As filed with the Securities and Exchange Commission on May 22, 2018
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(SPECIALIZED DISCLOSURE REPORT)
Exact Name of Registrant as Specified in its Charter
State of Incorporation
Commission File Number
IRS Employer Identification Number
2015 W. Chestnut Street, Alhambra, CA 91803
Address of principal executive offices, including zip code
2015 W. Chestnut Street
Alhambra, CA 91803
(Name and telephone number, including area code, of the person to contact in connection with this report)
The rule pursuant to which this form is being filed, and the period to which the information in this form applies:
þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.
INFORMATION TO BE INCLUDED IN THIS REPORT
SECTION 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, EMCORE Corporation has prepared a Conflict Minerals Report for the calendar year ended December 31, 2017. The Conflict Minerals Report is publicly available at the following Internet website: http://www.emcore.com/company/supply-chain-management/.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is provided as an Exhibit to this Form SD.
SECTION 2 - EXHIBIT
Exhibit 1.01 - Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form SD.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 22, 2018
By: /s/ Jikun Kim
Name: Jikun Kim
Title: Chief Financial Officer