Fund 3854.011 0 11156
Amgen Inc 1044 0 3274
Bac Cap Trust III 7.00% PFD 3000 0 11600
BP Amoco PLC, ADR's 3440 0 41167
Bellsouth Corp 7000 0 15878
Berkshire Hathaway Inc Del Cl A 0 0 9
Berkshire Hathaway, Inc. Cl B 10 0 233
Best Buy Inc 2640 0 15293
Bluegreen Corp 0 0 97700
Burlington Northern/Santa Fe 0 0 9986
Cardinal Health Inc 2076 100 8680
Carnival Corp 500 0 7681
Cendant Corp. 5020 0 27828
ChevronTexaco Corp 2025 0 10761
Chiron Corp 400 0 5824
Cisco Systems Inc 12100 460 62731
Citigroup, Inc. 6969 0 24226
Coca-Cola Company 900 150 8508
Continental Airlines Cl B 0 0 22000
Corning Inc Com 1300 0 8819
Cytyc 0 0 43100
DNP Select Income Fund Inc. 40681 1500 298914
Dell Inc. 1780 300 13062
Du Pont DE Nemours 4264 100 12597
EMC Corporation 7125 134 26602
Epoch Pharmaceuticals Inc 0 0 20000
Exxon Mobil Corp 2846 0 15936
Federal-Mogul Corporation 0 0 20000
Fedex Corporation 350 0 4100
Fifth Third Bancorp 0 0 6059
Furrs Bishops Inc 0 0 12500
General Electric Company 17185 100 80800
-----------------------------
INVESTMENT DIRECTION (6)
-----------------------------
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) SOLE SHARED NONE
------------------ -------- --------- ---------- ------------- -----------------------------
General Electric Cap Corp 6.10% Pfd Preferred Stock 369622519 403728 15600 2800 12800 0
Harley-Davidson Equity 412822108 575604 11942 5077 6546 319
Home Depot Incorporated Equity 437076102 664518 20864 8180 11801 883
Illinois Tool Works Inc Equity 452308109 851905 12857 3365 8992 500
Intel Corp Equity 458140100 951862 34588 1160 6288 27140
International Business Machines Corp Equity 459200101 581211 6580 895 5345 340
iShares S&P 500 BARRA Value Index Fund Equity 464287408 627227 12890 6050 6840 0
iShares S&P Small Cap 600 BARRA Growth Equity 464287887 263058 3340 1020 2320 0
Johnson & Johnson Equity 478160104 969602 19580 5700 7180 6700
Kimberly Clark Equity 494368103 1357465 26451 11722 11420 3309
Lincoln National Corporation Equity 534187109 252012 7123 1700 3600 1823
Lowes Companies Inc Equity 548661107 974526 18777 7430 10847 500
Lucent Technologies Inc Equity 549463107 32406 15003 3465 8556 2982
MBNA Corporation Equity 55262L100 1669826 73238 33470 39020 748
Malaysia Fund Equity 560905101 92600 20000 4500 0 15500
Marsh & McLennan CO Equity 571748102 458580 9632 4697 4935 0
Medtronic Inc Equity 585055106 955291 20360 7885 7299 5176
Merck & CO., Inc Equity 589331107 1060033 20941 5912 10684 4345
Microsoft Corporation Equity 594918104 1816063 65326 16302 31788 17236
Migratec Inc Equity 598622108 2000 100000 0 100000 0
Millenium Pharmaceuticals Inc Equity 599902103 313635 20300 0 300 20000
Morgan Stanley Dean Witter & CO. Equity 617446448 430525 8532 2655 5697 180
Motorola Inc Equity 620076109 126347 10573 1800 2143 6630
NTN Communications Inc Equity 629410309 37570 13000 0 0 13000
Nanophase Technologies Corp Equity 630079101 774000 120000 0 0 120000
Natl Rural Utility 6.75% Pfd Preferred Stock 637432709 238854 9400 2400 7000 0
Nisource Inc Equity 65473P105 246733 12349 0 12349 0
Nokia Corp ADR Equity 654902204 1009882 64736 27444 34017 3275
Northern Trust Corp Equity 665859104 1713650 40464 12134 16530 11800
Omnicom Group Inc Equity 681919106 330151 4595 1912 2683 0
Pepsico Inc Equity 713448108 1017518 22202 8255 11947 2000
Pfizer Inc. Equity 717081103 1473734 48510 17081 25188 6241
Qualcomm Inc Equity 747525103 504665 12111 5650 6391 70
Royal Dutch Petroleum Equity 780257804 581981 13167 6860 6207 100
SBC Communications Equity 78387G103 880366 39567 16847 16329 6391
Sara Lee Corp Equity 803111103 237303 12925 7680 5245 0
Schering Plough Corporation Equity 806605101 1087679 71370 9500 6500 55370
Sears Roebuck Ac 7.40% Pfd Preferred Stock 812404507 285984 10800 2000 8800 0
street Tracks Dow Jones US Small Cap Value Equity 86330E406 386830 2728 786 1942 0
