| |
|
|
|
|
OMB APPROVAL |
|
|
|
|
|
OMB Number: 3235-0060
Expires: March 31, 2006
Estimate average burden
hours per response... 28.0 |
|
|
|
EFFECTIVE AUGUST 23RD, 2004
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
| |
|
|
Date of Report (Date of earliest event reported):
|
|
June 28, 2005 |
|
|
|
BRANTLEY CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
| |
|
|
|
|
| Maryland
|
|
814-00127
|
|
34-1838462 |
|
|
|
|
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.) |
| |
|
|
| 3201 Enterprise Parkway, Suite 350, Cleveland, Ohio
|
|
44122 |
|
|
|
|
| (Address of principal executive offices)
|
|
(ZIP Code) |
| |
|
|
Registrant’s telephone number, including area code:
|
|
(216) 464-8400 |
|
|
|
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
[ ] Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
TABLE OF CONTENTS
Explanatory Note
The Registrant is filing this Amendment No. 1 to its Form 8-K (originally filed with the Securities
and Exchange Commission on June 28, 2005) solely to correct an error contained in Exhibit 99.2
under Item 9.01(c). As originally filed, Item 7 of Exhibit 99.2 stated that, as a result of the
sale by the Registrant of its primary interest in Fitness Quest, Inc., it had received a cash
distribution of $6.6 million and had retained a 14.7% ownership interest in Fitness Quest. The
Registrant had a 14.7% ownership interest in Fitness Quest prior to such transaction; giving effect
to such transaction, its ownership interest in Fitness Quest was reduced to 2.95%. This Amendment
No. 1 is being filed to reflect that correction. Unaffected items have not been repeated in this
Amendment No. 1 and no other changes have been made to the amended Exhibit 99.2 filed herewith.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
99.2 Part II to Annual Report on Form 10-K
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
|
|
|
| BRANTLEY CAPITAL CORPORATION |
|
|
| By: |
/s/ Robert P. Pinkas
Robert P. Pinkas
Chairman of the Board and Chief Executive Officer |
|
August 22, 2005
Date |