Sun Microsystems Equity 866810104 58471 17665 1750 6675 9240
Teva Pharmaceutical Inds Ltd Equity 881624209 931845 16291 7130 9111 50
Thai Fund, Inc. Equity 882904105 74460 10414 0 0 10414
Tribune CO Equity 896047107 284259 6193 600 5593 0
-------------------------------
VOTING AUTHORITY (8)
-------------------------------
NAME OF ISSUER (1) OTHER MANAGERS (7) SOLE SHARED OTHER
------------------ ------------------ -------------------------------
General Electric Cap Corp 6.10% Pfd 800 1000 13800
Harley-Davidson 1505 100 10337
Home Depot Incorporated 3520 0 17344
Illinois Tool Works Inc 1400 100 11357
Intel Corp 960 280 33348
International Business Machines Corp 700 83 5797
iShares S&P 500 BARRA Value Index Fund 5050 0 7840
iShares S&P Small Cap 600 BARRA Growth 1300 0 2040
Johnson & Johnson 1550 0 18030
Kimberly Clark 5017 0 21434
Lincoln National Corporation 3000 0 4123
Lowes Companies Inc 3780 0 14997
Lucent Technologies Inc 2965 354 11684
MBNA Corporation 14613 375 58250
Malaysia Fund 0 0 20000
Marsh & McLennan CO 815 0 8817
Medtronic Inc 3170 100 17090
Merck & CO., Inc 2528 50 18363
Microsoft Corporation 5330 0 59996
Migratec Inc 0 0 100000
Millenium Pharmaceuticals Inc 0 0 20300
Morgan Stanley Dean Witter & CO. 850 0 7682
Motorola Inc 2043 0 8530
NTN Communications Inc 0 0 13000
Nanophase Technologies Corp 0 0 120000
Natl Rural Utility 6.75% Pfd 3400 0 6000
Nisource Inc 0 0 12349
Nokia Corp ADR 11015 325 53396
Northern Trust Corp 5760 300 34404
Omnicom Group Inc 560 0 4035
Pepsico Inc 5890 0 16312
Pfizer Inc. 7900 226 40384
Qualcomm Inc 1160 0 10951
Royal Dutch Petroleum 360 0 12807
SBC Communications 5169 0 34398
Sara Lee Corp 2030 0 10895
Schering Plough Corporation 3500 0 67870
Sears Roebuck Ac 7.40% Pfd 2000 0 8800
street Tracks Dow Jones US Small Cap Value 811 0 1917
Sun Microsystems 200 100 17365
Teva Pharmaceutical Inds Ltd 3220 0 13071
Thai Fund, Inc. 0 0 10414
Tribune CO 400 0 5793
-----------------------------
INVESTMENT DIRECTION (6)
-----------------------------
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) SOLE SHARED NONE
------------------ -------- --------- ---------- ------------- -----------------------------
Tyco International Ltd. Equity 902124106 859878 42089 17545 23712 832
United Airlines Equity 902549500 102240 96000 0 0 96000
Ultralife Batteries Inc Equity 903899102 287200 20000 0 0 20000
Vectren Corp Equity 92240G101 311973 13208 5697 7511 0
Verizon Communications Equity 92343V104 395768 12200 6059 3438 2703
Wal-Mart Stores Inc Equity 931142103 815689 14605 4575 9354 676
Walgreen CO Equity 931422109 1734285 56602 22273 23890 10439
Wellpoint Health Networks Inc Class A Equity 94973H108 346706 4498 1813 2685 0
Wells Fargo & CO New Equity 949746101 1110907 21571 5940 13905 1726
Worldcom Inc - Worldcom Group Equity 98157D106 880 13754 0 650 13104
Flextronics International Ltd Equity Y2573F102 757969 53303 26600 26703 0
---------------------------------------------------------
$64,199,060 2,720,186 736,620 1,168,693 814,873
=========================================================
-------------------------------
VOTING AUTHORITY (8)
-------------------------------
NAME OF ISSUER (1) OTHER MANAGERS (7) SOLE SHARED OTHER
------------------ ----------------- -------------------------------
Tyco International Ltd. 6970 100 35019
United Airlines 0 0 96000
Ultralife Batteries Inc 0 0 20000
Vectren Corp 1699 0 11509
Verizon Communications 925 19 11256
Wal-Mart Stores Inc 2165 57 12383
Walgreen CO 7980 100 48522
Wellpoint Health Networks Inc Class A 1430 100 2968
Wells Fargo & CO New 3144 100 18327
Worldcom Inc - Worldcom Group 0 0 13754
Flextronics International Ltd 11010 0 42293
-------------------------------
297,432 6,763 2,415,991
===============================